Department of Industry - internal systems of control (all divisions)
Department of Industry, Science, Energy and Resources
Legal Branch
GPO Box 2013
Canberra ACT 2601
ATT FOI Coordinator
I am requesting access to information under the Freedom of Information Act.
BACKGROUND
Harry Witherspoon received this response with respect to the Department's (non)compliance with fraud legislation here-
https://www.righttoknow.org.au/request/i...
AusIndustry (Support for Business) is entrusted with the business grant hub (whole-of-government grant administration).
REQUEST
I am requesting A-F as follows-
A. Completion dates of fraud risk assessments as per s 6 and s 7.6 of the Fraud and Corruption Control Plan 2018-20 (FCCP) for each division from 1 January 2016 until 1 January 2020.
B. Division, program name and completion date for each fraud audit conducted as per s 14.2 of the FCCP from 1 January 2016 until 1 January 2020.
C. Division, program name and completion date for each fraud detection compliance review as per s 14.4 of the FCCP from 1 January 2016 until 1 January 2020.
D. Division and completion date for each ICT compliance review as per s 14.5 of the FCCP from 1 January 2016 until 1 January 2020.
E. Documents/correspondence containing the reasons as to why AusIndustry (Support for Business) did not complete a single fraud risk assessment in 37 months.
E. Documents/correspondence containing the reasons as to why the Department never conducted a fraud audit for the Incubator Support Initiative.
DELIVERY
via righttoknow.org.au
-Menzies
Dear Menzies
We refer to your four Freedom of Information requests received by the
Department of Industry, Science, Energy and Resources (the department) on
21, 22 and 26 October 2020.
Personal information
For documents that fall within the scope of the requests, it is the
department’s policy to withhold:
· the names, signatures and contact details of junior staff; that
is:
o Commonwealth staff who are not in the Senior Executive Service (SES);
and
o Ministerial staff below the level of Chief of Staff; and
· the mobile phone numbers of SES officers.
The names and other details of SES officers will be released unless the
information is exempt from disclosure.
Confirmation from you that you are not seeking ‘personal information’ (ie.
the names and contact details of any individuals, or any information that
could reasonably identify an individual) may enable a more timely and cost
effective processing of your request.
Therefore, could you please clarify if you a seeking access to personal
information in the documents relating to:
· third parties; and
· Commonwealth staff.
If you are not seeking access to any personal information, you can simply
reply to this email with ‘no personal information requested’.
If you are seeking access to specific types of personal information, could
you please specify.
Request for extension
Unfortunately, due to an unusually high volume of FOI requests relating to
this subject matter, and the resulting limited capacity of subject matter
experts to assist with the review of the information, the department
anticipates that it will not be possible to advise you of a decision
within the current statutory timeframes.
I would be grateful if you could please consider agreeing to an extension
of time (under section 15AA of the FOI Act) of 30 days for the processing
of your request.
I apologise for any delay and inconvenience this may cause you and the
department will endeavour to provide you with a decision as soon as
possible.
We look forward to your response at your earliest convenience but no later
than 9 November 2020.
If you have any questions, please contact the FOI team.
Regards
FOI Team
Legal, Audit and Assurance | Corporate & Digital
GPO Box 2013, Canberra ACT 2601
---------------------------------------------------------
Department of Industry, Science, Energy and Resources |
[1]www.industry.gov.au
Supporting economic growth and job creation for all Australians
Legal In Confidence - This transmission is intended only for the use of
the addressee and may contain confidential or legally privileged
information. If you are not the intended recipient, you are notified that
any use or dissemination of this communication is strictly prohibited. If
you have received this transmission in error, please notify me immediately
by telephone and delete copies of this transmission together with any
attachments.
OFFICIAL
References
Visible links
1. http://www.industry.gov.au/
Dear Menzies
We refer to your four Freedom of Information requests received by the
Department of Industry, Science, Energy and Resources (the department) on
21, 22 and 26 October 2020.
Personal information
For documents that fall within the scope of the requests, it is the
department’s policy to withhold:
· the names, signatures and contact details of junior staff; that
is:
o Commonwealth staff who are not in the Senior Executive Service (SES);
and
o Ministerial staff below the level of Chief of Staff; and
· the mobile phone numbers of SES officers.
The names and other details of SES officers will be released unless the
information is exempt from disclosure.
