Dear Mr Shepherd

Our reference FOI 181-2022

Please see the attached letter acknowledging your Freedom of Information
request dated 27 September 2022.

Kind regards

Lisa Grealy

Lawyer, Escalated Matters & Government

Misconduct & Breach Reporting

Australian Securities and Investments Commission

120 Collins Street, Melbourne, 3000

[1]ASIC logo

ASIC acknowledges the Traditional Owners of the lands and waters on which
we live and work.

We pay respect to Elders past and present as the custodians of the world's
oldest continuing cultures.

[2]Image of Doojoort Moort, artwork by Peter Farmer

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refer to our [3]Privacy Policy for information about how we handle your
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This e-mail and any attachments are intended for the addressee(s) only and
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References

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Dear Mr Shepherd
 
I refer to your FOI request dated 27 September 2022.
 
During my searches, I’ve identified 6 documents that are not available for
purchase from our Corporate Register. I am writing to confirm if you want
3 of these documents included in the terms of your request as we may need
to consult a third party about the release of those documents. The 3
documents are:
 

* Auditor's application to resign dated 10/4/2019
* ASIC letter to auditor 17/5/2019 – with request for more information
about resignation
* ASIC letter dated 13 June 2019 accepting the Auditor's resignation

If you are seeking access to these documents, we may need to consult with
third parties and this process extends the processing time by 30 days.
 
Please confirm by email before 12pm Monday 24 October 2022 if you want to
exclude these three documents from your request.
 
In relation to access to documents on the ASIC Connect register
([1]https://asicconnect.asic.gov.au/). You can view the description of the
documents for free by searching for the company name in the top right
corner of the webpage:
 
You then select the company you are interested in from the search results,
scroll down on the result and you should see the documents:
 
I hope this helps. I look forward to hearing from you about the three
documents referred to above.
 
Kind regards
 
 
Lisa Grealy
Lawyer, Escalated Matters & Government
Misconduct & Breach Reporting
Australian Securities and Investments Commission
120 Collins Street, Melbourne, 3000
ASIC acknowledges the Traditional Owners of the lands and waters on which
we live and work.
We pay respect to Elders past and present as the custodians of the world's
oldest continuing cultures.
 
 
 
 
 
-----Original Message-----
From: Edward Shepherd <[FOI #9404 email]>
Sent: Thursday, 13 October 2022 9:20 PM
To: Lisa Grealy <[email address]>
Subject: Re: Your Freedom of information request to ASIC
[SEC=OFFICIAL:Sensitive]
 
EXTERNAL EMAIL: Do not click any links or open any attachments unless you
trust the sender and know the content is safe.
 
 
Dear Lisa
 
 
 
Thanks for your reply.  I am comfortable to remove those emails from me to
ASIC as per the terms of your letter.  In relation to section 12(1)(b) of
the FOI Act, could you please let me know or point me to the publicly
available documents as they relate to Parkinson's NSW Limited's conduct
under the Corporations Act?
 
 
 
Many thanks and I look forward to your reply.
 
 
 
Edward Shepherd
 
 
 
-----Original Message-----
 
 
 
Dear Mr Shepherd
 
 
 
 
 
 
 
Our reference FOI 181-2022
 
 
 
Please see the attached letter acknowledging your Freedom of Information
 
request dated 27 September 2022.
 
 
 
 
 
 
 
Kind regards
 
 
 
 
 
 
 
Lisa Grealy
 
 
 
Lawyer, Escalated Matters & Government
 
 
 
Misconduct & Breach Reporting
 
 
 
Australian Securities and Investments Commission
 
 
 
120 Collins Street, Melbourne, 3000
 
 
 
[1]ASIC logo
 
 
 
ASIC acknowledges the Traditional Owners of the lands and waters on which
 
we live and work.
 
 
 
We pay respect to Elders past and present as the custodians of the world's
 
oldest continuing cultures.
 
 
 
 
 
 
 
[2]Image of Doojoort Moort, artwork by Peter Farmer
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Please consider the environment before printing this document.
 
 
 
 
 
 
 
Information collected by ASIC may contain personal information. Please
 
refer to our [3]Privacy Policy for information about how we handle your
 
personal information, your rights to seek access to and correct
 
your personal information, and how to complain about breaches of your
 
privacy by ASIC.
 
 
 
 
 
 
 
This e-mail and any attachments are intended for the addressee(s) only and
 
may be confidential. They may contain legally privileged, copyright
 
material or personal and /or confidential information. You should not
 
read, copy, use or disclose the content without authorisation. If you have
 
received this email in error, please notify the sender as soon as
 
possible, delete the email and destroy any copies. This notice should not
 
be removed.
 
 
 
References
 
 
 
Visible links
 
3. [2]https://www.asic.gov.au/privacy
 
 
 
-------------------------------------------------------------------
 
Please use this email address for all replies to this request:
 
[3][FOI #9404 email]
 
 
 
This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:
 
[4]https://www.righttoknow.org.au/help/offi...
 
 
 
Please note that in some cases publication of requests and responses will
be delayed.
 
 
 
If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.
 
 
 
-------------------------------------------------------------------
 
 

Please consider the environment before printing this document.

Information collected by ASIC may contain personal information. Please
refer to our [5]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

Visible links
1. https://asicconnect.asic.gov.au/
2. https://www.asic.gov.au/privacy
3. mailto:[FOI #9404 email]
4. https://www.righttoknow.org.au/help/offi...
5. https://www.asic.gov.au/privacy

hide quoted sections

Dear Mr Shepherd

Please find attached ASIC’s FOI decision and released documents in
response to your FOI request.

Regards,

Fiona Crowe

Escalated Matters & Government

Australian Securities and Investments Commission

[1][email address]

[2]ASIC logo

Please note: I work Tuesday, Thursday and Friday 9am to 3.30pm

ASIC acknowledges the Traditional Owners of the lands and waters on which
we live and work. We pay respect to Elders past and present as the
custodians of the world's oldest continuing cultures.

Please consider the environment before printing this document.

Information collected by ASIC may contain personal information. Please
refer to our [3]Privacy Policy for information about how we handle your
personal information, your rights to seek access to and correct
your personal information, and how to complain about breaches of your
privacy by ASIC.

This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged, copyright
material or personal and /or confidential information. You should not
read, copy, use or disclose the content without authorisation. If you have
received this email in error, please notify the sender as soon as
possible, delete the email and destroy any copies. This notice should not
be removed.

References

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1. mailto:[email address]
3. https://www.asic.gov.au/privacy