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Official: Sensitive
s 22 irrelevant to scope of request
4. s 46(a)
initiated proceedings in the Federal Court of Australia against Judge Vasta, the Commonwealth and
the State of Queensland. s 46(a)
originating application and statement of claim filed on 7 December 2020
outline that he is seeking damages for false imprisonment from all respondents, and exemplary damages from
Judge Vasta.
s 22 irrelevant to scope of request
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s 22 irrelevant to scope of request
6. s 42(1)
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FEDERAL COURT OF AUSTRALIA
Stradford (a pseudonym) v Judge Vasta [2023] FCA 1020
File number:
ACD 57 of 2020
Judgment of:
WIGNEY J
Date of judgment:
30 August 2023
Catchwords:
TORTS – false imprisonment – where applicant
imprisoned for contempt in matrimonial proceeding in
Federal Circuit Court of Australia for purported non-
compliance with disclosure orders – where judge’s
contempt declaration and imprisonment orders were set
aside for invalidity – consideration of whether
imprisonment order was valid until set aside and provided
lawful justification for imprisonment – consideration of
whether the judge exercised superior court powers to
punish for contempt which meant orders remained valid
until set aside – found that judge’s orders, being of an
inferior court and vitiated by jurisdictional error, were void
ab initio and of no legal effect – found that no lawful
justification for imprisonment
TORTS – collateral abuse of process – whether the judge
had an improper purpose or motive to coerce settlement of
matrimonial proceeding – found it was not established that
the judge’s purpose in making the contempt declaration and
imprisonment order was other than to punish for non-
compliance with court order – found that it was not
established that the judge’s predominant purpose was
“improper” – found that tort not made out
TORTS – judicial immunity – whether common law
judicial immunity protected inferior court judge from
liability for tort of false imprisonment – consideration of
scope of common law judicial immunity afforded to
inferior court judges – consideration of circumstances
where inferior court judges may lose that immunity –
consideration of whether common law distinction between
immunity of superior and inferior court judges remains in
place – where judge made orders for which there was no
proper foundation in law and was guilty of a gross
irregularity of procedure and denial of procedural fairness –
found that the judge lost the protection of judicial immunity
afforded to inferior court judges because he acted without
or in excess of jurisdiction
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TORTS – justification defence – whether security, police
and prison officers protected from liability in tort by
common law justification defence when acting pursuant to
an order or warrant made by an inferior court judge which
was void ab initio but appeared regular on its face when
executed – held that no such defence available at common
law in respect of orders or warrants issued by inferior court
judges – found that defence is only available to officers of
the court or “ministerial officers” who are bound by a duty
to the court to obey a warrant issued by the court which
appeared regular on its face
STATUTORY INTERPRETATION –
whether s 249 of
the
Criminal Code Act 1899 (Qld) applies in the case of
warrants issued by a federal court – whether Federal Circuit
Court of Australia is “any court” under s 249 of the
Criminal Code Act 1899 (Qld) – whether s 35 of the
Acts
Interpretation Act 1954 (Qld) applies to the interpretation
of s 249 of the
Criminal Code Act 1899 (Qld) – found that s
35 does apply and the Federal Circuit Court of Australia is
not a court “in and for” or “in and of” Queensland – found
that defence not available
DAMAGES – claim for general, aggravated and exemplary
damages for false imprisonment and deprivation of liberty –
imprisonment of seven days in watch house and prison –
consideration of principles that apply in assessing general,
aggravated and exemplary damages for false imprisonment
and deprivation of liberty – found that unlawful
imprisonment of applicant warranted award of general
damages – found that duration, nature and circumstances of
imprisonment and hurt to feelings suffered by applicant
warranted award of aggravated damages – found that
judge’s reckless disregard of applicant’s rights and the rule
of law warranted award of exemplary damages
DAMAGES – claim for general damages for personal
injury – where applicant suffered post-traumatic stress
disorder as a result of false imprisonment – award of
damages assessed pursuant to
Civil Liability Act 2003 (Qld)
and
Civil Liability Regulation 2014 (Qld) which require
consideration of impairment caused by psychiatric injury –
consideration of expert evidence regarding impairment –
consideration of material non-disclosures by applicant
regarding pre-existing conditions – found that award of
general damages for a moderate mental disorder was
warranted
DAMAGES – claim for damages for loss of earning
capacity – consideration of principles applicable to
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compensation for loss of earning capacity – found that
some diminuation to earning capacity resulted from
psychiatric injury – found that no substantial financial loss
established but that psychiatric injury may cause future
financial loss – found that modest award of damages for
loss of earning capacity warranted
Legislation:
Constitution of the Commonwealth of Australia ss 80, 118,
120
Disability Discrimination Act 1992 (Cth)
Evidence Act 1995 (Cth) s 140(2)(c)
Extradition Act 1988 (Cth)
Family Law Act 1975 (Cth) Pts XIIIA, XIIIB, ss 4(3)(e)-(f),
35, 39(1A), 75(2), 79, 112AA, 112AB, 112AD, 112AE,
112AP, 121
Family Law Rules 2004 (Cth) rr 1.10(1), 13.04
Federal Circuit Court of Australia Act 1999 (Cth) ss
10(1)(a), 17
Federal Circuit Court Rules 2001 (Cth) rr 1.06, 14.04,
19.02, 24.03
Federal Court of Australia Act 1976 (Cth) s 51A
Judiciary Act 1903 (Cth) ss 24, 35
Acts Interpretation Act 1954 (Qld) ss 4, 35
Civil Liability Act 2003 (Qld) sch 2, ss 52, 61-62
Civil Liability Regulation 2014 (Qld) schs 4-7, regs 7-8
Corrective Services Act 2006 (Qld) s 276
Criminal Code Act 1899 (Qld) ss 119A, 249, 359A, 729(3)
District Court of Western Australia Act 1969 (WA)
Interpretation Act 1987 (NSW) s 12(1)
Judicial Officers Act 1986 (NSW) s 44B
Land and Income Tax Assessment Act 1895 (NSW)
Police Powers and Responsibilities Act 2000 (Qld) s 796
24 Geo II, c 44 (Constables Protection Act) 1750 (Imp) s 6
31 Car II, c 2 (Habeas Corpus Act) 1679 (Imp)
1 & 2 Vict, c 74 (Small Tenements Recovery Act) 1838 (Imp)
Magistrates’ Courts (Northern Ireland) Act 1964 (NI) s 15
Cases cited:
Agnew v Jobson (1877) 13 Cox CC 625
Allen v Sharp (1848) 12 JP 693; 2 Exch 352
Andrews v Marris (1841) 1 QB 3; 113 ER 1030
Attorney-General (NSW) v Agarsky (1986) 6 NSWLR 38
Attorney-General (NSW) v Mayas Pty Ltd (1988) 14
NSWLR 342
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Australian Iron & Steel Ltd v Greenwood (1962) 107 CLR
308; [1962] HCA 42
Briginshaw v Briginshaw (1938) 60 CLR 336; [1938] HCA
34
Broome v Cassell & Co Ltd [1972] AC 1027; 1 All ER 801
Bulsey v The State of Queensland [2015] QCA 187
Butler v Simmonds Crowley & Galvin [2000] 2 Qd R 252;
[1999] QCA 475
Butt v Newman (1819) 171 ER 850
Calder v Halket (1840) 3 Moo PC 28; 13 ER 12
Cameron v Cole (1944) 68 CLR 571; [1944] HCA 5
Coffey v State of Queensland [2010] QCA 291
Coleman v Watson [2017] QSC 343
Commissioner for Railways (NSW) v Cavanough (1935) 53
CLR 220; [1935] HCA 45
Corbett v The King (1932) 47 CLR 317; [1932] HCA 36
Crawford Adjusters (Cayman) Ltd v Sagicor General
Insurance (Cayman) Ltd [2014] AC 366; [2013] 4 All ER 8
DAI v DAA (2005) 191 FLR 360; [2005] FamCA 88
Davis v Capper (1829) 10 B & C 28; 109 ER 362
Day v The Queen (1984) 153 CLR 475; [1984] HCA 3
Demer v Cook (1903) 88 LT 629; 20 Cox CC
Director of Public Prosecutions (NSW) v Kmetyk (2018) 85
MVR 25; [2018] NSWCA 156
Dr Drury’s Case (1610) 8 Co Rep 141; 77 ER 688
DRJ v Commissioner of Victims Rights (No 2) (2020) 103
NSWLR 692; [2020] NSWCA 242
Eaves v Donnelly [2011] QDC 207
Ex parte Taylor; Re Butler (1924) 41 WN (NSW) 81
FAI Allianz Insurance Ltd v Lang (2004) 42 MVR 482;
[2004] NSWCA 413
Farah Constructions Pty Ltd v Say-Dee Pty Ltd (2007) 230
CLR 89; [2007] HCA 22
Feather v Rogers (1909) 9 SR (NSW) 192
Fingleton v The Queen (2005) 227 CLR 166; [2005] HCA
34
Firth v Director of Public Prosecutions (NSW) [2018]
NSWCA 78
Fleet v Royal Society for the Prevention of Cruelty to
Animals [2005] NSWSC 926
Gallo v Dawson (1988) 63 ALJR 121; (1988) 82 ALR 401
Garthwaite v Garthwaite [1964] P 356; 2 All ER 233
Gerard v Hope [1965] Tas SR 15
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Girginis v Kastrati (1988) 49 SASR 371
Goldie v The Commonwealth (No 2) (2004) 81 ALD 422;
[2004] FCA 156
Graham v Baker (1961) 106 CLR 340; [1961] HCA 48
Gray v Motor Accident Commission (1998) 196 CLR 1;
[1998] HCA 70
Groome v Forrester (1816) 5 M & S 314; 105 ER 1066
Gwinne v Poole (1692) 2 Lutw 935; 125 ER 522
Hadkinson v Hadkinson [1952] P 285; 2 All ER 567
Haines v Bendall (1991) 172 CLR 60; [1991] HCA 15
Haskins v The Commonwealth (2011) 244 CLR 22; [2011]
HCA 28
Harrington v Lowe (1996) 190 CLR 311; [1996] HCA 8
Hazelton v Potter (1907) 5 CLR 445; [1907] HCA 63
Hemelaar v Walsh [2017] QDC 157
Henderson v Preston (1888) 21 QBD 362
Ho v Loneragan [2013] WASCA 20
Houlden v Smith (1850) 14 QB 841; 117 ER 323
In re McC (A Minor) [1985] 1 AC 528; [1984] 3 All ER
908
In the Marriage of Tate (No 3) (2003) 30 Fam LR 427;
[2003] FamCA 112
In the Marriage of Schwarzkopff (1992) 106 FLR 274
Isaacs v Robertson [1985] AC 97; [1984] 3 All ER 140
Jones v Chapman (1845) 14 M & W 124; 153 ER 416
Kable v New South Wales (2012) 268 FLR 1; [2012]
NSWCA 243
Keighly v Bell (1866) 4 F & F 763; 176 ER 781
Kuddas v Chief Constable of Leicestershire [2002] 2 AC
122; [2001] 3 All ER 193
Lacey v Attorney-General (Qld) (2011) 242 CLR 573;
[2011] HCA 10
Lamb v Cotogno (1987) 164 CLR 1; [1987] HCA 47
Lewis v Australian Capital Territory (2020) 271 CLR 192;
[2020] HCA 26
Lindsay v Leigh (1848) 11 QB 455; 116 ER 547
London v Cox (1867) LR 2 HL 239
Love v Attorney-General (NSW) (1990) 169 CLR 307;
[1990] HCA 4
Luck v University of Southern Queensland (2014) 145 ALD
1; [2014] FCAFC 135
M’Creadie v Thomson 1907 SC 1176
Malec v J C Hutton Pty Ltd (1990) 169 CLR 638; [1990]
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HCA 20
Maxwell-Smith v S & E Hall Pty Ltd (2014) 86 NSWLR
481; [2014] NSWCA 146
McFadzean v Construction, Forestry, Mining and Energy
Union [2004] VSC 289
Medlin v State Government Insurance Commission (1995)
182 CLR 1; [1995] HCA 5
Mills v Stanway Coaches Ltd [1940] 2 KB 334; 2 All ER
586
Minchin v Public Curator of Queensland [1965] ALR 91
Minister for Immigration and Multicultural Affairs v Jia
Legeng (2001) 205 CLR 507; [2001] HCA 17
Minister for Immigration, Citizenship, Migrant Services
and Multicultural Affairs v AAM17 (2021) 272 CLR 329;
[2021] HCA 6
Moll v Butler (1985) 4 NSWLR 231
Mooney v Commissioners of Taxation (NSW) (1905) 3 CLR
221; [1905] HCA 61
Moravia v Sloper (1737) Willes 30; 125 ER 1039
Morrell v Martin (1841) 3 Man & G 581; 133 ER 1273
Morse v James (1738) Willes 122; 125 ER 1089
Myer Stores Ltd v Soo [1991] 2 VR 597
Nakhla v McCarthy [1978] 1 NZLR 291
New South Wales v Ibbett (2005) 65 NSWLR 168; [2005]
NSWCA 445
New South Wales v Ibbett (2006) 229 CLR 638; [2006]
HCA 57
New South Wales v Kable (2013) 252 CLR 118; [2013]
HCA 26
New South Wales v Moss (2000) 54 NSWLR 536; [2000]
NSWCA 133
New South Wales v Williamson (2012) 248 CLR 417;
[2012] HCA 57
Nicholas v Walker and Carter (1634) Cro Car 394; 79 ER
944
O’Connor v Isaacs [1956] 2 QB 288; 2 All ER 417
O’Shane v Harbour Radio Pty Ltd (2013) 85 NSWLR 69;
[2013] NSWCA 315
Oakey Coal Action Alliance Inc v New Acland Coal Pty Ltd (2021) 272 CLR 33; [2021] HCA 2
Obeid v Lockly (2018) 98 NSWLR 258; [2018] NSWCA 71
Oldham Justices; Ex parte Cawley (1996) 2 WLR 681; 1
All ER 464
Olliet v Bessey (1682) T Jones Rep 214; 84 ER 1223
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Owners of the Ship “Shin Kobe Maru” v Empire Shipping
Company Inc (1994) 181 CLR 404; [1994] HCA 54
Paff v Speed (1961) 105 CLR 549; [1961] HCA 14
Paul v Rendell (1981) 55 ALJR 371
Pelechowski v Registrar, Court of Appeal (NSW) (1999)
198 CLR 435; [1999] HCA 19
Perkin v Proctor and Green (1768) 2 Wils KB 382; 95 ER
874
Permanent Trustee Co (Canberra) Ltd v Finlayson (1968)
122 CLR 338; [1968] HCA 85