Confirmation from you that you are not seeking ‘personal information’ (ie.
the names and contact details of any individuals, or any information that
could reasonably identify an individual) may enable a more timely and cost
effective processing of your request.
Therefore, could you please clarify if you a seeking access to personal
information in the documents relating to:
· third parties; and
· Commonwealth staff.
If you are not seeking access to any personal information, you can simply
reply to this email with ‘no personal information requested’.
If you are seeking access to specific types of personal information, could
you please specify.
Request for extension
Unfortunately, due to an unusually high volume of FOI requests relating to
this subject matter, and the resulting limited capacity of subject matter
experts to assist with the review of the information, the department
anticipates that it will not be possible to advise you of a decision
within the current statutory timeframes.
I would be grateful if you could please consider agreeing to an extension
of time (under section 15AA of the FOI Act) of 30 days for the processing
of your request.
I apologise for any delay and inconvenience this may cause you and the
department will endeavour to provide you with a decision as soon as
possible.
We look forward to your response at your earliest convenience but no later
than 9 November 2020.
If you have any questions, please contact the FOI team.
Regards
FOI Team
Legal, Audit and Assurance | Corporate & Digital
GPO Box 2013, Canberra ACT 2601
---------------------------------------------------------
Department of Industry, Science, Energy and Resources |
[1]www.industry.gov.au
Supporting economic growth and job creation for all Australians
Legal In Confidence - This transmission is intended only for the use of
the addressee and may contain confidential or legally privileged
information. If you are not the intended recipient, you are notified that
any use or dissemination of this communication is strictly prohibited. If
you have received this transmission in error, please notify me immediately
by telephone and delete copies of this transmission together with any
attachments.
OFFICIAL
References
Visible links
1. http://www.industry.gov.au/
Dear Menzies
We refer to your four Freedom of Information requests received by the
Department of Industry, Science, Energy and Resources (the department) on
21, 22 and 26 October 2020.
Personal information
For documents that fall within the scope of the requests, it is the
department’s policy to withhold:
· the names, signatures and contact details of junior staff; that
is:
o Commonwealth staff who are not in the Senior Executive Service (SES);
and
o Ministerial staff below the level of Chief of Staff; and
· the mobile phone numbers of SES officers.
The names and other details of SES officers will be released unless the
information is exempt from disclosure.
Confirmation from you that you are not seeking ‘personal information’ (ie.
the names and contact details of any individuals, or any information that
could reasonably identify an individual) may enable a more timely and cost
effective processing of your request.
Therefore, could you please clarify if you a seeking access to personal
information in the documents relating to:
· third parties; and
· Commonwealth staff.
If you are not seeking access to any personal information, you can simply
reply to this email with ‘no personal information requested’.
If you are seeking access to specific types of personal information, could
you please specify.
Request for extension
Unfortunately, due to an unusually high volume of FOI requests relating to
this subject matter, and the resulting limited capacity of subject matter
experts to assist with the review of the information, the department
anticipates that it will not be possible to advise you of a decision
within the current statutory timeframes.
I would be grateful if you could please consider agreeing to an extension
of time (under section 15AA of the FOI Act) of 30 days for the processing
of your request.
I apologise for any delay and inconvenience this may cause you and the
department will endeavour to provide you with a decision as soon as
possible.
We look forward to your response at your earliest convenience but no later
than 9 November 2020.
If you have any questions, please contact the FOI team.
Regards
FOI Team
Legal, Audit and Assurance | Corporate & Digital
GPO Box 2013, Canberra ACT 2601
---------------------------------------------------------
Department of Industry, Science, Energy and Resources |
[1]www.industry.gov.au
Supporting economic growth and job creation for all Australians
Legal In Confidence - This transmission is intended only for the use of
the addressee and may contain confidential or legally privileged
information. If you are not the intended recipient, you are notified that
any use or dissemination of this communication is strictly prohibited. If
you have received this transmission in error, please notify me immediately
by telephone and delete copies of this transmission together with any
attachments.
OFFICIAL
References
Visible links
1. http://www.industry.gov.au/
Dear Menzies
We refer to your four Freedom of Information requests received by the
Department of Industry, Science, Energy and Resources (the department) on
21, 22 and 26 October 2020.
