Two NAB Super Fund Trustees
Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority
This request has been closed to new correspondence from the public body. Contact us if you think it ought be re-opened.
Dear Australian Prudential Regulation Authority,
On 1 July 2016 a purported "successor fund transfer" occurred where PFS Nominees Pty Ltd was the Transferer Trustee and NULIS Nominees (Australia) Ltd was the Transferee Trustee.
PFS Nominees Pty Ltd was the trustee of:
(i) National Australia Bank Group Superannuation Fund A;
(ii) BHP Billiton Superannuation Fund;
(iii) Worsley Alumina Superannuation Fund
NULIS Nominees (Australia) Ltd was and is the trustee of the MLC Super Fund.
The document (or documents) I seek is a copy of any correspondence from PFS Nominees Pty Ltd, or NULIS Nominees Australia Ltd (or from National Australia Bank or any other NAB subsidiary company) advising APRA that Nicole Susan Smith (who testified at the Hayne Royal Commission) was the Chairman of both PFS Nominees Pty Ltd and NULIS Nominees (Australia) Ltd and that all the other Directors were the same.
The search period is from 1 January 2016 to 30 June 2016.
Yours faithfully,
Phillip Sweeney
Dear Mr Sweeney,
I acknowledge receipt of your FOI request dated 18 November 2020. We are
processing your request and will respond soon.
Regards,
FOI OFFICER
T 02 9210 3000 | E [1][APRA request email]
AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000
GPO Box 9836, Sydney, NSW 2001
T 02 9210 3000 | W [2]www.apra.gov.au
[3]Title: Australian Coat of Arms and APRA logo
-----Original Message-----
From: Phillip Sweeney <[FOI #6906 email]>
Sent: Wednesday, 18 November 2020 4:53 PM
To: Freedom of Information <[email address]>
Subject: Freedom of Information request - Two NAB Super Fund Trustees
Dear Australian Prudential Regulation Authority,
On 1 July 2016 a purported "successor fund transfer" occurred where PFS
Nominees Pty Ltd was the Transferer Trustee and NULIS Nominees (Australia)
Ltd was the Transferee Trustee.
PFS Nominees Pty Ltd was the trustee of:
(i) National Australia Bank Group Superannuation Fund A;
(ii) BHP Billiton Superannuation Fund;
(iii) Worsley Alumina Superannuation Fund
NULIS Nominees (Australia) Ltd was and is the trustee of the MLC Super
Fund.
The document (or documents) I seek is a copy of any correspondence from
PFS Nominees Pty Ltd, or NULIS Nominees Australia Ltd (or from National
Australia Bank or any other NAB subsidiary company) advising APRA that
Nicole Susan Smith (who testified at the Hayne Royal Commission) was the
Chairman of both PFS Nominees Pty Ltd and NULIS Nominees (Australia) Ltd
and that all the other Directors were the same.
The search period is from 1 January 2016 to 30 June 2016.
Yours faithfully,
Phillip Sweeney
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[4][FOI #6906 email]
Is [5][APRA request email] the wrong address for Freedom of Information
requests to Australian Prudential Regulation Authority? If so, please
contact us using this form:
[6]https://www.righttoknow.org.au/change_re...
This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
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References
Visible links
1. mailto:[APRA request email]
2. http://www.apra.gov.au/
4. mailto:[FOI #6906 email]
5. mailto:[APRA request email]
6. https://www.righttoknow.org.au/change_re...
7. https://www.righttoknow.org.au/help/offi...
Dear Mr Sweeney,
APRA seeks your agreement to extend the timeframe by 20 days to process
the below request under s 15AA(a) of the FOI Act. APRA is due to make a
decision on your request by 18 December 2020 but requires an extension of
time to undertake further consultations and reviews and would appreciate
your agreement to extend the time for processing it. Should you agree to
the requested 20 day extension, APRA will be required to make a decision
on your request by 7 January 2021.
Please advise in writing if you consent to this extension of time.
Kind regards,
FOI OFFICER
T 02 9210 3000 | E [1][APRA request email]
AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000
GPO Box 9836, Sydney, NSW 2001
T 02 9210 3000 | W [2]www.apra.gov.au
[3]Title: Australian Coat of Arms and APRA logo
-----Original Message-----
From: Phillip Sweeney <[FOI #6906 email]>
Sent: Wednesday, 18 November 2020 4:53 PM
To: Freedom of Information <[email address]>
Subject: Freedom of Information request - Two NAB Super Fund Trustees
Dear Australian Prudential Regulation Authority,
On 1 July 2016 a purported "successor fund transfer" occurred where PFS
Nominees Pty Ltd was the Transferer Trustee and NULIS Nominees (Australia)
Ltd was the Transferee Trustee.
PFS Nominees Pty Ltd was the trustee of:
(i) National Australia Bank Group Superannuation Fund A;
(ii) BHP Billiton Superannuation Fund;
(iii) Worsley Alumina Superannuation Fund
NULIS Nominees (Australia) Ltd was and is the trustee of the MLC Super
Fund.