Placer (Granny Smith) Pty Ltd v Thiess Contractors Pty
Ltd (2003) 196 ALR 257; [2003] HCA 10
Polley v Fordham (No 2) (1904) 91 LT 525
Posner v Collector for Interstate Destitute Persons (Vic) (1946) 74 CLR 461; [1946] HCA 50
Price v Messenger (1800) 2 Bos & P 158; 126 ER 1213
R v Armstrong [1996] 1 Qd R 316
R v Deemal [2010] 2 Qd R 70; [2009] QCA 131
R v HBZ (2020) 4 QR 171; [2020] QCA 73
R v JAA [2019] 3 Qd R 242; [2018] QCA 365
R v Manchester City Magistrates’ Court; Ex parte Davies [1988] 1 WLR 667; 1 All ER 930
R v Manchester City Magistrates’ Court Ex parte Davies [1988] 3 WLR 1357; [1989] 1 All ER 90
R v Metal Trades Employers’ Association; Ex parte
Amalgamated Engineering Union (Australian Section) (1951) 82 CLR 208; [1951] HCA 3
R v Paz [2018] 3 Qd R 50; [2017] QCA 263
R v Shetty [2005] 2 Qd R 540; QCA 225
R v Turnbull; Ex parte Taylor (1968) 123 CLR 28; [1968]
HCA 88
Raad v New South Wales [2017] NSWDC 63
Rajski v Powell (1987) 11 NSWLR 522
Raven v Burnett (1895) 6 QLJ 166
Re Bolton; Ex parte Beane (1987) 162 CLR 514; [1987]
HCA 12
Re Colina; Ex parte Torney (1999) 200 CLR 386; [1999]
HCA 57
Re East; Ex parte Nguyen (1998) 196 CLR 354; [1998]
HCA 73
Read v Wilmot (1672) 1 Vent 220; 86 ER 148
Robertson v The Queen (1997) 92 A Crim R 115
Romig v Tabcorp Holdings Ltd [2014] QSC 249
Ruddock v Taylor (2003) 58 NSWLR 269; [2003] NSWCA
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262
Ruddock v Taylor (2005) 222 CLR 612; [2005] HCA 48
Rutherford v Marshal of Family Court of Australia (1999)
152 FLR 299; [1999] FamCA 1299
Seaegg v The King (1932) 48 CLR 251; [1932] HCA 47
Scavage v Tateham (1600) Cro Eliz 829; 78 ER 1056
Shergold v Holloway (1734) Sess Cas KB 154; 93 ER 156
Shergold v Holloway (1734) 2 Str 1002; 93 ER 995
Sirros v Moore [1975] 1 QB 118; [1974] 3 All ER 776
Skouvakis v Skouvakis (1976) 11 ALR 204; [1976] 2
NSWLR 29
Smith v Bouchier (1734) 2 Str 993; 93 ER 989
Smith v Collis (1910) SR (NSW) 800
Solomons v District Court of New South Wales (2002) 211
CLR 119; [2002] HCA 47
Spautz v Butterworth (1996) 41 NSWLR 1
Spirits International BV v Federal Treasury (FKP)
Sojuzplodoimport [2013] FCAFC 106
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Stradford v Stradford (2019) 59 FamLR 194; [2019]
FamCAFC 25
Survival & Industrial Equipment (Newcastle) Pty Ltd v
Owners of the Vessel “Alley Cat” (1992) 36 FCR 129;
[1992] FCA 319
The Case of the Marshalsea (1612) 10 Co Rep 68b; 77 ER
1027
Triggell v Pheeney (1951) 82 CLR 497; [1951] HCA 23
Uren v John Fairfax & Sons Pty Ltd (1966) 117 CLR 118;
[1996] HCA 40
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HCA 46
Vignoli v Sydney Harbour Casino (2000) Aust Torts
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FCA 662
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NSWCA 350
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Williams v Spautz (1992) 174 CLR 509; [1992] HCA 34.
Williams v The Queen (1986) 161 CLR 278; [1986] HCA
88
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Willis v Maclachlan (1876) 1 Ex D 376
Winters v Fogarty [2017] FCA 51
Wood v Fetherston (1901) 27 VLR 492
Yammine v Kalwy [1979] 2 NSWLR 151
Yeldham v Rajski (1989) 18 NSWLR 48
Abimbola Olowofoyeku,
Suing Judges: A Study of Judicial
Immunity (Oxford University Press, 1993)
Edward Lutwyche and William Nelson,
The Reports and
Entries of Sir Edward Lutwyche (Nutt and Gosling, 1718)
Enid Campbell, ‘Inferior and Superior Courts and Courts of
Record’ (1997) 6
Journal of Judicial Administration 249
Halsbury’s Laws of England (4th ed)
Harvey McGregor,
McGregor on Damages (15th ed, 1988)
Mark Aronson and Harry Whitmore,
Public Torts and
Contacts Law (Law Book Co, 1982)
Sir Frederick Pollock,
The Law of Torts (1st ed, 1887)
William Henry Watson,
A Practical Treatise on the Office
of Sheriff (Sweet, Maxwell, Stevens & Norton, 1848)
William Lambard,
Larmbard’s Eirenarcha (1614) Cap 4
370
Division: General
Division
Registry:
Australian Capital Territory
National Practice Area:
Administrative and Constitutional Law and Human Rights
Number of paragraphs:
852
Date of hearing:
6 to 15 December 2021, 24 May 2022
Counsel for the applicant:
Mr P Herzfeld SC with Mr D Reynolds
Solicitor for the applicant:
Ken Cush & Associates
Counsel for the first
Mr J Kirk SC with Ms P Bindon
respondent:
Solicitor for the first
King & Wood Mallesons
respondent:
Counsel for the second
Mr T Howe QC with Mr D Hume
respondent:
Solicitor for the second
Australian Government Solicitor
respondent:
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Counsel for the third
Mr J Horton QC with Mr D Favell
respondent:
Solicitor for the third
Crown Law
respondent:
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ORDERS
ACD 57 of 2020
BETWEEN: MR
STRADFORD
Applicant
AND:
JUDGE SALVATORE PAUL VASTA
First Respondent
COMMONWEALTH OF AUSTRALIA
Second Respondent
STATE OF QUEENSLAND
Third Respondent
ORDER MADE BY: WIGNEY J
DATE OF ORDER: 30 AUGUST 2023
THE COURT ORDERS THAT:
1.
Until further order, the applicant in this proceeding be given, for the purposes of this
proceeding, the pseudonym Mr Stradford and the applicant’s former wife be given the
pseudonym Mrs Stradford.
2.
Judgment be entered in favour of the applicant against the first, second and third
respondents jointly and severally for personal injury and loss of earning capacity in the
amount of $59,450.
3.
Judgment be entered in favour of the applicant against the first and second respondents
jointly for general and aggravated damages for false imprisonment and deprivation of
liberty in the amount of $35,000 plus interest under s 51A of the
Federal Court of
Australia Act 1976 (Cth) (
FCA Act) from 6 December 2018 to the date of judgment at
the pre-judgment rates specified in the Interest on Judgments Practice Note (GPN-INT).
4.
Judgment be entered in favour of the applicant against the first and third respondents
jointly for general and aggravated damages for false imprisonment and deprivation of
liberty in the amount of $165,000 plus interest under s 51A of the FCA Act from 6
December 2018 to the date of judgment at the pre-judgment rates specified in the
Interest on Judgments Practice Note (GPN-INT).
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5.
Judgment be entered in favour of the applicant against the first respondent for
exemplary damages for false imprisonment and deprivation of liberty in the amount of
$50,000.
6.
The parties are to confer with a view to reaching agreement in respect of the appropriate
order as to costs and in the event that no agreement is reached within two weeks from
the date of judgment, the parties are to arrange to have the matter relisted for the
purposes of hearing further submissions in respect of costs.
Note: Entry of orders is dealt with in Rule 39.32 of the
Federal Court Rules 2011.
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TABLE OF CONTENTS
FACTS RELEVANT TO LIABILITY
[18]
ERRORS ALLEGEDLY MADE BY THE JUDGE
[67]
Alleged error 1: failure to make any finding that there had been a breach of the
orders
[76]
Alleged error 2: failure to comply with Pts XIIIA and XIIIB of the Family Law
Act
[83]
Alleged error 3: failure to follow r 19.02 of the FCC Rules
[106]
Alleged error 4: denial of procedural fairness
[117]
Alleged error 5: pre-judgment
[119]
Alleged error 6: improper purpose
[137]
THE TORTS ALLEGEDLY COMMITTED BY THE JUDGE
[150]
False imprisonment
[151]
Collateral abuse of process
[159]
LIABILITY OF THE JUDGE FOR COLLATERAL ABUSE OF PROCESS
[165]
THE LIABILITY OF THE JUDGE FOR FALSE IMPRISONMENT
[171]
Lawful justification
[173]
Are orders made by an inferior court valid until set aside? [177]
Was the imprisonment order nevertheless valid until it was set aside? [185]
Conclusion concerning the elements of the tort of false imprisonment
[196]
JUDICIAL IMMUNITY
[199]
The scope of judicial immunity of inferior court judges
[206]
Authorities dealing with the civil liability of inferior court judges [213]
Cases relied on by the Judge concerning the notion of jurisdiction in the
context of judicial immunity [261]
Conclusion as to the meaning of “jurisdiction” in the context of judicial
immunity [311]
Abolition of the distinction between superior and inferior courts in respect of
judicial immunity [318]
Additional cases relied on by the Commonwealth [333]
Conclusion as to the scope of judicial immunity of inferior court judges
[340]
Was the Judge entitled to the immunity of a superior court judge in the
circumstances? [349]
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Is the Judge immune from liability arising from his imprisonment of Mr
Stradford? [358]
CONCLUSION – LIABILITY OF THE JUDGE
[373]
THE TORTS FOR WHICH THE COMMONWEALTH AND QUEENSLAND
ARE ALLEGEDLY LIABLE
[376]
A pleading point?
[387]
Were the MSS guards officers of the Circuit Court?
[400]
Were the officers of the Queensland Police and Queensland Corrective Services
officers of the Circuit Court?
[409]
LIABILITY AT COMMON LAW OF CONSTABLES AND “GAOLERS”
ACTING ON ORDERS OF AN INFERIOR COURT
[413]
Cases relied on by Mr Stradford
[418]
Cases relied on by the Commonwealth (and Queensland)
[444]
Conclusion as to the availability of any relevant common law defence?
[510]
A STATUTORY DEFENCE?
[525]
Does s 35 of the Interpretation Act apply?
[531]
The Circuit Court was not a court “in and for” or “in and of” Queensland
[536]
CONCLUSION – LIABILITY OF THE COMMONWEALTH
[549]
CONCLUSION – LIABILITY OF QUEENSLAND
[554]
DAMAGES – OVERVIEW
[559]
Mr Stradford’s credibility and the reliability of his evidence relevant to damages
[567]
DAMAGES FOR DEPRIVATION OF LIBERTY
[575]
Overview [576]
Relevant principles – damages for deprivation of liberty
[578]
General damages [582]
Aggravated damages [583]
Exemplary damages [586]
Relevant evidence and factual findings
[588]
Detention by the MSS guards [591]
Detention and imprisonment by Queensland officers [596]
Aggravated damages?
[633]
Exemplary damages against the Judge?
[643]
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Assessment of damages for deprivation of liberty
[647]
GENERAL DAMAGES FOR PERSONAL INJURY
[667]
Summary of issues concerning the assessment of damages for personal injury
[668]
Applicable statutory provisions
[674]
Issues arising from the evidence of the psychiatrists
[684]
Material non-disclosures to the psychiatrists?
[693]
Appropriate PIRS ratings in the disputed domains
[715]
Self-care and personal hygiene [717]
Social and recreational activities [722]
Concentration, persistence and pace [727]
A pre-existing injury? [732]
Findings concerning impairment
[735]
Assessment of general damages for personal injury
[743]
Ongoing medical expenses
[744]
Prognosis [753]
DAMAGES FOR LOSS OF EARNING CAPACITY
[761]
Applicable legal principles
[772]
Did Mr Stradford suffer a diminution of earning capacity?
[781]
Did any diminution of earning capacity result in any financial loss?
[796]
What is the appropriate assessment of damages for loss of earning capacity?
[816]
Conclusion in respect of damages for loss of earning capacity
[838]
Causation – is the Commonwealth liable for damages arising from Mr
Stradford’s injury?
[839]
SUMMARY – ASSESSMENT OF DAMAGES
[843]
DISPOSITION
[848]
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REASONS FOR JUDGMENT
WIGNEY J
1
The applicant in this proceeding was the victim of a gross miscarriage of justice. He was
detained and imprisoned for contempt following what could fairly be described as little more
than a parody of a court hearing. He spent seven days in prison before being released. The
order that resulted in his incarceration was subsequently set aside. The central issue in this
proceeding is whether he is entitled to a remedy to compensate him for the injury and loss
suffered by him as a consequence of that lamentable incident.
2
The applicant will be referred to as
Mr Stradford in these reasons for judgment. That is not
his real name. It is a pseudonym that was used in the proceedings that resulted in his
imprisonment. It is appropriate to continue to use that pseudonym.
3
The person primarily responsible for Mr Stradford’s imprisonment was the first respondent, a
judge of the then Federal
Circuit Court of Australia (the
Judge). Mr Stradford and his former
wife came to appear before the Judge in a matrimonial cause pursuant to the
Family Law Act
1975 (Cth). The Judge believed that Mr Stradford had not disclosed his true financial position
to his former wife and ordered him to disclose certain documents. When the matter came back
before the Judge on a later occasion, the Judge declared that Mr Stradford had not complied
with those orders and was in contempt of court. He ordered that Mr Stradford be imprisoned
for twelve months and issued a warrant to give effect to that order.
