Requests similar to 'Application for a RSE Licence'
Correspondence from new ASIC Chairman
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Awaiting classification.
Dear Mr Sweeney,
Please see the attached Section 24AB Request Consultation Process (Practical Refusal) Notice under the FOI Act.
Regards,
FOI OFFICE...
Approval for the sale of MLC to IOOF - NAB Approval
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 30 June 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AU...
Copy of founding Trust Deed - Fund Registration
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 24 June 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AU...
Two NAB Super Fund Trustees
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 6 January 2021.
Kind regards,
FOI OFFICER
T 02 9210 3000 | E...
Notification of Systemic Misconduct by AFCA to APRA
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 29 June 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AU...
Copy of an executed and duty stamped Super Fund Amending Deed
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 1 July 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AUS...
Unexecuted amending Deed with Blanked Out Pages
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 1 July 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AUS...
Correspondence from AFCA to APRA concerning NULIS
Response by Australian Prudential Regulation Authority to P.C. Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 3 August 2023.
Regards,
FOI Officer
E [APRA request email]
AUSTRALIAN PRUDEN...
Source Document for APRA Spreadsheet
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 3 December 2020 and
Document 1.
Kind regards,
FOI OFFICER...
Resubmitted Request for an Internal Review
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Refused.
Dear Mr Sweeney,
Please find attached APRA’s Internal Review Notice of Decision dated 13 August 2021.
Kind regards,
FOI OFFICER
T 02 9210 3000 | E [...
Regulatory Approval for the sale of MLC to IOOF - IOOF Approval
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Awaiting internal review.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 30 June 2021.
Regards,
FOI OFFICER
T 02 9210 3000 | E [APRA request email]
AU...
APRA and NULIS
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Refused.
Dear Mr Sweeney,
Please find attached APRA’s Internal Review Notice of Decision dated 7 September 2021.
Kind regards,
FOI OFFICER
T 02 9210 3000 | E...
Correspondence from AFCA to APRA concerning Governing Rules
Response by Australian Prudential Regulation Authority to P.C. Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 3 August 2023.
Regards,
FOI Officer
E [APRA request email]
AUSTRALIAN PRUDEN...
Date of the letter advising of a fund wind-up for One of NAB's Staff Super funds
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Refused.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 16 November 2020.
Kind regards,
FOI OFFICER
T 02 9210 3000...
Trio Capital compensation
Response by Australian Prudential Regulation Authority to Compliance Associate on .
Awaiting classification.
OFFICIAL: Sensitive
Dear ELCAP,
I refer to your request for access to documents under the Freedom of Information Act 1982 (Cth) (FOI Act) dated 30 Apr...
Conspiracy to Defraud
Response by Australian Prudential Regulation Authority to P.C. Sweeney on .
Refused.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 15 September 2023.
Regards,
FOI Officer
FOI Officer
E [APRA request email]...
Correspondence from AFCA to APRA related to a “missing” Superannuation Fund
Response by Australian Prudential Regulation Authority to P.C. Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 28 September 2023.
Regards,
FOI Officer
FOI Officer
E [APRA request email]...
Correspondence from AFCA to APRA concerning "missing" Trust Deed
Response by Australian Prudential Regulation Authority to P.C. Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 15 September 2023.
Regards,
FOI Officer
FOI Officer
E [APRA request email]...
Exemptions Provided Under the Relevant Acts to Commonwealth Superannuation Corporation
Response by Australian Prudential Regulation Authority to Trent Morrison-Francis on .
Partially successful.
Dear Mr Morrison-Francis,
I refer to your request for access to documents under the Freedom of Information Act 1982 (Cth) (FOI Act) dated 7/1/22.
APR...
Misreporting under the Financial Services (Collection of Data) Act 2001
Response by Australian Prudential Regulation Authority to Dale Webster on .
Partially successful.
Dear Ms Webster
Further to my email below, APRA is requesting your consent to a 30-day
extension of the processing period for your FOI reque...
Letter to APRA from Nicholas Brookes - Re: Foster's Group Superannuation Fund
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney
Please find attached APRA’s Notice of Decision dated 4 October 2019.
Regards,
FOI OFFICER
T 02 9210 3000 | E [1][AP...
Bendigo bank digital footprint on a fraudulent transaction,
Response by Australian Prudential Regulation Authority to Daniel Fitzell on .
Awaiting classification.
Dear Mr Fitzell,
Thank you for your email.
APRA does not maintain digital footprints of transactions therefore we suggest you make a FOI request to A...
Pay out of matured Life Policy AMP Ltd
Response by Australian Prudential Regulation Authority to Stephen Johnston on .
Awaiting classification.
Dear Mr Johnston,
I acknowledge receipt of your FOI request dated 1 August 2022. We are processing your request and will respond soon.
Regards,
FOI...
Additional Licence Conditions on IOOF
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 2 October 2020 and
Document 1.
Kind regards,
FOI OFFICER
T 0...
SEction 68 of the SIS Act - Anthony Quinn Proceedings
Response by Australian Prudential Regulation Authority to Phillip Sweeney on .
Successful.
Dear Mr Sweeney
Please find attached APRA's Notice of Decision dated 6 September 2019 and
Document 1.
Regards
FOI OFFICER
T 02 921...