Compliance Associate
Joined Right to Know in 2024
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This person's Freedom of Information requests (approximately 5)
CFD Forum compliance plan compliance documents
Response by Australian Competition and Consumer Commission to Compliance Associate on .
Awaiting classification.
OFFICIAL
Dear Compliance associate,
Please find the attached for your consideration.
Kind regards,
Sonya Petreski (She/Her)...
Trio Capital compensation
Response by Australian Prudential Regulation Authority to Compliance Associate on .
Awaiting classification.
Dear Compliance Associate,
Your application was withdrawn pursuant to section 24AB(7)(b) of the Freedom of Information Act 1982 (Cth) (FOI Act) and th...
Enquiries from investors or regulators about Bronte Capital
Response by Department of the Treasury to Compliance Associate on .
Information not held.
OFFICIAL
OFFICIAL
Dear Blue Sky
The FOI 3652 decision is attached.
Kind regards,
Freedom of Information Officer
The Treasury
Ph: +-61 2 6263 2800
e...
Concerns raised by international regulators following Trio Capital
Response by Financial Sector Advisory Council to Compliance Associate on .
Information not held.
OFFICIAL
OFFICIAL
Dear Eugene
The FOI 3593 decision is attached.
Kind regards,
Freedom of Information Officer
The Treasury
Ph: +-61 2 6263 2800
e:...
Jan Redfern PSM and Australian CFD Forum
Response by Administrative Review Tribunal to Compliance Associate on .
Partially successful.
OFFICIAL
Dear Gene,
I refer to your request for documents below. Please find attached my decision made under the Freedom of Information Act 1982, alon...
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