4
Private security guards contracted by the second respondent, the
Commonwealth of Australia,
detained Mr Stradford pursuant to the warrant and took him to a holding cell in the court
complex. A short time later, Queensland Police officers, also acting pursuant to the warrant,
took custody of Mr Stradford. He spent five miserable days in a police watch house in Brisbane
before being transported to a correctional facility operated by the third respondent, the State of
Queensland. He spent another two difficult days in that facility before he was released on bail
pending an appeal.
5
There could be no real dispute that the Judge made a number of fundamental and egregious
errors in the purported exercise of his power to punish Mr Stradford for contempt. He
sentenced Mr Stradford to imprisonment for contempt without first finding that Mr Stradford
had in fact failed to comply with the orders in question. He erroneously believed that another
judge had made that finding, though exactly how he could sensibly have arrived at that position
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in the circumstances somewhat beggars belief. He also failed to follow any of the procedures
that he was required to follow when dealing with contempt allegations and otherwise failed to
afford Mr Stradford any procedural fairness. He effectively pre-judged the outcome.
Imprisonment was a fait accompli.
6
It perhaps came as no surprise, then, that on 15 February 2019, the Full Court of the Family
Court of Australia (as it then was) (
FamCA Full Court) set aside both the contempt declaration
and the imprisonment order made by the Judge. It concluded that “to permit the declaration
and order for imprisonment to stand would be an affront to justice” and that what had occurred
to Mr Stradford constituted a “gross miscarriage of justice”:
Stradford v Stradford (2019) 59
FamLR 194; [2019] FamCAFC 25 at [9] and [73].
7
Mr Stradford’s detention and the deprivations and indignities that he had to endure while
imprisoned exacted a significant toll on him. There was no dispute that he continues to suffer
from post-traumatic stress disorder and a major depressive disorder as a result of the incident.
8
Mr Stradford commenced this proceeding alleging that the Judge had committed the torts of
false imprisonment and collateral abuse of process. He also alleged that the Commonwealth
and Queensland were vicariously liable for the actions of their officers in falsely imprisoning
him. He claimed damages for deprivation of liberty, personal injury and loss of earning
capacity. The Judge, the Commonwealth and Queensland all denied liability.
9
The question whether the Judge, the Commonwealth and Queensland are liable as alleged by
Mr Stradford raises a number of issues, some of which involve complex and difficult questions
of fact and law.
10
The first issue concerns the precise nature of the errors made by the Judge in imprisoning
Mr Stradford for contempt. The Judge admitted that he made a number of errors, though he
disputed some of the other errors that were alleged against him. In particular, he disputed that,
in instigating or pursuing the contempt allegation against Mr Stradford, he was motivated by
an improper or collateral purpose. He therefore disputed that he committed the tort of collateral
abuse of process. He also disputed that he pre-judged the outcome of the contempt allegation
against Mr Stradford.
11
The second issue, which relates to the tort of false imprisonment, is whether the imprisonment
order made by the Judge remained valid until set aside by the FamCA Full Court. If the order
remained valid until set aside, it provided lawful justification for Mr Stradford’s imprisonment.
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If, however, the order was invalid from the outset because it was infected by jurisdictional
error, it provided no lawful justification.
12
The third issue, which is perhaps the most fundamental issue insofar as the Judge’s liability is
concerned, is whether, even if it were to be found that Mr Stradford was falsely imprisoned,
the Judge is nevertheless immune from any liability because he made the imprisonment order
in his capacity as a judge. That issue is by no means straightforward. The Judge was a judge
of an inferior court, not a superior court, and was not protected by any statutory immunity.
The difficulty arises because the common law principles concerning judicial immunity that
apply in respect of inferior court judges, at least in Australia, are somewhat unsettled. It is
therefore necessary to embark on an excursion through a long line of cases, stretching back
hundreds of years, which deal with the circumstances in which an inferior court judge may lose
the protection of judicial immunity.
13
The question whether the Judge is protected by judicial immunity in the circumstances of this
case raises four key questions: first, whether at common law inferior court judges lose their
immunity from suit in respect of their judicial acts if they acted without, or in excess of,
jurisdiction; second, if that is the case, what precisely does acting without, or in excess of,
jurisdiction mean or entail in that context; third, did the Judge act without, or in excess of,
jurisdiction in that sense when making the imprisonment order; and fourth, whether, despite
being an inferior court judge, the Judge was nevertheless entitled to the immunity of a superior
court judge in the circumstances of this case because he was exercising the Circuit Court’s
contempt powers.
14
The fourth issue, which concerns the liability of the Commonwealth and Queensland, is
whether police and prison officers have available to them a common law defence to an action
for false imprisonment if they did no more than act in accordance with an order or warrant
issued by an inferior court judge which appeared valid on its face. This is another contentious
issue. In order to resolve it, it is again necessary to trawl through another long line of somewhat
obscure cases, again stretching back hundreds of years, concerning the liability of police and
prison officers in such circumstances.
15
The fifth issue concerns whether Queensland has available to it a statutory defence based on s
249 of the
Criminal Code Act 1899 (Qld). The issue is, in essence, whether that provision,
properly construed, can apply to a warrant issued by a federal court, in this case the Circuit
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Court, simply because that court was sitting in Queensland when the warrant was issued and
the warrant was therefore to be enforced in Queensland by officers located in Queensland.
16
The issues in this case are not, however, entirely limited to liability. If liability is established,
significant issues also arise in relation to the assessment and quantification of damages. Those
issues include: whether Mr Stradford is entitled to aggravated and exemplary damages for
deprivation of liberty; the quantification of damages referrable to the psychiatric injury suffered
by Mr Stradford as a result of his imprisonment; and the quantification for any loss of earning
capacity suffered by Mr Stradford as a result of his psychiatric injury.
17
For the reasons that follow, most of the liability issues are resolved in favour of Mr Stradford.
The Judge, the Commonwealth and Queensland are liable to Mr Stradford for the tort of false
imprisonment. There was no lawful justification for Mr Stradford’s detention. The Judge is
not protected by judicial immunity because he relevantly acted without, or in excess of, his
jurisdiction. The Commonwealth and Queensland do not have available to them, at least in the
circumstances of this case, any defence based on the fact that their officers acted pursuant to a
warrant which appeared regular on its face. Mr Stradford is accordingly entitled to an award
of damages. As will be seen, however, those damages, properly assessed, are not nearly as
large as Mr Stradford would have it.
FACTS RELEVANT TO LIABILITY
18
On 7 April 2017, Mr Stradford filed an initiating application in the Circuit Court (the
matter)
seeking property adjustment orders under s 79 of the Family Law Act in respect of the
matrimonial assets owned by him and his then wife. As adverted to earlier, both Mr Stradford
and his then wife were identified in the proceedings in the Circuit Court, and on appeal in the
FamCA Full Court, by pseudonyms. The identities of parties to matrimonial disputes are
generally protected: see s 121 of the Family Law Act. A pseudonym order will be made in this
proceeding to maintain that protection.
19
The Circuit Court had jurisdiction in relation to the matter because it had jurisdiction to
determine “matrimonial causes” of the kind referred to in the Family Law Act (subject to two
presently irrelevant exceptions): s 39(1A) of the Family Law Act; s 10(1) of the
Federal Circuit
Court of Australia Act 1999 (Cth) (
FCC Act). The matter between Mr Stradford and his then
wife was undoubtedly a matrimonial cause.
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20
Following a number of earlier interlocutory hearings, on 19 June 2018 the matter was listed
before Judge Spelleken for directions. Mr Stradford appeared unrepresented and Mrs Stradford
did not appear. Judge Spelleken listed the matter for final hearing at 9.45 am on 10 August
2018 and made various procedural orders, including orders that each party file a case outline
setting out a minute of the orders sought, a chronology, a list of affidavits to be relied on and a
statement setting out the evidence applicable to the principles in ss 79(4) and 75(2) of the
Family Law Act.
21
On 10 August 2018, the matter came before the Judge for final hearing. Mr Stradford and
Mrs Stradford each appeared unrepresented.
22
The hearing did not progress smoothly. To begin with, Mr Stradford appears not to have fully
complied with the orders made by Judge Spelleken on 19 June 2018. To make matters worse,
Mrs Stradford alleged, and the Judge readily accepted, that Mr Stradford had not properly or
adequately disclosed his financial circumstances. Mr Stradford’s failure to properly disclose
his financial circumstances plainly raised the Judge’s ire. His Honour made his displeasure
known to Mr Stradford and told him that he would have no hesitation in gaoling him in the
event that he did not comply with any further disclosure orders. His Honour said:
… And, you know, believe me, if there isn’t the full disclosure there will be
consequences, because that’s what I do.
If people don’t comply with my orders
there’s only [one] place they go. Okay. And I don’t have any hesitation in jailing
people for not complying with my orders …
(Emphasis added)
23
The following exchange, which occurred while Mr Stradford attempted to explain why he
hadn’t produced statements relating to one of his gambling accounts, rather typifies the tenor
of the hearing:
[MR STRADFORD]: From my – from my enquiries with UBET, because I couldn’t
find it on my transaction statement, that’s what they had told me.
HIS HONOUR: Rubbish.
[MR STRADFORD]: So - - -
HIS HONOUR: Rubbish.
[MR STRADFORD]: Okay.
HIS HONOUR: Rubbish – rubbish. Do not accept that for one second, one iota of a
second.
[MR STRADFORD]: Okay.
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HIS HONOUR: That is absolute rubbish. So do you understand what - - -
[MR STRADFORD]: I just – a letter from the court would have helped.
HIS HONOUR: Do not ever talk over the top of me.
[MR STRADFORD]: Sorry.
HIS HONOUR: I have told you, I will put you in jail in contempt of this court if you
talk over the top of me. Do you understand? I am not happy at all with you, but I am
happy for you to think about this, because your disclosure at this point has been
absolutely abysmal. And if it is that I order this and you do not disclose your
superannuation, your current bank accounts, all the accounts that you say have now
been closed, and when they were closed and what the balance was when they were
closed – all of those matters need to be given to [Mrs Stradford] by a certain time, and
I would think it would be within two months. And if that isn’t given to her –
if it is
that she comes here, and she complains that she has asked for things and you have
not given them to her, bring your toothbrush. Okay. So you have a think about it.
(Emphasis added)
24
The end result was that the Judge effectively adjourned the hearing of the matter and made a
number of orders concerning the future progress of the matter. The orders included an order
that Mr Stradford “make full and frank disclosure”, including disclosure of certain categories
of documents comprising bank statements, gambling account statements, personal tax returns
and company tax returns and financial statements (the
disclosure orders). Mr Stradford was
also required to file an affidavit concerning his disclosure in accordance with the order. The
matter was adjourned for mention on 26 November 2018. The orders made by the Judge
included the following notations:
A.
If on the adjourned date the Court is of the opinion that the Applicant has not
made full and frank disclosure in accordance with today’s orders, he is to be
dealt with for contempt of those orders.
B.
If a contempt hearing has to take place before [the Judge], it will be heard
10.00am 5 December 2018.
C.
If the Court is satisfied that [there] has been full and frank disclosure by the
Applicant husband, the matter be set down for a final hearing, allocating one
(1) day.
25
On 2 November 2018, Mr Stradford filed an affidavit which included his evidence regarding
his disclosure of certain records to Mrs Stradford in compliance, or purported compliance, with
the orders made by the Judge on 10 August 2018.
26
On 12 November 2018, Mrs Stradford filed an affidavit which included her evidence about the
extent to which she said that Mr Stradford had complied with the orders made by the Judge on
10 August 2018. The effect of Mrs Stradford’s evidence was that Mr Stradford had failed to
disclose a number of categories of documents that he was required to disclose.
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27
On 26 November 2018, the matter came before Judge Turner for directions. Mr Stradford and
Mrs Stradford each appeared unrepresented. Judge Turner asked the parties to address her on
compliance with the orders of the Judge of 10 August 2018. Her Honour made handwritten
annotations on a copy of the orders, circling those categories of documents that Mrs Stradford
claimed Mr Stradford had failed to disclose. The general effect of what Mr Stradford told
Judge Turner was that he had produced all that he was physically capable of producing.
28
Judge Turner did not attempt to finally resolve the dispute between Mr Stradford and Mrs
Stradford concerning disclosure. Rather, her Honour ordered that the matter be adjourned to 6
December 2018 “for hearing of the contempt application”. It is important to emphasise that
Judge Turner did not find that Mr Stradford had failed to comply with any of the disclosure
orders, or that he had not made full and frank disclosure, or conclude that Mr Stradford was in
contempt of the orders made by the Judge. Nor had any “contempt application” been filed.
29
On 6 December 2018, the matter came before the Judge. The hearing commenced shortly after
10.00 am. As before, both Mr Stradford and Mrs Stradford appeared unrepresented.
30
This is what the Judge said at the very commencement of the hearing:
HIS HONOUR: All right. You’re [Mr Stradford] and you’re [Mrs Stradford]. All right.
Okay. So when we were last together on 10 August, we had quite a talk about what the
assets were that the two of you had. And I made a number of orders that needed to
occur. And that has gone back into what Judge Turner has. But with regard to the
matter that went back before her on 26 November,
I noted that if on the adjourned
date the court, that is Judge Turner, was of the opinion that you, [Mr Stradford],
had not made full and frank disclosure in accordance with the others, that you
were to be dealt with for contempt of those orders, and that that would take place
before me. So that’s that. So the matter can’t go anywhere at this point in time,
because Judge Turner has determined that you are in contempt of the orders that
I made on 10 August. So that’s where we are, it seems. So what do you want to say
about that?
(Emphasis added)
31
Mr Stradford then told the Judge that he had tried to provide full and frank disclosure, but that
he was unable to produce some of the categories of documents. He endeavoured to explain
why. His explanations included that he did not know anything about some of the bank accounts
specified in the orders, that to the best of his knowledge some of the accounts did not exist and
that he had produced all that he was able to produce. Mrs Stradford maintained that
Mr Stradford’s disclosure was deficient. She did not, however, file a contempt application, or
even submit that Mr Stradford should be found to be in contempt.
