Australia's Worst White-Collar Crime
Phillip Sweeney made this Freedom of Information request to Australian Securities and Investments Commission
This request has been closed to new correspondence from the public body. Contact us if you think it ought be re-opened.
Dear Australian Securities and Investments Commission,
I am writing to lodge a request for documents pursuant the Freedom of Information Act 1982.
The Whistleblower who exposed the Trio Capital Superannuation Fraud was John Hempton who had formerly been a Treasury Official who used to work for the former Secretary of the Treasury, Dr Ken Henry.
The Documents the Applicant Seeks
The Applicants seeks copies of any Correspondence between the Chairman of ASIC (either Tony D'Aloisio or Greg Medcraft) or any other ASIC Officer and Dr Ken Henry in relation to allegations made against Trio Capital Limited (or any funds managed by Trio Capital) and the subsequent investigation conducted by ASIC in relation to Trio Capital Limited and the funds under its management.
Can you please confirm receipt of this application in accordance with the provisions of the FOI Act.
Yours faithfully,
Phillip Sweeney
Dear Mr Sweeney
Please refer to letter attached to this email.
Should there be any questions regarding the attached letter I can be
contacted on 03 9280 4213 or via reply email.
Regards
Aldo Paciocco | Lawyer – Administrative Law Team | Chief Legal Office |
Australian Securities and Investments Commission | Melbourne | ' +61 3
9280 4213 | Fax +61 3 9280 3444 *[email address]
Please consider the environment before printing this document
Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.
NOTICE
This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.
Dear Mr Sweeney
Please refer to letter attached to this email.
Should there be any questions regarding the attached letter I can be
contacted on 03 9280 4213 or via reply email.
Regards
Aldo Paciocco | Lawyer – Administrative Law Team | Chief Legal Office |
Australian Securities and Investments Commission | Melbourne | ' +61 3
9280 4213 | Fax +61 3 9280 3444 *[email address]
Please consider the environment before printing this document
Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.
NOTICE
This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.
Dear Mr Sweeney
I refer to your request under the Freedom of Information Act 1982 received
by this office on 2 January 2015.
I attach a letter below in relation to this matter.
Kind regards
David Freyne
Lawyer
Investment Managers and Superannuation
Australian Securities & Investments Commission
( 61 2 9911 2619
* [1][email address]
8 [2]www.asic.gov.au
Please consider the environment before printing this document
Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.
NOTICE
This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.
References
Visible links
1. mailto:[email address]
2. http://www.asic.gov.au/
Dear Mr Sweeney
Please find attached correspondence concerning your FOI request.
Thank you
Fiona
Fiona Lourey | Senior Lawyer | Corporate Governance Enforcement | ASIC |
Sydney | ' +61 2 9911 2204 | 7 +61 2 9911 2414 | *
[email address]
Please consider the environment before printing this document
Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.
NOTICE
This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.
Dear Mr Sweeney,
I attach a letter regarding your FOI request dated 2 January 2015.
regards
Paula O'Regan | Lawyer | | ASIC | Sydney | * [email address]
Please consider the environment before printing this document
Information collected by ASIC may contain personal information. Please
refer to our Privacy policy http://www.asic.gov.au/privacy for information
about how we handle your personal information, your rights to seek access
to and correct personal information, and how to complain about breaches of
your privacy by ASIC.
NOTICE
This e-mail and any attachments are intended for the addressee(s) only and
may be confidential. They may contain legally privileged or copyright
material. You should not read, copy, use or disclose them without
authorisation. If you are not the intended recipient please contact the
sender as soon as possible by return e-mail and then please delete both
messages. This notice should not be removed.