CFD Forum compliance plan compliance documents
Dear Australian Competition and Consumer Commission,
I am requesting documents related CMC Markets Asia Pacific Pty Ltd, GFT Global Markets UK Limited, IG Markets Limited, Australian CFD Forum Limited and
parties otherwise listed in Schedule 1 made December 2013.
In the submission a compliance plan was being developed by Ms.
Jan Redfern PSM, former senior executive of ASIC and currently part time Senior Member of the Administrative Appeals Tribunal and the Guardianship Tribunal and independent governance and regulatory compliance consultant, to assist them in relation to a proposal to establish a CFD industry body and best practice standards for the Australian CFD industry.
Please provide documents about industry best practices and compliance plans created by Jan Redfern.
Additionally documents about Trio Capital and fraud and the need John Hempton to Treasury to use only arrangements like Citco as custodian of client assets and strongly critical of the typical brokerage and clearing arrangements used by typical Hedge Funds.
Yours faithfully,
Compliance Associate
Yours faithfully,
Compliance Associate
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OFFICIAL
Dear Compliance associate,
Please find the attached for your consideration.
Kind regards,
Jason Lott
FOI Officer | Corporate Law Unit | Specialist Advice and Services Division
(SASD)
Australian Competition & Consumer Commission
23 Marcus Clarke Street, Canberra ACT 2601
GPO Box 3131, Canberra ACT 2601
T 02 6243 1244
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IMPORTANT: This email from the Australian Competition and Consumer
Commission (ACCC), and any attachments to it, may contain information that
is confidential and may also be the subject of legal, professional or
other privilege. If you are not the intended recipient, you must not
review, copy, disseminate, disclose to others or take action in reliance
on, any material contained within this email. If you have received this
email in error, please let the ACCC know by reply email to the sender
informing them of the mistake and delete all copies from your computer
system. For the purposes of the Spam Act 2003, this email is authorised by
the ACCC www.accc.gov.au
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