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32
It is worth pausing at this point to note that it would appear from the transcript that the Judge
was proceeding under the misapprehension that Judge Turner had already found that
Mr Stradford had not complied with the disclosure orders and was therefore in contempt. That
had not occurred. It is also tolerably clear that Mr Stradford was maintaining that he had done
all that he could do to comply with the disclosure orders. It is equally clear that the Judge did
not believe Mr Stradford.
33
At that point, the Judge indicated that he was prepared to deal with Mr Stradford for contempt
and asked Mrs Stradford what her attitude to that was. Mrs Stradford made it abundantly clear
that she did not want Mr Stradford to go to gaol unnecessarily. She just wanted proper
disclosure from him so they could arrive at a property settlement. His Honour indicated that
he would adjourn the proceeding briefly to allow the parties to discuss whether they could
reach an amicable settlement, failing which he would proceed to deal with Mr Stradford for
contempt.
34
When the hearing resumed after the short adjournment, Mrs Stradford indicated that she had
failed to reach any agreement with Mr Stradford concerning the property settlement. The
following exchange then occurred:
HIS HONOUR: So that’s that. So, okay, well, it just means that
we will have to go
ahead with the contempt hearing. I’ve got something on at 11, so I will come back
at quarter at 12. Okay. And we will sort this out. All right.
So I hope you brought
your toothbrush, [Mr Stradford].
[MRS STRADFORD]: Sorry. No.
HIS HONOUR: What’s - - -
[MRS STRADFORD]: Sorry, I said I don’t want him to go to - - -
HIS HONOUR: I don’t care
[MRS STRADFORD]: Okay.
HIS HONOUR: This is - - -
[MRS STRADFORD]: It’s your decision.
HIS HONOUR: This is my order.
[MRS STRADFORD]: Okay
HIS HONOUR: Not your order. You can’t come to a conclusion, so therefore it means
that this is still on foot. If this matter is still on foot,
he is in contempt. The only way
he gets out of contempt is if this matter is not on foot any more. You said that it
cannot be settled, that he will not give you what you think is just and equitable.
Therefore, it’s still on foot.
Therefore, he is in contempt. Therefore, I am going to
deal with him for contempt. Okay. I’ve made that very, very clear. It’s not your
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decision; it’s my decision. You’re not the one that’s sending him to jail; I am. These
are court orders and court orders need to be obeyed. Otherwise, what’s the use of
making the court orders. I made it very clear in August 2018 exactly what would
happen if there was no compliance with these orders. Now, it’s not your fault.
You’re
not the one who’s sentencing him to jail; I am. But he won’t settle justly and
equitably with you, the matter is on foot. You understand it. This is not anyone’s fault
but your own.
(Emphasis added)
35
When the hearing resumed just before midday, the Judge repeated what he had said earlier
about Judge Turner having found that Mr Stradford was in contempt and asked what it was that
Mr Stradford wanted to say. Mr Stradford again endeavoured to tell the Judge that he had
disclosed all that he was able to disclose, but his Honour summarily dismissed those
protestations. There is no indication that the Judge had read or considered Mr Stradford’s
affidavit. The contents of that affidavit were certainly not the subject of any questioning, by
either the Judge or Mrs Stradford. Mr Stradford’s affidavit was certainly not formally read and
Mr Stradford was not sworn-in or cross-examined on oath.
36
His Honour delivered an ex tempore judgment in which he found that Mr Stradford was in
contempt of the orders made on 10 August 2018:
Stradford & Stradford [2018] FCCA 3890
(
contempt judgment or
CJ). His Honour ordered that Mr Stradford be sentenced to
imprisonment for a period of 12 months, to be served immediately, with Mr Stradford to be
released from prison on 6 May 2019 and the balance of the sentence to be suspended for a
period of 2 years.
37
In his judgment, the Judge outlined the history of the matter. That history included, according
to his Honour, that Judge Turner had already found that Mr Stradford was in contempt for non-
compliance with the orders made on 10 August 2018. His Honour noted that, having regard to
that finding, it was up to him to assess “the criminality of that contempt”: CJ at [21]. His
Honour continued (at [22]-[28]):
As I have stated both in the preamble to these remarks and in the course of the
submissions that have been made in this Court, the gravamen of this contempt is that
this matter that was supposed to be ready to proceed cannot proceed. The gravamen is
that the wife is not cognisant of the true financial position of the Applicant, so that she
can mount a meaningful case before this Court for a just and equitable property
adjustment.
I am of the view that these matters were matters where the Applicant, if he truly
wanted, could have made proper disclosure. I am of the view that the Applicant was
able to get those items and the Applicant was able to simply tell the wife exactly what
sort of amount of money he was getting, how he was getting it, how it was being used
or funnelled through different companies, what that meant for him “in the hand” and
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where that money has been dissipated.
He has chosen not to. There can be no other inference available other than this is
deliberate conduct so that the wife is kept in the dark and cannot make a proper, just
and equitable submission to this Court as to what the property adjustment should be.
It would leave the Court, as it was at 10 August 2018, looking at a negative property
pool so that the Applicant husband did not have to in any way account for what it is
that he has been doing with money that he has come into possession of, especially from
the years 2014 to the present.
The mere fact that it seems that at least a million or something close to a million dollars
has gone through gambling accounts shows that this is a proper inference to draw. That
makes this contempt an extremely serious one.
The Court has very few weapons at its disposal to ensure that its orders are complied
with. The Court must show to all litigants and to the whole of the community that when
it makes orders, those orders must be complied with or there will be serious
consequences and condign punishment to those who flout the orders of the Court.
In what I consider to be a very merciful submission, the wife has asked, even though
she is not really a party to this part of the contempt proceeding, to say that she did not
want the husband to be jailed because they have children together. It was obvious to
me that she felt that she would be somehow responsible for this. Nothing could be
further from the truth.
This is a matter where the responsibility lies wholly and solely with the husband. If it
was that he had complied with these orders or shown to this Court that he had genuinely
attempted to comply, then there would be no contempt. But there has been a contempt
and notwithstanding how it is that the wife feels, it leads the Court only to one
conclusion; that there must be an appropriate punishment for this contempt.
38
Following the delivery of his ex tempore judgment, the Judge made the following declaration
and order:
THE COURT DECLARES:
A.
That [MR STRADFORD] is in contempt of Order 3(a), (h), (j), (k), (l), (m),
(n), and (o) of Orders made by [the Judge] on 10 August 2018 in that [MR
STRADFORD] has failed to make full and frank financial disclosure.
THE COURT ORDERS:
1.
That the Applicant [MR STRADFORD] be sentenced to a period of
imprisonment in the Arthur Gorrie Correctional Centre for a period of twelve
(12) months, to be served immediately with the Applicant to be released from
prison on 6 May 2019, with the balance of the sentence to be suspended for a
period of two (2) years from today’s date.
39
At 12.25 pm on 6 December 2018, the Judge signed a document entitled “Warrant of
Commitment”. The body of the document was in the following terms:
WARRANT OF COMMITMENT
Family Law Act 1975
To: The
Marshal
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All Officers of the Australian Federal Police
All Officers of the State and Territory police forces
The Commissioner of Queensland Corrective Services
WHEREAS: [MR STRADFORD] of
[redacted],
in the State of Queensland appeared before this Court on 6 December 2018.
AND WHEREAS the Court made an order, a copy of which is attached to this warrant,
that the said person be imprisoned.
YOU, the said Marshal, all officers of the Australian Federal Police and all officers of
the Police Forces of all the States and Territories of the Commonwealth of Australia
are hereby directed to take and deliver the said person to the Commissioner of
Queensland Corrective Services, together with this warrant.
AND YOU, the Commissioner of the Queensland Corrective Services are hereby
directed to receive the said person into your custody, and to keep that person in
accordance with the said order, a copy of which is attached to this warrant.
(Emphasis in original)
40
Shortly thereafter, two guards took custody of Mr Stradford. Those guards were employed by
MSS Security Pty Ltd. At that time, MSS Security provided guarding services at the court
complex occupied by the Circuit Court in Brisbane pursuant to a contract between it and the
Commonwealth dated 28 November 2014.
41
One of the MSS guards had been called to the Judge’s courtroom shortly before midday and
was present in the courtroom from at least 12.05 pm during the delivery of the Judge’s ex
tempore judgment.
42
The two MSS guards escorted Mr Stradford to the door of the courtroom, through a public
concourse for approximately 14 metres to a service door, though the service door to a goods
lift and then to a holding cell in the court complex occupied by the Circuit Court. The MSS
guards supervised Mr Stradford while he was detained in the holding cell.
43
There is no dispute that the conduct of the relevant MSS guards constituted a detention of
Mr Stradford which was undertaken for and on behalf of the Commonwealth.
44
Between approximately 12.35 pm and 12.40 pm, officers of the Queensland Police Service
arrived at court complex occupied by the Circuit Court. Between approximately 12.54 pm and
1.00 pm, those police officers left with Mr Stradford, handcuffed in their custody, and took him
in a police van to the Roma Street Watchhouse.
45
For reasons that will become apparent, it is relevant to note that the Queensland Police Service
had received a telephone call requesting the attendance of police officers at the Circuit Court
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at 11.43 am on 6 December 2018. That was before the Judge recommenced the hearing during
which he purportedly dealt with Mr Stradford for contempt.
46
Mr Stradford was transferred from the Roma Street Watchhouse to the Brisbane Correctional
Centre on the morning of 10 December 2018. He was therefore imprisoned at the watch house
by officers of the Queensland Police Service from 6 December 2018 to 10 December 2018; a
total of 4 nights and 5 days. Further facts concerning Mr Stradford’s imprisonment at the watch
house will be detailed later in these reasons in the context of the assessment of damages.
47
There is no dispute that the conduct of the relevant officers of the Queensland Police Service
between 6 December 2018 and 10 December 2018 constituted imprisonment of Mr Stradford.
48
Mr Stradford arrived at the Brisbane Correctional Centre on the morning of 10 December 2018.
From that point in time he was detained by officers of Queensland Corrective Services.
49
On 12 December 2018, the matter was listed again before the Judge to hear an oral application
to stay the orders made by his Honour on 6 December 2018. On this occasion Mr Stradford
was legally represented by counsel and Mrs Stradford appeared unrepresented by telephone.
By this time, Mr Stradford had filed an appeal against the judgment and orders of the Judge.
The nub of the appeal was that the Judge had proceeded on the erroneous premise that Judge
Turner had found that Mr Stradford was in contempt and that it was not open on the evidence
to find to the requisite standard that Mr Stradford had acted in flagrant challenge the court’s
authority as required by s 112AP(1)(b) of the Family Law Act. The basis of the stay application
was that if a stay was not granted, Mr Stradford would serve a significant proportion of his
sentence of imprisonment and that to that extent the appeal would be rendered nugatory.
Counsel for Mr Stradford also submitted that the appeal had reasonable prospects of success.
50
The Judge delivered an ex tempore judgment in which he granted the stay application:
Stradford & Stradford (No 2) [2018] FCCA 3961 (
stay judgment or
SJ). His Honour
effectively conceded that he erred in finding that Mr Stradford was in contempt and erred in
sentencing him to imprisonment. In particular, his Honour appeared to accept that he
incorrectly assumed that Judge Turner had already found that Mr Stradford was in contempt.
His Honour’s reasons for allowing the stay application were as follows (SJ at [1]-[15]):
On 6 December 2018, I made an order that Mr Stradford was in contempt of orders
that I had previously made on 10 August 2018.
Specifically, I found him in contempt of order 3(a), (h), (j), (k), (l), (m), (n) and (o) of
those orders. I had actually not found him in contempt of orders 3(k) or 3(l), but had
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found him in contempt of the others.
My reason for doing so was that I had been given a list with markings from Her
Honour, Judge Turner. My reasons for having made the orders on 10 August 2018
were to tell the Applicant husband that he needed to make this disclosure properly,
especially since there had been previous orders for him to do so.
My notation was that the matter would go back to a duty judge; but if the duty judge
was of the opinion that the Applicant has not made full and frank disclosure in
accordance with today’s orders, that he was to be dealt with for contempt of those
orders.
That was to allow that Court to then deal with the contempt, or, if the Court so chose,
they could send the matter back to me and I would deal with the matter as a contempt
of my orders. My very clear memory is that I had told the Applicant that he would be
looking at two years’ imprisonment if I found that he was in contempt of my orders.
What has been shown to me is that I could very well have been in error in assuming
that Her Honour had actually found, by the markings that she had given to me, that the
Applicant was prima facie in contempt of my orders.
Whilst I had read the affidavit of the Applicant that he had filed on 2 November 2018,
the only matters that I had really gone through in any depth were the G Group accounts
and the tax returns; that is, making a finding that the G Group accounts and the online
gambling accounts had not been properly disclosed. I had been given the documents
that the Applicant had disclosed and they were totally insufficient for the purposes of
affording the wife knowledge of the financial circumstances of the husband.
The husband had claimed that he had disclosed his tax returns but the fact was that he
had not disclosed his tax returns; he had only disclosed his tax assessments and not his
actual returns.
Those were the matters that I specifically highlighted as they were the matters that I
felt were most illustrative of the contempt shown by the Applicant husband. I did not
feel the need to explore any other aspect further because I had, in effect, proceeded
upon the basis that Her Honour had already made a finding of contempt.
It seems, on the material, that this could well have been an incorrect assumption. If that
was an incorrect assumption, then it is an error by me not to have actually gone through
with each and every item on that list and made a ruling as to whether the Applicant
father was in contempt of my orders.
To do that I would have had to have the Applicant sworn to give evidence and cross-
examined upon the material. I could have then used that actual sworn evidence to
decide whether the contempt had actually occurred. But I proceeded straight to a
“sentencing” proceeding because I was of the view that the issue of whether the
Applicant husband was in contempt had already been decided.
It seems to me if that is also the conclusion that is reached by a Court of Appeal (and
I think that it would be), then that Court would really have no hesitation in allowing
the appeal and remitting the matter back to me.
I have looked at the declaration that I made on 6 December 2018 and, after discussion
with counsel, have come to the conclusion that I am
functus officio with regard to that
declaration. I do not have the power to stay that declaration, even though I am of the
view that it should be stayed.
