Granting of RSE Licence to IOOF Trustee

Phillip Sweeney made this Freedom of Information request to Australian Prudential Regulation Authority

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The request was successful.

Phillip Sweeney

Dear Australian Prudential Regulation Authority,

During or around 2006, APRA granted RSE License L0000406 to I.O.O.F. Investment Management Limited.

The documents I seek are:

(i) A Copy of the letter in which APRA advised that this RSE License had been granted; and,
(ii) Copies of the documents lodged by I.O.O.F. Investment Management Limited in support of the application to obtain this RSE License.

Yours faithfully,

Phillip Sweeney

Freedom of Information, Australian Prudential Regulation Authority

Dear Mr Sweeney

 

I acknowledge receipt of your FOI request dated 19 March 2019. We are
processing your request and will respond soon.

 

Kind regards

 

APRA FOI Officer

 

[1]http://www.apra.gov.au/PublishingImages/...

 

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Freedom of Information, Australian Prudential Regulation Authority

1 Attachment

Dear Mr Sweeney,

 

Please find attached APRA's Notice of Decision dated 18 April 2019.

 

Kind regards,

 

APRA FOI Officer

 

[1]http://www.apra.gov.au/PublishingImages/...

 

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