The document (or documents) I seek is a copy of any correspondence from
PFS Nominees Pty Ltd, or NULIS Nominees Australia Ltd (or from National
Australia Bank or any other NAB subsidiary company) advising APRA that
Nicole Susan Smith (who testified at the Hayne Royal Commission) was the
Chairman of both PFS Nominees Pty Ltd and NULIS Nominees (Australia) Ltd
and that all the other Directors were the same.
The search period is from 1 January 2016 to 30 June 2016.
Yours faithfully,
Phillip Sweeney
-------------------------------------------------------------------
Please use this email address for all replies to this request:
[4][FOI #6906 email]
Is [5][APRA request email] the wrong address for Freedom of Information
requests to Australian Prudential Regulation Authority? If so, please
contact us using this form:
[6]https://www.righttoknow.org.au/change_re...
This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:
[7]https://www.righttoknow.org.au/help/offi...
If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.
-------------------------------------------------------------------
--------------------------------------------------------------------------
IMPORTANT NOTICE:
This e-mail is intended solely for the person or organisation to whom it
is addressed, and may contain secret, confidential or legally privileged
information.
If you have received this e-mail in error or are aware that you are not
authorised to have it, you MUST NOT use or copy it, or disclose its
contents to any person. If you do any of these things, you may be sued or
prosecuted.
If you have received this e-mail in error, please contact the sender
immediately.
--------------------------------------------------------------------------
References
Visible links
1. mailto:[APRA request email]
2. http://www.apra.gov.au/
4. mailto:[FOI #6906 email]
5. mailto:[APRA request email]
6. https://www.righttoknow.org.au/change_re...
7. https://www.righttoknow.org.au/help/offi...
Dear Freedom of Information,
I agree to the extension on the understanding that APRA will look closely at the pending transfer of the MLC Super Fund from the control of the National Australia Bank to IOOF Holdings Ltd.
Yours sincerely,
Phillip Sweeney
Dear Mr Sweeney,
Please find attached APRA's Notice of Decision dated 6 January 2021.
Kind regards,
FOI OFFICER
T 02 9210 3000 | E [1][APRA request email]
AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY
1 Martin Place (Level 12), Sydney, NSW 2000
GPO Box 9836, Sydney, NSW 2001
T 02 9210 3000 | W [2]www.apra.gov.au
[3]Title: Australian Coat of Arms and APRA logo
-----Original Message-----
From: Phillip Sweeney <[FOI #6906 email]>
Sent: Wednesday, 18 November 2020 4:53 PM
To: Freedom of Information <[email address]>
Subject: Freedom of Information request - Two NAB Super Fund Trustees
Dear Australian Prudential Regulation Authority,
On 1 July 2016 a purported "successor fund transfer" occurred where PFS
Nominees Pty Ltd was the Transferer Trustee and NULIS Nominees (Australia)
Ltd was the Transferee Trustee.
PFS Nominees Pty Ltd was the trustee of:
(i) National Australia Bank Group Superannuation Fund A;
(ii) BHP Billiton Superannuation Fund;
(iii) Worsley Alumina Superannuation Fund
NULIS Nominees (Australia) Ltd was and is the trustee of the MLC Super
Fund.
The document (or documents) I seek is a copy of any correspondence from
PFS Nominees Pty Ltd, or NULIS Nominees Australia Ltd (or from National
Australia Bank or any other NAB subsidiary company) advising APRA that
Nicole Susan Smith (who testified at the Hayne Royal Commission) was the
Chairman of both PFS Nominees Pty Ltd and NULIS Nominees (Australia) Ltd
and that all the other Directors were the same.
The search period is from 1 January 2016 to 30 June 2016.
Yours faithfully,
Phillip Sweeney
-------------------------------------------------------------------
Please use this email address for all replies to this request:
[FOI #6906 email]
Is [APRA request email] the wrong address for Freedom of Information requests
to Australian Prudential Regulation Authority? If so, please contact us
using this form:
https://www.righttoknow.org.au/change_re...
This request has been made by an individual using Right to Know. This
message and any reply that you make will be published on the internet.
More information on how Right to Know works can be found at:
https://www.righttoknow.org.au/help/offi...
If you find this service useful as an FOI officer, please ask your web
manager to link to us from your organisation's FOI page.
-------------------------------------------------------------------
--------------------------------------------------------------------------
IMPORTANT NOTICE:
This e-mail is intended solely for the person or organisation to whom it
is addressed, and may contain secret, confidential or legally privileged
information.
If you have received this e-mail in error or are aware that you are not
authorised to have it, you MUST NOT use or copy it, or disclose its
contents to any person. If you do any of these things, you may be sued or
prosecuted.
If you have received this e-mail in error, please contact the sender
immediately.
--------------------------------------------------------------------------
References
Visible links
1. mailto:[APRA request email]
2. http://www.apra.gov.au/