However, I can stay the orders that I had made, especially the one that the Applicant
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be sentenced to a period of imprisonment of 12 months, but to be released after serving
five months. It seems to me that the basis upon which I made that order is almost
certainly incorrect. Therefore, it would be totally unjust not to grant the relief that has
been sought by the Applicant husband today.
So, I will allow the oral application for a stay of order 1 sentencing the Applicant to
imprisonment. That order is stayed pending the outcome of the appeal of that order and
declaration.
51
The Judge stayed the order he had made on 6 December 2018 sentencing Mr Stradford to
imprisonment for 12 months and ordered that Mr Stradford be forthwith released from custody
pending the outcome of the appeal from his judgment.
52
Mr Stradford was released from the Brisbane Correctional Centre on 12 December 2018.
53
Mr Stradford was imprisoned at the Brisbane Correctional Centre by Queensland Corrective
Services officers from 10 December 2018 to 12 December 2018; a total of two days and two
nights. Further facts concerning Mr Stradford’s imprisonment at the Brisbane Correctional
Centre will be detailed later in the context of the assessment of damages.
54
There was no dispute that the conduct of the relevant officers of the Queensland Corrective
Services 10 December 2018 and 12 December 2018 constituted imprisonment of Mr Stradford.
55
There is no dispute that the Judge’s conduct in making the declaration and orders on
6 December 2018 was a direct or proximate cause of the whole of Mr Stradford’s imprisonment
from 6 December 2018 to 12 December 2018. Nor was there any dispute that the Judge’s
conduct in initiating and maintaining the contempt proceeding against Mr Stradford was a
necessary cause of the whole of Mr Stradford’s imprisonment from 6 December 2018 to 12
December 2018.
56
The appeal from the Judge’s contempt judgment was swiftly heard and determined. On
15 February 2019, the FamCA Full Court delivered judgment unanimously allowing
Mr Stradford’s appeal from the orders made by the Judge on 6 December 2018:
Stradford. The
FamCA Full Court’s view of the Judge’s conduct of the proceeding which resulted in
Mr Stradford being imprisoned is readily apparent from the following passage at the
commencement of the judgment (
Stradford at [9]):
We are driven to conclude that the processes employed by the primary judge were so
devoid of procedural fairness to the husband, and the reasons for judgment so lacking
in engagement with the issues of fact and law to be applied, that to permit the
declaration and order for imprisonment to stand would be an affront to justice …
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57
The FamCA Full Court set aside both the declaration and the order made by the Judge on
6 December 2018 sentencing Mr Stradford to imprisonment. The key findings made by the
FamCA Full Court may be summarised as follows.
58
First, the Judge proceeded in apparent ignorance or disregard of the provisions of the FCC Act
and Family Law Act which separately deal with the punishment for a contempt of court
committed in the face or hearing of the court (relevantly dealt with in Pt XIIIB of the Family
Law Act and s 17 of the FCC Act) and the imposition of sanctions for failing to comply with
orders (dealt with in Pt XIIIA of the Family Law Act).
59
Second, it was clear that the Judge had resolved or pre-determined, in advance of any finding
that Mr Stradford had breached any of the disclosure orders, and irrespective of whether any
application was made by Mrs Stradford, that he would, of his own motion, treat any non-
compliance as a contempt, as distinct from a failure to comply with orders:
Stradford at [13]-
[20].
60
Third, and relatedly, the procedure adopted by the Judge was fundamentally flawed from the
outset. The FamCA Full Court’s conclusion in that regard is summarised in the following
passage (at [19]):
It can thus be seen that the primary judge’s process failed from the outset on a number
of levels. In advance of any breach of orders the primary judge pre-determined that
any such breach, of whatsoever nature, would constitute “contempt” within the
meaning of the Act. Moreover, the primary judge cast himself as prosecutor in any
future proceeding for the offence of contempt. Both of these conclusions were reached
by the primary judge without particularising any charge; establishing that the charges
as particularised were prima facie established; and affording the husband any
opportunity to be heard.
61
The FamCA Full Court considered that the Judge’s pre-judgment as to how he would deal with
Mr Stradford for non-compliance with the disclosure orders was “made all the more egregious
by reason of the judge pre-judging imprisonment as the punishment before knowing the
particulars of the offence or any matters in mitigation”:
Stradford at [21].
62
Fourth, the Judge in effect performed the roles of prosecutor, witness and judge and failed to
follow the procedure mandated in r 19.02 of the
Federal Circuit Court Rules 2001 (Cth) (
FCC
Rules) for dealing with allegations of contempt other than contempt in the face or hearing of
the court:
Stradford at [22]-[27]. There was “no feature of this case which warranted, in the
broader interests of justice, any departure from the fundamental principles of justice reflected
in r 19.02”:
Stradford at [28]. The Judge did not “employ, by way of procedure, anything
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remotely resembling the procedures specified in r 19.02 for the purposes of the hearing” on
6 December 2018:
Stradford at [37].
63
Fifth, the Judge proceeded on the erroneous premise that Judge Turner had determined that
Mr Stradford was in contempt, even though it could not possibly be inferred that any such
determination had in fact been made:
Stradford at [40]. The FamCA Full Court plainly found
it difficult to comprehend how the Judge could possibly have come to believe that Judge Turner
had already found that Mr Stradford was in contempt. The court also appears to have found
that it was difficult to reconcile the Judge’s belief in that regard with what occurred during the
hearing. The FamCA Full Court said (at [41]-[43]):
Further, if as is asserted, the primary judge was of the view that Judge Turner had
already made a determination as to contempt, it is impossible to reconcile what follows
in the transcript. There the primary judge can be seen questioning the husband as to his
disclosure. Quite why that would be necessary if a determination of contempt had
already been made is not at all apparent.
It is also difficult to understand why, if the primary judge was of the view that Judge
Turner had made the relevant determination as to contempt, it would be that the
primary judge would himself ultimately make the relevant declaration or, indeed, to
have heard the proceedings at all. Further, if Judge Turner had determined there was a
contempt, it should be expected that, having followed the appropriate process, her
Honour would move to sentence.
Apart from erroneously stating that Judge Turner had made the determination, it is
notable that the primary judge did not inform the husband of the particulars of the
contempt if it can be construed that what the primary judge had purported to do was to
receive submissions as to penalty.
64
Sixth, the FamCA Full Court found that, even putting to one side the Judge’s failure to follow
the processes and procedures mandated by the FCC Act and FCC Rules, the Judge’s conduct
of the proceeding constituted a clear denial of procedural fairness. Having considered the key
parts of the transcript of the hearing on 6 December 2018, the FamCA Full Court concluded as
follows (at [52]-[53]):
It can be seen that without providing any particulars whatsoever as to the alleged
contempt, the husband has purportedly been found guilty. The husband has had no
opportunity whatsoever to be heard about that. Indeed, he could not be because he did
not know what charge he was facing. Neither, thereafter, was the husband afforded the
opportunity to be heard about any sanction. The primary judge announced to the
husband that he will be “serving 12 months in jail” if, as the primary judge postulates,
his Honour deals with “contempt today”.
It is difficult to envisage a more profound or disturbing example of pre-judgment and
denial of procedural fairness to a party on any prospective orders, much less contempt,
and much less contempt where a sentence of imprisonment was, apparently, pre-
determined as the appropriate remedy.
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65
Seventh, the Judge’s conclusion that Mr Stradford had failed to comply with the orders made
on 10 August 2018 was without any evidentiary foundation. Mr Stradford had joined issue as
to whether he had failed to comply with the orders and yet there was “[n]o determination of
contested evidence”:
Stradford at [56]. The Judge’s failure to consider and reconcile
Mr Stradford’s sworn evidence constituted a “profound denial of procedural fairness”:
Stradford at [58].
66
The FamCA Full Court concluded that the making by the Judge of the declaration that Mr
Stradford was in contempt and the order that Mr Stradford be imprisoned “constituted a gross
miscarriage of justice”:
Stradford at [73].
ERRORS ALLEGEDLY MADE BY THE JUDGE
67
References to statutory provisions in these reasons should be taken to be references to the
provisions as they were as at 6 December 2018.
68
Mr Stradford alleged that, in finding that he was in contempt and ordering that he be imprisoned
for 12 months, the Judge made six separate errors. He also contended that, whether considered
individually or cumulatively, those errors were such that the Judge acted without or in excess
of his jurisdiction.
69
The first alleged error was that the Judge lacked power to make the imprisonment order because
it was made without the Judge first finding that there had been a breach of any orders.
70
The second alleged error was that the Judge lacked power to make the imprisonment order
because it was made in the absence of any finding that the failure to comply with the orders
constituted a “flagrant challenge to the authority of the court” as required by s 112AP of the
Family Law Act and otherwise did not comply with Pt XIIIA of the Family Law Act.
71
The third alleged error was that the Judge had failed to follow or apply the procedure for
hearing and determining contempt allegations which was mandated in r 19.02 of the FCC
Rules.
72
The fourth alleged error was that the Judge denied Mr Stradford procedural fairness.
73
The fifth alleged error was that the Judge pre-judged the issue of whether Mr Stradford was in
contempt and whether he should be sentenced to imprisonment.
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74
The sixth alleged error was that the Judge acted for an improper purpose in that he used the
threat of imprisonment as a means of exerting pressure on Mr Stradford to settle the case
outside the courtroom.
75
Some, but not all, of those errors were admitted or not disputed by the Judge, the
Commonwealth and Queensland. The Judge and Queensland also admitted that the Judge’s
decision to imprison Mr Stradford was infected by jurisdictional error. It is nevertheless
necessary to make findings concerning the individual errors alleged by Mr Stradford,
particularly those which were not admitted.
Alleged error 1: failure to make any finding that there had been a breach of the orders
76
This alleged error may be dealt with in brief terms. The Judge and Queensland each admitted
that the Judge made an order that he lacked the power to make in the particular circumstances
of the case because he sentenced Mr Stradford to imprisonment for contempt without first
finding that Mr Stradford had in fact breached or failed to comply with any orders.
77
The Commonwealth, however, denied that the Judge erred in this way. It contended that the
Judge had found that there had been a breach of the orders made on 10 August 2018. It pointed,
in that regard, to paragraph 20 of the contempt judgment.
78
While the Judge’s reasons for judgment in respect of the finding of contempt lack clarity and
are beset by ambiguities, it is in all the circumstances impossible to accept that he in fact made
any finding that Mr Stradford breached the orders. Rather, he simply proceeded on the
assumption, albeit an entirely erroneous and somewhat inexplicable assumption, that Judge
Turner had somehow already found that Mr Stradford was in contempt. That is what the Judge
said at the very commencement of the hearing: “… because Judge Turner has determined that
you are in contempt of the orders that I made on 10 August”. It is also what the Judge said in
the contempt judgment at [13]-[14] and the stay judgment at [9]: “I had, in effect, proceeded
upon the basis that Her Honour [Judge Turner] had already made a finding of contempt”.
79
The Commonwealth’s reliance on paragraph 20 of the contempt judgment is misplaced. In that
paragraph, the Judge stated that “it seems to me that given everything that has been said,
and
especially the fact that Judge Turner has already found that there is a contempt, that the
Applicant is in contempt for the non-compliance with orders of mine” (emphasis added). Read
in context and in light of what the Judge said during the hearing, in the balance of the contempt
judgment and in the stay judgment, it is quite clear that his Honour made no independent
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finding that Mr Stradford had failed to comply with the orders. The Judge’s reference to
“everything that has been said” appears to be a reference to what Mr Stradford had said during
the hearing, which his Honour characterised as amounting to an attempt to “give some excuses
for his failure”: CJ at [15].
80
It is also difficult to see how the Judge could possibly be said to have made an independent
finding that Mr Stradford had failed to comply with the orders in circumstances where, as the
FamCA Full Court found, Mr Stradford had denied breaching the orders and had sworn an
affidavit concerning his compliance with the orders. It is abundantly clear from the transcript
and the contempt judgment that the Judge in fact made no determination in respect of the
contested evidence: see
Stradford at [55]-[58]. It may also be noted in that regard that, to
convict Mr Stradford of contempt, the Judge was required to find that all of the elements of the
contempt, including non-compliance with the court orders, had been proved beyond reasonable
doubt. At no point did the Judge state that he was satisfied beyond reasonable doubt that there
had been non-compliance with the orders. Indeed, there is no indication that the Judge applied
the criminal standard of proof to any of the elements that needed to be established before
Mr Stradford could be found to have been in contempt.
81
Mr Stradford’s claim that the Judge lacked power to make the imprisonment order by making
it without first finding that there had been a breach of any orders must accordingly be upheld.
82
For reasons that will become apparent, it is important to emphasise that it is clear that the Judge
had the means and ability to ascertain that Judge Turner had not in fact made any finding that
Mr Stradford had breached any aspect of the disclosure orders and that Judge Turner had not
found that Mr Stradford was in contempt. The Judge did not, in his submissions, contend
otherwise. It is abundantly clear that the Judge ought to have known that Judge Turner had
made no such finding.
Alleged error 2: failure to comply with Pts XIIIA and XIIIB of the Family Law Act
83
Mr Stradford contended that the Judge lacked power to make the imprisonment order in the
circumstances because he did not comply with the provisions of Pts XIIIA and XIIIB of the
Family Law Act. The requirements of Pts XIIIA and XIIIB of the Family Law Act are
discussed in general terms in
Stradford at [13]-[15], [18] and [67]-[70]. There could be little
doubt that the Judge had no regard whatsoever to the provisions in those Parts of the Family
Law Act. He was either entirely ignorant of the existence of those provisions or chose to
completely ignore them.
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84
Part XIIIA sets out a regime for the imposition of sanctions in respect of the contravention of
orders under the Family Law Act, which included orders made under the
Family Law Rules
2004 (Cth) (
FamL Rules) and orders made by the Circuit Court under the related FCC Rules:
s 112AA and s 4(3)(e) and (f) of the Family Law Act. While it is somewhat unclear, the
relevant disclosure orders made by the Judge must have been made under either the FamL
Rules (see rr 1.10(1) and 13.04) or the FCC Rules (see rr 14.04 and 24.03). Either way, the
order must be taken to be an order made under the Family Law Act and therefore subject to the
provisions in Pt XIIIA.
