Australian Securities and Investments Commission

Part of the Treasury portfolio and a Federal authority, also called ASIC

The Australian Securities and Investments Commission (ASIC) is Australia's corporate, markets and financial services regulator. We contribute to Australia's economic reputation and well being by ensuring that Australia's financial markets are fair and transparent, supported by confident and informed investors and consumers.

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Life Insurance Industry Review/Investigation
Response by Australian Securities and Investments Commission to Phillip Sweeney on .

Successful.

Dear Mr Sweeney Please refer to the attached letter: Kind regards Evelyn Evelyn Ong | Lawyer | ASIC Deposit Takers, Credit & Insurers Level 9,...
Vexatious Applicant requests
Response by Australian Securities and Investments Commission to Ben Fairless on .

Successful.

Dear Mr Fairless Please find attached letter of today's date concerning your FOI request dated 19 January 2016. Mirijana Soldatic | FOI Coordinato...
Aggregate statistics on reports of misconduct and outcome
Response by Australian Securities and Investments Commission to Justin Warren on .

Successful.

Dear Mr Warren Please find attached ASIC's response to your FOI request. Regards, Fiona Crowe | Misconduct & Breach Reporting | Assessment & Intel...
The Ken Jarrett Deed
Response by Australian Securities and Investments Commission to Julie Simpson on .

Successful.

Dear Ms Simpson Please find attached ASIC's decision in relation to your FOI request received on 23 September 2015. Kind regards Lauren Lauren...
From FOI log: ASIC referral to NSW police
Response by Australian Securities and Investments Commission to Culley Palmer on .

Successful.

The document was released to the FOI applicant with redactions.  Part of the redactions include  the paragraph after the heading "Background". From:...
From FOI log: Documents on FOI requests and s47C refusals
Response by Australian Securities and Investments Commission to Culley Palmer on .

Successful.

Documents 41-54 attached
ASIC disclosure log item 34 - Trio Capital
Response by Australian Securities and Investments Commission to JS on .

Successful.

Please see attached documentation as requested below. FOI requests From: JS <[FOI #565 email]> To: FOI requests at ASIC <[ASIC request email]> Da...
Outcome of ASIC Connect Web Portal Project Post Implementation Review
Response by Australian Securities and Investments Commission to Jason Brooks on .

Successful.

Please find attached ASIC's decision in relation to your Freedom of Information Request Mirijana Soldatic | Analyst | Small Business Compliance & De...
IP Address Blocking
Follow up sent to Australian Securities and Investments Commission by Brendan Molloy on .

Successful.

Thank you very much for that clarification. Enjoy your weekend. :) -- Regards, Brendan Molloy Secretary Pirate Party Australia

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