Personal information
For documents that fall within the scope of the requests, it is the
department’s policy to withhold:
· the names, signatures and contact details of junior staff; that
is:
o Commonwealth staff who are not in the Senior Executive Service (SES);
and
o Ministerial staff below the level of Chief of Staff; and
· the mobile phone numbers of SES officers.
The names and other details of SES officers will be released unless the
information is exempt from disclosure.
Confirmation from you that you are not seeking ‘personal information’ (ie.
the names and contact details of any individuals, or any information that
could reasonably identify an individual) may enable a more timely and cost
effective processing of your request.
Therefore, could you please clarify if you a seeking access to personal
information in the documents relating to:
· third parties; and
· Commonwealth staff.
If you are not seeking access to any personal information, you can simply
reply to this email with ‘no personal information requested’.
If you are seeking access to specific types of personal information, could
you please specify.
Request for extension
Unfortunately, due to an unusually high volume of FOI requests relating to
this subject matter, and the resulting limited capacity of subject matter
experts to assist with the review of the information, the department
anticipates that it will not be possible to advise you of a decision
within the current statutory timeframes.
I would be grateful if you could please consider agreeing to an extension
of time (under section 15AA of the FOI Act) of 30 days for the processing
of your request.
I apologise for any delay and inconvenience this may cause you and the
department will endeavour to provide you with a decision as soon as
possible.
We look forward to your response at your earliest convenience but no later
than 9 November 2020.
If you have any questions, please contact the FOI team.
Regards
FOI Team
Legal, Audit and Assurance | Corporate & Digital
GPO Box 2013, Canberra ACT 2601
---------------------------------------------------------
Department of Industry, Science, Energy and Resources |
[1]www.industry.gov.au
Supporting economic growth and job creation for all Australians
Legal In Confidence - This transmission is intended only for the use of
the addressee and may contain confidential or legally privileged
information. If you are not the intended recipient, you are notified that
any use or dissemination of this communication is strictly prohibited. If
you have received this transmission in error, please notify me immediately
by telephone and delete copies of this transmission together with any
attachments.
OFFICIAL
References
Visible links
1. http://www.industry.gov.au/
Dear Menzies
Please find attached correspondence in relation to your FOI requests L67328, L67329, L67337, L67338 and L67458.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources | www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may contain confidential or legally privileged information. If you are not the intended recipient, you are notified that any use or dissemination of this communication is strictly prohibited. If you have received this transmission in error, please notify me immediately by telephone and delete copies of this transmission together with any attachments.
OFFICIAL
Dear Menzies
Please find attached correspondence in relation to your FOI requests L67328, L67329, L67337, L67338 and L67458.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources | www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may contain confidential or legally privileged information. If you are not the intended recipient, you are notified that any use or dissemination of this communication is strictly prohibited. If you have received this transmission in error, please notify me immediately by telephone and delete copies of this transmission together with any attachments.
OFFICIAL
Dear Menzies
Please find attached correspondence in relation to your FOI requests L67328, L67329, L67337, L67338 and L67458.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources | www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may contain confidential or legally privileged information. If you are not the intended recipient, you are notified that any use or dissemination of this communication is strictly prohibited. If you have received this transmission in error, please notify me immediately by telephone and delete copies of this transmission together with any attachments.
OFFICIAL
Dear Menzies
Please find attached correspondence in relation to your FOI requests L67328, L67329, L67337, L67338 and L67458.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources | www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may contain confidential or legally privileged information. If you are not the intended recipient, you are notified that any use or dissemination of this communication is strictly prohibited. If you have received this transmission in error, please notify me immediately by telephone and delete copies of this transmission together with any attachments.
OFFICIAL
Dear Menzies
Please find attached correspondence in relation to your FOI requests L67328, L67329, L67337, L67338 and L67458.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources | www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may contain confidential or legally privileged information. If you are not the intended recipient, you are notified that any use or dissemination of this communication is strictly prohibited. If you have received this transmission in error, please notify me immediately by telephone and delete copies of this transmission together with any attachments.
OFFICIAL
-Please provide adequate notice; the PDF file you uploaded is corrupt.
-I made five requests:
1 https://www.righttoknow.org.au/request/d...
2 https://www.righttoknow.org.au/request/e...
3 https://www.righttoknow.org.au/request/e...
4 https://www.righttoknow.org.au/request/r...
5 https://www.righttoknow.org.au/request/s...