85
Provisions in Pt XIIIA require that, before a court imposes a sanction on a person for
contravening an order, the court must find: first, that the person intentionally failed to comply
with the order, or made no reasonable attempt to comply with the order (s 112AB(1)(a) of the
Family Law Act); and second, the contravention occurred without reasonable excuse:
s 112AD(1) of the Family Law Act. The making of findings in respect of those matters is in
effect a mandatory precondition to the imposition of sanctions for non-compliance of orders
pursuant to Pt XIIIA of the Family Law Act. The Judge made no such findings.
86
Perhaps more significantly, s 112AD(2) of the Family Law Act specified the sanctions that a
court was permitted to impose for contravening an order. Those sanctions included
imprisonment. However, s 112AE(2) provided that a court was not permitted to impose a
sentence of imprisonment for contravening an order unless the court was satisfied that “in all
the circumstances of the case, it would not be appropriate for the court to deal with the
contravention pursuant to any of the other paragraphs of subsection 112AD(2)”. It is
abundantly clear that the Judge did not turn his mind to that issue. Indeed, as the FamCA Full
Court effectively found, the Judge pre-judged imprisonment as the punishment before his
Honour even knew the particulars of the contravention or any matters in mitigation:
Stradford
at [21].
87
Part XIIIB of the Family Law Act, which consists of s 112AP, deals specifically with contempt
of court. Section 112AP(1) provides that the section applies to a contempt of court that either
“does not constitute a contravention of an order under this Act” or “constitutes a contravention
of an order under this Act and
involves a flagrant challenge to the authority of the court”
(emphasis added). Plainly the contempt for which the Judge imprisoned Mr Stradford allegedly
involved a contravention of an order under the Family Law Act. It follows that, for s 112AP
to apply, the Judge was required to find that the contravention involved a “flagrant challenge
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to the authority of the court”. His Honour made no such finding. And as the FamCA Full
Court found, it is “difficult to envisage a case where failure to comply with orders for disclosure
could be said to involve a flagrant challenge to the authority of the Court or where an
established failure to fully disclose could be other than a contravention covered by Pt XIIIA of
the Act and not Pt XIIIB”:
Stradford at [68].
88
The Judge did not dispute that he did not follow or comply with the requirements of either Pt
XIIIA or s 112AP of the Act. Nor did the Commonwealth nor Queensland. The Judge and the
Commonwealth submitted, however, that the failure to follow or comply with those
requirements did not amount to an error because the Judge was empowered to deal with Mr
Stradford for contempt pursuant to s 17 of the FCC Act, which does not prescribe or mandate
any of the requirements or limitations found in Pt XIIIA and s 112AP of the Family Law Act.
89
Section 17 of the FCC Act provided as follows:
(1)
The Federal Circuit Court of Australia has the same power to punish contempts
of its power and authority as is possessed by the High Court in respect of
contempts of the High Court.
(2)
Subsection (1) has effect subject to any other Act.
(3)
The jurisdiction of the Federal Circuit Court of Australia to punish a contempt
of the Federal Circuit Court of Australia committed in the face or hearing of
the Federal Circuit Court of Australia may be exercised by the Federal Circuit
Court of Australia as constituted at the time of the contempt.
Note: See also section 112AP of the
Family Law Act 1975, which deals with
family law or child support proceedings.
90
Section 35 of the Family Law Act was in relevantly similar terms to s 17(1) of the FCC Act.
91
The Judge relied on judgments of the Supreme Court of New South Wales that tended to
suggest that the predecessor provision to s 112AP of the Family Law Act (s 108 of the Family
Law Act, repealed in 1989) was supplementary to and did not cut down the operation of s 35
of the Family Law Act, at least insofar as the Family Court’s power to punish for contempt was
concerned:
Skouvakis v Skouvakis (1976) 11 ALR 204; [1976] 2 NSWLR 29 at 34;
Moll v
Butler (1985) 4 NSWLR 231 at 235-236. The Commonwealth also relied on dicta in the
judgment of the High Court in
Re Colina; Ex parte Torney (1999) 200 CLR 386; [1999] HCA
57, a case concerned with whether s 80 of the
Constitution of the Commonwealth of Australia
required that a person charged with contempt of the Family Court be tried before a jury.
92
There are a number of difficulties with the Judge’s reliance on the decisions in
Skouvakis and
Moll v Butler. Both decisions concerned the contempt powers under the Family Law Act before
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the substantial amendments to the Family Law Act in 1989, which included the insertion of Pts
XIIIA and XIIIB. As already noted, both decisions concerned the operation of s 108 of the
Family Law Act, which was the predecessor to s 112AP. Section 108 was, however, in
materially different terms to s 112AP. In particular, s 108 did not contain the express limitation
in s 112AP(1)(b), the effect of which is that s 112AP does not apply in the case of a
contravention of an order unless that contravention involved a “flagrant challenge to the
authority of the court”. Both
Skouvakis and
Moll v Butler also concerned the jurisdiction or
powers of superior courts to punish for contempt; the Supreme Court of New South Wales in
the case of
Skouvakis and the Family Court in the case of
Moll v Butler. As was made clear in
both
Skouvakis (at 2 NSWLR 33-34) and
Moll v Butler (at 236), superior courts have an
inherent power to punish for contempt. That consideration appears to have influenced the
reasoning in both
Skouvakis and
Moll v Butler. In contrast, the Circuit Court was an inferior
court with no inherent power to punish for contempt.
93
Perhaps most significantly, since the 1989 amendments to the Family Law Act, the FamCA
Full Court has held that Pt XIIIB of the Family Law Act is a “complete code for dealing with
contempts”:
DAI v DAA (2005) 191 FLR 360; [2005] FamCA 88 at [47], [67]; see also
Rutherford v Marshal of Family Court of Australia (1999) 152 FLR 299; [1999] FamCA 1299;
In the Marriage of Schwarzkopff (1992) 106 FLR 274. It may be true, as the Judge submitted,
that each of those cases dealt primarily with the question whether the sentencing principles in
the
Crimes Act 1914 (Cth) applied when imposing sanctions for contempt under the Family
Law Act. It is, however, nevertheless clear from the reasoning in each of the cases that the
FamCA Full Court conluded that the contempt powers under the Family Law Act were
exhaustively dealt with in Pt XIIIB. There was certainly no suggestion in any of the judgments
that s 35 of the Family Law Act provided a separate and distinct power to punish for contempt
that was not constrained by or subject to Pt XIIIB. In particular, there was no suggestion that
a contempt involving contravention of an order could be punished pursuant to s 35 of the
Family Law Act, even if there was no allegation or finding that the contravention of the order
involved a flagrant challenge to the authority of the court as required by s 112AP(1) of the
Family Law Act.
94
I should follow judgments of the FamCA Full Court, an intermediate appellate court, unless
persuaded that they are plainly wrong. That is all the more so given that jurisdiction under the
Family Law Act is a specialist jurisdiction and the Family Court is a specialist court in respect
of that jurisdiction. I am not persuaded that the FamCA Full Court was wrong in concluding
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that, properly construed in the context of the Family Law Act as a whole, Pt XIIIB constitutes
a code for dealing with contempts arising in the context of jurisdiction under the Family Law
Act. I should, in those circumstances, follow
DAI,
Rutherford and
Schwarzkopff rather than
the dicta in
Skouvakis and
Moll v Butler.
95
It is also clear that the FamCA Full Court in
Stradford proceeded on the basis that Pt XIIIB
was a code for dealing with contempts in the exercise of jurisdiction under the Family Law Act
and that the Judge was required to, but did not, follow or apply that code. In particular, it held
that the power to punish for contempts in s 17 of the FCC Act is a “power to punish contempts
committed in the face or hearing of the Court” (
Stradford at [13]). The court noted that the
Family Law Act makes a distinction between such contempts and sanctions for failure to
comply with orders and proceeded on the basis that contempts in the face or hearing of the
court are to be dealt with in accordance with the provisions in Pt XIIIB of the Family Law Act,
whereas sanctions for the non-compliance with orders are to be dealt with in accordance with
Pt XIIIA, save for those that are found to constitute “flagrant challenges to the authority of the
Court”:
Stradford at [14]. The FamCA Full Court considered that it could not “sensibly be
conceived” that the Judge “had in mind to treat [Mr Stradford’s] alleged breach or breaches of
orders for disclosure made in financial proceedings as constituting contempt in the face of the
court within the meaning of s 17 of the FCC Act or Pt XIIIB of the [Family Law] Act”:
Stradford at [15].
96
Even putting the FamCA Full Court authorities to one side, the legislative intent behind
Pts XIIIA and XIIIB of the Family Law Act is clear. Part XIIIA and s 112AP were inserted in
the Family Law Act in 1989 following a report by the Australian Law Reform Commission
(
ALRC) in relation to contempt (
Contempt, Report No 35, 1987). In considering contempts
arising from non-compliance with court orders, the ALRC report drew a distinction between
considerations associated with orders in family law and general civil law and took the view
that the purpose of punishment in family law proceedings was not so much upholding the
court’s authority as an end in itself, but in fulfilling the expectations of litigants that court
orders will be obeyed: see
In the Marriage of Tate (No 3) (2003) 30 Fam LR 427; [2003]
FamCA 112 at [62]. That is why sanctions for non-compliance with orders are separately dealt
with in Pt XIIIA of the Family Law Act, other than in the case where the non-compliance
involves a flagrant challenge to the authority of the court and s 112AP applies.
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97
The legislative purpose behind Pts XIIIA and XIIIB was in effect that those Parts of the Family
Law Act would effectively constitute a code for dealing with non-compliance with orders and
contempt in matrimonial causes. That legislative purpose would be defeated if courts
exercising jurisdiction under the Family Law Act, including the Circuit Court, could simply
choose to ignore those provisions and punish for contempts, including contempts allegedly
arising from non-compliance with orders, pursuant to general power conferring provisions such
as s 17 of the FCC Act. The prescriptive and exhaustive provisions in Pts XIIIA and XIIIB in
effect excluded any other power to deal with contempt. A similar conclusion was reached in
respect of relevantly analogous statutory provisions in
R v Metal Trades Employers’
Association; Ex parte Amalgamated Engineering Union (Australian Section) (1951) 82 CLR
208; [1951] HCA 3.
98
It is also important to emphasise in this context that s 17(2) of the FCC Act expressly provides
that s 17(1) “has effect subject to any other Act”. Plainly the Family Law Act is an “other
Act”. It is therefore clear that when the Circuit Court exercises jurisdiction under the Family
Law Act, its power to punish for contempt pursuant to s 17(1) of the FCC Act gives way to, or
is subject to, the exhaustive provisions in Pt XIIIA and Pt XIIIB of the Family Law Act. The
result is that, while s 17(1) may provide the Circuit Court with a general power to punish for
contempt, when that court exercises jurisdiction under the Family Law Act it must exercise
that power pursuant to, or in accordance with, Pt XIIIB of the Family Law Act. If the alleged
contempt relates to non-compliance with a court order, unless the court finds that the non-
compliance constituted a flagrant challenge to the court’s authority, the court must deal with
the non-compliance in accordance with Pt XIIIA of the Family Law Act. It should also be
noted in this context that the reliance by both the Judge and the Commonwealth on the well-
known principle in
Owners of the Ship “Shin Kobe Maru” v Empire Shipping Company Inc
(1994) 181 CLR 404 at 421; [1994] HCA 54 was misconceived. That is because the combined
effect of s 17(2) of the FCC Act and Pt XIIIB of the Family Law Act is to impose an express,
not implied, limitation on the Circuit Court’s power to punish for contempt.
99
In all the circumstances, the better view, consistent with the FamCA Full Court’s decision in
DAI, is that in circumstances where the Judge was exercising the Circuit Court’s jurisdiction
under the Family Law Act, Pt XIIIB of the Family Law Act provided a complete code for
dealing with contempts. His Honour plainly did not even turn his mind to the provisions in Pt
XIIIB, or Pt XIIIA for that matter, let alone make any of the findings that he was required to
make before imprisoning Mr Stradford for contempt. That is a particularly serious omission
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given that the alleged contempt involved non-compliance with orders as opposed to a contempt
in the face or hearing of the court.
100
As for the Commonwealth’s reliance on
Re Colina, I am also not persuaded that any of the
reasoning in that case sheds any light on the issue. As noted earlier,
Re Colina was concerned
with the question of whether s 80 of the Constitution required that a person charged with
contempt of the Family Court be tried before a jury. There was no discussion or consideration
of whether, when exercising the contempt power conferred by s 35 of the Family Court Act,
the Family Court was free to disregard s 112AP, or the rules made pursuant to it. Nor was
there any suggestion that the Family Court could disregard Pt XIIIA in the case of non-
compliance with orders. The contempt charge in question in
Re Colina was particularly serious
and involved “scandalising the court”, so it is clear that s 112AP applied in the circumstances
of the case.
101
The Commonwealth’s contention, based on
Re Colina, that the Circuit Court has an implied
constitutional power to punish for contempt is considered in detail later in these reasons. It
suffices at this point to note that the contention has no merit. In any event, for the reasons
already given, even if the Circuit Court did have such an implied power, it would in any event
give way to the code in Pt XIIIB when the court was exercising jurisdiction under the Family
Law Act.
102
It should finally be noted that there is, in any event, no basis for concluding that, when the
Judge imprisoned Mr Stradford, his Honour was exercising the Circuit Court’s power under s
17(1) of the FCC Act, as opposed to the powers under either Pt XIIIA or Pt XIIIB of the Family
Law Act. There is certainly no basis to conclude that his Honour disregarded those provisions
in the Family Law Act because he considered that the power to punish for contempt under the
FCC Act was not constrained or limited by Pt XIIIB of the Family Law Act. His Honour did
not refer to s 17(1) of the FCC Act or any provision of the Family Law Act when purporting to
deal with Mr Stradford for contempt, either during the hearing or in his judgment.
103
Mr Stradford’s claim that the Judge lacked power to make the imprisonment order because he
was required to, but did not, apply the provisions of either Pt XIIIA or Pt XIIIB of the Family
Law Act is accordingly upheld. The Judge was not empowered to punish Mr Stradford for
contempt unless or until he found that his alleged non-compliance with the disclosure orders
contstiuted a “flagrant challenge to the authority of the court”. That was effectively a
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mandatory statutory precondition to the Judge’s power to imprison Mr Stradford for contempt.
His Honour made no such finding.
104
In the absence of such a finding, the Judge was restricted to applying sanctions for the alleged
non-compliance pursuant to Pt XIIIA of the Family Law Act. If the Judge had proceeded down
that route, before imposing a sentence of imprisonment he would have been required to find
that Mr Stradford intentionally failed to comply with the disclosure orders, or that he made no
reasonable attempt to comply with those orders (as required by ss 112AB(1)(a)(i) or (ii) of the
Family Law Act), that any contravention of the orders occurred without reasonable excuse (as
required by s 112AD(1) of the Family Law Act), and that it would not have been appropriate
to impose a sanction other than imprisonment in respect of the contravention as required by s
112AE(2) of the Family Law Act. His Honour made no such findings.
105
The Judge’s failure to follow or apply the provisions of either Pt XIIIB or Pt XIIIA of the
Family Court Act was anything but a narrow or technical breach. Rather, it displayed a
wholsesale disregard of important provisions in the very Act pursuant to which he was
exercising his jurisdiction in the matter before him.
Alleged error 3: failure to follow r 19.02 of the FCC Rules
106
Rule 19.02 of the FCC Rules required the Judge to ensure that the following steps had been
taken before dealing with Mr Stradford in respect of the alleged contempt.
107
First, an application was required to be made to the court. That application was required to be
in the approved form, was required to state the contempt alleged, and was required to be
supported by an affidavit which set out the facts relied on: r 19.02(2). The application also had
to be made by either a party to the proceeding (in this case Mrs Stradford), the Marshal, or a
police officer: r 19.02(3).
108
Second, the Judge was required to tell Mr Stradford of the allegation, ask him to state whether
he admitted or denied the allegation and hear any evidence in support of the allegation:
r 19.02(6).
109
Third, after hearing the evidence in support of the allegation, the Judge was required to decide
whether there was a prima facie case: r 19.02(7). If there was no prima facie case, the
application was required to be dismissed: r 19.02(7)(a). If the Judge decided that there was a
prima facie case, he was required to invite Mr Stradford to state his defence to the allegation
and, after hearing the defence, determine the charge: r 19.02(7)(b).
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110
The Judge did not ensure that any of those steps were taken. None of the requirements were
observed. It is once again readily apparent that the Judge either did not turn his mind to the
requirements in r 19.02 of the FCC Rules, or chose to ignore those requirements.
111
The Judge admitted that he did not follow the procedures and processes in r 19.02 of the FCC
Rules. He contended, however, that his non-compliance with r 19.02 did not amount to an
error because he had the power, pursuant to r 1.06 of the FCC Rules, to dispense with
compliance with the FCC Rules. There are a number of difficulties with that contention.
112
First, as has already been noted, there is no indication whatsoever that the Judge even turned
his mind to the requirements of r 19.02, let alone to the question whether it was appropriate or
open to him to dispense with compliance with that rule pursuant to r 1.06 of the FCC Rules.
113
Second, it is at best doubtful that r 1.06 could operate to permit a judge of the Circuit Court to
dispense with compliance with a rule such as r 19.02, which imposes fundamental requirements
or obligations on the court to ensure that it exercises its jurisdiction in a way which is
procedurally fair. The proper construction of general dispensation rules such as r 1.06 of the
FCC Rules is that they “enable the court in a proper case to relieve a party of an obligation to
comply with particular provisions of the Rules, for instance, as to time or the filing of pleadings
and suchlike”:
Survival & Industrial Equipment (Newcastle) Pty Ltd v Owners of the Vessel
“Alley Cat” (1992) 36 FCR 129 at 138; [1992] FCA 319;
Harrington v Lowe (1996) 190 CLR
311 at 321; [1996] HCA 8. General dispensation rules like r 1.06 of the FCC Rules should not
be construed in such a way as to permit the court to unilaterally dispense with obligations
imposed on it, particularly those plainly designed to ensure procedural fairness.
114
Third, if the Judge did turn his mind to the question of dispensation and decided to dispense
with the requirements imposed by r 19.02, which is at best difficult to accept, that would have
amounted to a manifestly unreasonable exercise of discretion. As the FamCA Full Court
observed in
Stradford at [28], there was “no feature of this case which warranted, in the broader
interests of justice, any departure from the fundamental principles of justice reflected in
r 19.02”. Needless to say, the Judge did not give Mr Stradford the opportunity to make any
submissions as to whether compliance with r 19.02 could or should be dispensed with.
115
Mr Stradford’s claim that the Judge failed to comply with the processes and procedure that he
was required by r 19.02 of the FCC Rules to apply in dealing with Mr Stradford for the alleged
contempt is accordingly upheld.
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116
It is important to emphasise that the Judge’s manifest failure to follow the procedure mandated
in r 19.02 of the FCC Rules was anything but a mere procedural irregularity, or a narrow or
technical breach. It was of particular significance that Mr Stradford was never provided with
a clear statement of the contempt alleged and of even more significance that not only was there
no application filed by either a party, the Marshal or a police officer, but the other party to the
proceeding, Mrs Stradford, effectively told the Judge that she did not want to proceed with any
contempt application. The fact that Judge took it upon himself to be the prosecutor, witness
and judge (cf
Stradford at [22]-[27]) is of particular significance given the nature of the alleged
contempt, which was an alleged failure to comply with orders, as opposed to a contempt in the
face of the court.
Alleged error 4: denial of procedural fairness
117
There was no dispute that the Judge denied Mr Stradford procedural fairness. The Judge
admitted that, at the purported hearing of the contempt allegation on 6 December 2018, he
denied Mr Stradford procedural fairness in the following ways: not providing Mr Stradford
with particulars of the allegation of contempt; not inviting Mr Stradford to state whether he
admitted or denied the allegation; not inviting Mr Stradford to state his defence to the
allegation; not hearing evidence in support of or against the allegation; not giving Mr Stradford
the opportunity to make submissions in support of his defence to the allegation; and not making
a finding that the allegation was established before proceeding to punishment.
118
The bare recital of the particulars of those procedural failings does not, however, adequately
reflect the full gravity of the denial of procedural fairness. Throughout the hearing, the Judge
acted in a thoroughly unsatisfactory and unjudicial manner. Even the most cursory perusal of
the transcript of the hearing reveals that the Judge repeatedly interrupted, hectored, berated and
bullied Mr Stradford. That was notwithstanding the fact that, as the FamCA Full Court noted
in
Stradford at [63], “at no point did [Mr Stradford] speak or behave in a disrespectful manner”.
It is also readily apparent that the Judge effectively pre-judged the outcome. It is unnecessary
to give further examples of the Judge’s unsatisfactory conduct. As the FamCA Full Court in
Stradford observed at [53], it is “difficult to envisage a more profound or disturbing example
of pre-judgment and denial of procedural fairness to a party on any prospective orders, much
less contempt, and much less contempt where a sentence of imprisonment was, apparently, pre-
determined as the appropriate remedy”. That, in my respectful opinion, is an entirely accurate
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and correct description of the manner in which the Judge dealt with the contempt allegation
against Mr Stradford.
Alleged error 5: pre-judgment
119
Mr Stradford claimed that the Judge pre-judged the issue of whether Mr Stradford was in
contempt and whether he should be sentenced to imprisonment. The Judge denied that he did
so, and asserted that he had an open mind and was open to be persuaded one way or the other.
The Judge did not, however, give evidence. The issue, therefore, is largely to be determined
by reference to the transcript of the hearings before the Judge. There was, however, some other
evidence that potentially bears on the question of pre-judgment.
120
The transcripts of the hearings clearly and inescapably support the conclusion that the Judge
did not approach the matter with an open mind and that he had determined, at the outset, that
Mr Stradford was in contempt and was to be imprisoned.
121
The rot set in, as it were, on 10 August 2018, the very first occasion that the parties appeared
before the Judge. At that hearing, Mrs Stradford complained, from the bar table, that Mr
Stradford’s disclosure was inadequate or deficient. The Judge’s response to that complaint
was: “what do you want me to do, to adjourn the matter, expect full and frank disclosure; if
not, charge him with contempt and jail him?”. The thinly veiled threat that Mr Stradford would
be gaoled if he failed to comply with any disclosure orders was repeated on numerous occasions
throughout the balance of the hearing on 10 August 2018, for example: “[i]f people don’t
comply with my orders there’s only [one] place they go”; “I don’t have any hesitation in jailing
people for not complying with my orders”; to Mr Stradford “I will have no hesitation in jailing
you”; “I will have no hesitation in jailing you for three years”; if “she [Mrs Stradford] comes
here, and she complains that she has asked for things and you have not given them to her, bring
your toothbrush”. The last statement is particularly significant. It suggests that the Judge
considered that it would suffice, to support a finding of contempt by Mr Stradford, for Mrs
Stradford to simply complain or allege that Mr Stradford had not disclosed certain matters.
122
As discussed earlier in these reasons, when the matter came back before the Judge on 6
December 2018, the Judge inexplicably stated, at the very commencement of the hearing, that
Judge Turner had determined that Mr Stradford was in contempt. It is almost impossible to
conceive how the Judge had arrived at that conclusion. Judge Turner had made no such order
and had not delivered any judgment. The basis for the conclusion appeared to be that “Judge
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Turner wouldn’t have sent it to me [the Judge] without making a determination that you [Mr
Stradford] had actually failed to do that”.
123
The Judge then went through some of the categories of documents in the disclosure orders and
sought Mr Stradford’s response as to whether he had provided those documents. Mr Stradford
responded to the Judge’s questions. Mr Stradford’s explanations included, in some instances,
that the documents sought did not exist or could not be produced because, for example, the
specified bank account did not exist, or Mr Stradford was unable to obtain access to the
documents. Those explanations were broadly consistent with the explanations provided in an
affidavit which Mr Stradford had filed. It is unclear whether the Judge had read the affidavit.
Mrs Stradford was also not specifically asked to provide her response to those explanations.
124
Despite the very cursory consideration that was given to Mr Stradford’s position, the Judge’s
response was “despite everything that [Mr Stradford] has said, I don’t believe that he has
complied fully with my orders”. Worse still, before hearing anything further, the Judge said,
addressing Mr Stradford: “You will be serving 12 months in jail”. After a short break, the
Judge indicated that he would “go ahead with the contempt hearing” and said “[s]o I hope you
brought your toothbrush, [Mr Stradford]”.
125
It is abundantly clear that, from this point, the Judge had determined that Mr Stradford had not
fully complied with the orders and the result was that he would be imprisoned. That would
appear to be the case even though the evidence, including Mr Stradford’s affidavit, had not
been formally read, let alone tested by cross-examination, and even though the contempt
hearing had not commenced, or at least had not concluded – it was supposed to “go ahead”
after the break. It is also clear from the transcript that Mrs Stradford had not submitted that Mr
Stradford should be sentenced to imprisonment. Indeed, she had made it quite plain that she
did not want that to occur.
126
The transcript reveals that the proceeding was adjourned between 10.46 am and 11.57 am. A
document produced by the Queensland Police Service indicated that at 11.43 am on
6 December 2018, one of the MSS guards who was on duty at the Circuit Court building on
that day, Mr Stuart
Dunn, contacted the Queensland Police Service. The document contains
the following note:
ADVICE RE [THE JUDGE] WHO IS ISSUING WARRANT FOR POI
[STRADFORD] TO BE HELD IN CUSTODY AND REQUESTING QPS
ASSISTANCE TO HOLD POI.
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127
It may be observed that the notation was not that the Judge might issue a warrant; it was that
the Judge “is” issuing a warrant. Mr Dunn’s evidence, based on a perusal of that document,
was that he believed that he was “given advanced notice that [the Judge] would make an
imprisonment order that day”. The available or logical inference is that the “advanced notice”
emanated from the Judge.
128
That is, in any event, readily apparent from what occurred when the court reconvened at
11.57 am. The Judge repeated to Mr Stradford that Judge Turner had already found that he
was in contempt and asked Mr Stradford what he wanted to say. Mr Stradford began to respond
to that question by saying that he had disclosed what he had been able to disclose, however the
Judge almost immediately interrupted him and said: “You understand that’s just rubbish”.
Given that response, it is perhaps not surprising that Mr Stradford said little more.
129
As Mr Stradford submitted, what occurred was at best a gross parody of a court hearing.
130
The Judge submitted that it cannot be inferred that he had pre-judged the question of Mr
Stradford’s guilt because he was operating under the mistaken belief that Judge Turner had
already found that Mr Stradford was in contempt. The available inference, therefore, was not
that he had pre-judged Mr Stradford’s guilt, but that he did not think that he had to determine
it. I am not persuaded by that submission.
131
As has already been observed, the Judge’s statement that Judge Turner had already found that
Mr Stradford was in contempt was confounding. It is difficult to understand how the Judge
could reasonably have believed that Judge Turner had made any such finding. That is
particularly the case given that Judge Turner had made no declaration or order to that effect.
Nor had her Honour delivered any judgment concerning the alleged contempt. It is equally
difficult to understand why or how the Judge would have thought that the matter had been
referred to him to impose a sentence or sanction if Judge Turner had found that Mr Stradford
was in contempt. The almost invariable course is that the judge who determines that a person
is in contempt also imposes the sanction in respect of the contempt. There is nothing to suggest
that the Judge turned his mind to any of those issues.
132
It is also extremely difficult to reconcile the Judge’s stated belief that Judge Turner had already
found that Mr Stradford was in contempt with what occurred at the hearing on 6 December
2018. Why, if he believed that Judge Turner had already decided that Mr Stradford was in
contempt by failing to comply with the Judge’s orders, did the Judge question Mr Stradford
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about his compliance at the hearing on 6 December 2018? Why did the Judge say, in the course
of that exchange with Mr Stradford: “I am really only here today to look at whether you are in
contempt of my orders”? Why did the Judge, not Judge Turner, make the declaration that Mr
Stradford was in contempt of the orders?