-You may proceed with requests 1 and 2 as unrelated and bound for different line areas.
-You may queue requests 3-5 and resume processing as follows:
-resume 3 after 2 is complete
-resume 4 after 3 is complete
-resume 5 after 4 is complete
-I agree to extensions for requests 3-5 to that effect.
-Menzies
Good afternoon Menzies
Please find attached the decision in respect of your FOI request L67328.
Regards
FOI Team
Legal, Audit and Assurance | Corporate & Digital
GPO Box 2013, Canberra ACT 2601
---------------------------------------------------------
Department of Industry, Science, Energy and Resources |
[1]www.industry.gov.au
Supporting economic growth and job creation for all Australians
Legal In Confidence - This transmission is intended only for the use of
the addressee and may contain confidential or legally privileged
information. If you are not the intended recipient, you are notified that
any use or dissemination of this communication is strictly prohibited. If
you have received this transmission in error, please notify me immediately
by telephone and delete copies of this transmission together with any
attachments.
From: Menzies At Home [mailto:[email address]]
Sent: Monday, 23 November 2020 5:31 PM
To: Freedom of Information <[Department of Industry, Science, Energy & Resources request email]>
Subject: Re: L67328 L67329 L67337 L67338 L67458 [SEC=OFFICIAL]
I'm withdrawing these requests: L6733, L67338, L67458, L67329.
I'm limiting request L67328 to points A, B, C.
-Menzies
On Mon, Nov 23, 2020 at 11:37 AM Freedom of Information
<[2][Department of Industry, Science, Energy & Resources request email]> wrote:
Good morning Menzies
Notice is attached for your review and response.
We otherwise received your prior email, seeking for the requests to be
processed in a specified order. We are unable to agree to this
arrangement as there is no power under the FOI Act to extend the
timeframes in such a way that would give that agreement legal effect.
Please note that the arrangement proposed would also not address the
issue of the requests L67338 and L67337 being overly broad in scope, and
if you wish to continue with them in their current form, they are likely
to attract a practical refusal decision.
Regards
FOI Officer
Legal, Audit and Assurance Branch
02 6102 8104 | [3][email address]
———————————————————————————————————
Department of Industry, Science, Energy & Resources |
[4]www.industry.gov.au
Supporting economic growth and job creation for all Australians
This transmission is intended only for the use of the addressee and may
contain confidential or legally privileged information. If you are not
the intended recipient, you are notified that any use or dissemination
of this communication is strictly prohibited. If you have received this
transmission in error, please notify me immediately by telephone and
delete copies of this transmission together with any attachments.
From: Menzies At Home [mailto:[5][email address]]
Sent: Monday, 23 November 2020 11:22 AM
To: Freedom of Information <[6][Department of Industry, Science, Energy & Resources request email]>
Subject: Re: L67328 L67329 L67337 L67338 L67458
I believe you uploaded a notice of intention to refuse that is corrupt
on the right to know website.
Since the website is currently unavailable, please send the notice in
response to this email.
-Menzies
On Fri, Nov 20, 2020 at 7:01 PM Right To Know
<[7][Right to Know contact email]> wrote:
You have a new response to the Freedom of Information request
'Regional incubator facilitator monthly activity reports' that you
made to
Department of Industry, Innovation and Science.
To view the response, click on the link below.
[8]https://www.righttoknow.org.au/request/r...
When you get there, please update the status to say if the response
contains any useful information.
Although all responses are automatically published, we depend on
you, the original requester, to evaluate them.
-- the Right To Know team
OFFICIAL
OFFICIAL
References
Visible links
1. http://www.industry.gov.au/
2. mailto:[Department of Industry, Science, Energy & Resources request email]
3. mailto:[email address]
4. http://www.industry.gov.au/
5. mailto:[email address]
6. mailto:[Department of Industry, Science, Energy & Resources request email]
7. mailto:[Right to Know contact email]
8. https://www.righttoknow.org.au/request/r...
Ben Fairless left an annotation ()
Right to Know has now resolved the issue with the PDFs on this request. Please reach out if you have any questions.
Ben Fairless left an annotation ()
Right to Know is experiencing an issue with this PDF.
The Department has provided the PDF to us and we have uploaded it to an alternative location until we review the issue with the site. You can find the decision letter here: https://docdro.id/q5uQ4vd