133
It is ultimately unnecessary to reach a concluded view concerning those imponderables. If the
Judge genuinely believed that Judge Turner had already determined that Mr Stradford was in
contempt, that belief was manifestly unreasonable, in the sense that it cannot be accepted that
there was any reasonable basis for him to have formed that belief. More importantly, even if
it be accepted that the Judge was operating under the mistaken belief that he did not need to
determine whether Mr Stradford was in contempt because that determination had already been
made by Judge Turner, the Judge was still required to determine the appropriate sanction or
penalty to impose in respect of that contempt. He was plainly required to bring an open mind
to that issue. It is, on the evidence as a whole, impossible to accept that he did so.
134
The almost inescapable inference from the available evidence is that the Judge had
predetermined that the appropriate sanction for Mr Stradford’s non-compliance with the
disclosure orders was a substantial sentence of imprisonment. That inferience is supported, at
least to some extent, by the note which recorded tht the police had been summoned prior to
what was supposed to be the final part of the contempt hearing. I am, in all the circumstances,
satisfied that the evidence as a whole establishes that the Judge was “so committed to a
conclusion already formed as to be incapable of alteration, whatever evidence or arguments
may be presented”:
Minister for Immigration and Multicultural Affairs v Jia Legeng (2001)
205 CLR 507; [2001] HCA 17 at [72]. The evidence plainly demonstrates that nothing that
Mr Stradford could have said or done could have diverted the Judge from imprisoning him for
the contempt that the Judge had either assumed or believed he had committed.
135
I am, of course, mindful that an allegation that a judge had predetermined a matter is a
particularly serious allegation, particularly where the outcome was a sentence of imprisonment.
An allegation of pre-judgment, which amounts to an allegation of actual bias, is “about as
serious an allegation as any that could be made against a judicial officer” because it “involves
a finding of judicial impropriety and probably of judicial misconduct”:
Spirits International
BV v Federal Treasury (FKP) Sojuzplodoimport [2013] FCAFC 106 at [13]. I take the
seriousness of the allegation into account in determining whether the inference of pre-judgment
is available and should be drawn: cf
Briginshaw v Briginshaw (1938) 60 CLR 336; [1938]
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HCA 34 and s 140(2)(c) of the
Evidence Act 1995 (Cth). I am nevertheless satisfied that the
inference can and should be drawn.
136
It should finally be noted that, as the previous discussion of the judgment of the FamCA Full
Court in
Stradford revealed, the FamCA Full Court also clearly inferred and concluded that the
Judge had pre-judged the issue of whether Mr Stradford was in contempt and whether he should
be sentenced to imprisonment. At risk of repetition, the FamCA Full Court concluded that it
was “difficult to envisage a more profound or disturbing example of pre-judgment and denial
of procedural fairness to a party on any prospective orders, much less contempt, and much less
contempt where a sentence of imprisonment was, apparently, pre-determined as the appropriate
remedy” (at [53]). I have effectively reached the same conclusion independently, but also
respectfully agree with the FamCA Full Court’s reasoning and conclusion in that regard.
Alleged error 6: improper purpose
137
Mr Stradford alleged that the Judge acted for an improper purpose, in that he used the threat of
imprisonment as a means of exerting pressure on Mr Stradford to settle the case outside the
courtroom. The Judge, the Commonwealth and Queensland all denied that allegation.
138
Mr Stradford’s allegation of improper purpose was almost entirely based on what was said
during the hearing on 6 December 2018. He submitted that the transcript plainly revealed that
the Judge was using the threat of imprisonment as a lever to force Mr Stradford to capitulate
and agree to a property settlement which was acceptable to Mrs Stradford. The Judge, however,
submitted that he was not making the threat of imprisonment to induce the parties to settle.
Rather, he was merely observing what would be the likely course of events, including what
would happen if the parties managed to resolve the matter.
139
As has already been noted, at the very commencement of the hearing on 6 December 2018, the
Judge told the parties that Judge Turner had found that Mr Stradford was in contempt and had
made it plain that he did not believe that Mr Stradford had fully complied with the disclosure
orders. It was in that context that the Judge asked Mrs Stradford what she really wanted. Mrs
Stradford indicated that what she really wanted was a property settlement. The following
exchange then occurred:
HIS HONOUR: And I’m prepared to deal with him for contempt. But, you know, I can
see that that’s not what you particularly want. You want an amicable settlement,
because you’ve got children.
[MRS STRADFORD]: We’ve got children.
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HIS HONOUR: And you don’t want him to be going to jail unnecessarily, because
that’s exactly where he is going to be going.
[MRS STRADFORD]: I know.
HIS HONOUR: You do realise that. You will be serving 12 months in jail. So I’m
happy to do that. I can deal with that contempt today. And I’ve told you what will
happen. Or, if you want, I can in effect give you an adjournment until the new year.
If
you come back with consent orders as to a proper property adjustment, even if
he doesn’t have the actual money to make good on that adjustment, given that
$400,000 is going to have to come into the pool, if you can sort that out so that it
is amicable, I’m happy to give you that time to do that, so that you don’t feel as
though in any way you have, you know, contributed to this. But this is not your
doing. This is all on [Mr Stradford].
And I’m the one who sends him into jail, not you. You understand that. I don’t want
you to have that guilt or to feel that you have to explain to your children that, “Because
I pursued this, you know, dad has had to go to jail.”
Okay. I don’t want for you to
think that way. But I’m prepared to, you know, adjourn this over to January and
for you to be able to come to me with a proper settlement. If you can’t, the matter
will go back into the list for Judge Turner to allocate a trial date just on the material
that we have. But that trial date will await [Mr Stradford’s] release from prison,
because that’s what will happen in January.
[MRS STRADFORD]: And that is my concern, is that I’m financially struggling and
I’ve still got the cars, I’ve still got this as well.
HIS HONOUR: I understand that. But I don’t ---
[MRS STRADFORD]: Yes. Yes, of course.
HIS HONOUR: On what I’m seeing, on what I’ve got at the moment, I’m not seeing
a very good outcome for you, because even if I order that you be paid, you know,
$300,000 out of that pool, $100,000, you’re not going to see that.
[MRS STRADFORD]: Yes.
HIS HONOUR: And, you know, nothing is going to happen and he will be in jail and
you will have a piece of paper that says, “Yes, we’ve got the settlement”, but, you
know, it really isn’t going to do anyone any good.
So I’m going to adjourn just for
five minutes and then I will let you talk to Mr Stradford. And it will be only for
five minutes. Then you can come back and you can tell me what you want to do.
If it is that there’s not going to be a resolution, I’m going to proceed with the
contempt hearing. It’s as simple as that. Okay. Thank you. Okay. All right.
[MRS STRADFORD]: Thank you, your Honour.
(Emphasis added)
140
That exchange is somewhat puzzling. Initially the Judge seems to suggest that he would be
prepared to adjourn the matter until January 2019 to enable the parties to settle. Subsequently,
however, after indicating that Mr Stradford would be serving 12 months in gaol if the contempt
hearing proceeded, the Judge allowed only a very short adjournment for the parties to determine
if there was any prospect of a resolution. The Judge made it clear that if there was “not going
to be a resolution”, the contempt hearing would proceed. The Judge had also made it quite
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clear that the inevitable outcome, if that were to occur, was that Mr Stradford would be
imprisoned.
141
Not surprisingly, the parties were unable to resolve the matter in the five minutes that the Judge
allowed them to discuss a possible resolution. After the short break, Mrs Stradford reiterated
that she did not want Mr Stradford to go to gaol, but that she was not content with whatever
Mr Stradford may have offered by way of property settlement. At that point, the Judge
indicated that, because the parties had been unable to resolve their differences, the contempt
hearing would proceed, though not before 11.45 am as the Judge had another commitment.
The Judge also reiterated that the inevitable result of the contempt hearing would be that
Mr Stradford would be imprisoned, this time by employing the well-worn cliché that he hoped
that Mr Stradford had brought his toothbrush.
142
Before adjourning, however, the Judge made what appeared to be one last attempt to encourage
the parties to settle the proceeding. In response to a further plea by Mrs Stradford that she did
not want Mr Stradford to go to gaol, the Judge said:
Not your order. You can’t come to a conclusion, so therefore it means that this is still
on foot. If this matter is still on foot, he is in contempt.
The only way he gets out of
contempt is if this matter is not on foot any more. You said that it cannot be
settled, that he will not give you what you think is just and equitable. Therefore,
it’s still on foot. Therefore, he is in contempt. Therefore, I am going to deal with him
for contempt. Okay. I’ve made that very, very clear. It’s not your decision; it’s my
decision. You’re not the one that’s sending him to jail; I am. These are court orders
and court orders need to be obeyed. Otherwise, what’s the use of making the court
orders. I made it very clear in August 2018 exactly what would happen if there was no
compliance with these orders.
Now, it’s not your fault. You’re not the one who’s
sentencing him to jail; I am. But he won’t settle justly and equitably with you, the
matter is on foot. You understand it. This is not anyone’s fault but your own. Quarter
to 12.
(Emphasis added)
143
It is plainly open to infer that the statements emphasised in the above extracts, considered in
context, were likely to have had the effect of exerting considerable pressure on the parties,
though particularly Mr Stradford, to settle the property dispute. It was, in all the circumstances,
entirely inappropriate and bordering on improper for the Judge to put the parties in that position.
That was the conclusion effectively arrived at by the FamCA Full Court in
Stradford when the
court said: “[q]uite how it could be thought proper or appropriate behaviour for a judge to tell
(self-represented) parties, in effect, ‘settle outside the courtroom now or one of you will go to
gaol’ entirely eludes us” (at [50]). I agree. Despite that, I am not disposed to infer and conclude
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that the Judge acted for an improper purpose when he told Mr Stradford that he proposed to
sentence him to imprisonment.
144
A finding that a judge acted for an improper purpose is a particularly serious finding which
should not be lightly made. In making such a finding, due consideration must be given to the
gravity of the allegation and the inherent unlikelihood that a judge would act in such a manner:
s 140(2)(c) of the Evidence Act;
Briginshaw at 60 CLR 362 (Dixon J). While it was
undoubtedly inappropriate for the Judge to have put the parties in the invidious position of
having to engage in settlement discussions under the spectre of Mr Stradford almost certainly
being imprisoned if the matter did not settle, I am ultimately not satisfied the Judge was
motivated or actuated by an improper purpose.
145
The difficulty for Mr Stradford in relation to this allegation is that there is another possible
inference, that being that the Judge was motivated by a somewhat misguided and misconceived
sense of pragmatism. The Judge appears to have believed that it was in the best interests of
both parties if they were able to reach an amicable property settlement. Despite the seriousness
with which he apparently viewed Mr Stradford’s supposed contempt, the Judge appears to have
been prepared to effectively overlook that contempt if the parties were able to resolve their
dispute. He told the parties as much.
146
It is very difficult to reconcile the Judge’s apparent willingness to overlook the supposed
contempt with the apparent seriousness with which the Judge had viewed the contempt.
Moreover, if, as the Judge apparently believed, Mr Stradford had been found by Judge Turner
to have committed a contempt, it was incumbent on the Judge to either refer the matter back to
Judge Turner, or at least proceed to deal with Mr Stradford in respect of that contempt. It was
entirely inappropriate and misconceived for the Judge to suggest that the contempt could be
overlooked if the parties settled the principal proceeding – all the more so given the pressure
that that suggestion was likely to place on the parties in the circumstances.
147
While it was undoubtedly inappropriate for the Judge to conduct the proceeding in the way he
did, I am ultimately not satisfied, to the requisite standard, that his predominant or actuating
purpose in pursuing or prosecuting the contempt allegation against Mr Stradford was to exert
pressure upon the parties to settle the proceeding, or force Mr Stradford to capitulate. The
Judge appears to have believed that Judge Turner had already found that Mr Stradford was in
contempt and to have already formed the view that the appropriate penalty for that contempt
was imprisonment. He obviously knew that Mr Stradford did not want to go to gaol. He also
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knew that Mrs Stradford did not want Mr Stradford to go to gaol and had also formed the view
that that would also not be in Mrs Stradford’s best interests. He appears, in those
circumstances, to have sent the parties outside for further discussions in the misguided belief
that it was somehow in their best interests to do so, despite the obvious pressure that placed
upon them. While the effect of the Judge’s actions was to exert pressure upon the parties to
settle, I am not persuaded that that was his predominant purpose for acting as he did. That is
all the more so given the absence of any apparent advantage that the Judge may have derived
from forcing the parties to settle, other than perhaps ridding the Judge of a case that he would
otherwise have been required to hear and determine on its merits.
148
It follows that, not without some misgivings, I reject Mr Stradford’s allegation that the Judge
acted for an improper purpose in that he used the threat of imprisonment as a means of exerting
pressure on Mr Stradford to settle the proceeding.
149
I should perhaps add that, even if it could be inferred that the threats of imprisonment that the
Judge made during the course of the hearing on 6 December 2018 were made for the alleged
improper purpose, it would not necessarily follow that the Judge exceeded or acted outside his
jurisdiction in either declaring that Mr Stradford was in contempt, or ordering that Mr Stradford
be imprisoned for that contempt. Mr Stradford did not allege that the Judge brought or pursued
the contempt allegation against Mr Stradford for an improper purpose. Nor did he allege that
the Judge made the imprisonment order for an improper purpose. Rather, Mr Stradford
appeared to accept that the Judge believed that Judge Turner had found that he was in contempt
and that the Judge considered in those circumstances that it was incumbent on him to punish
Mr Stradford for that contempt. It is in those circumstances at least questionable whether it
could be said that the Judge exceeded his jurisdiction in making the imprisonment order simply
on the basis of threats made during the course of the hearing, even if those threats were made
for the improper purpose of pressuring the parties to settle the matter. It is unnecessary to
express a concluded view in respect of that issue given that I have, in any event, not accepted
that the Judge’s conduct in making the threats was actuated by an improper purpose.
THE TORTS ALLEGEDLY COMMITTED BY THE JUDGE
150
Mr Stradford’s causes of action against the Judge were for the tort of false imprisonment and
the tort of collateral abuse of process.
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False imprisonment
151
The tort of false imprisonment essentially involves two elements: first, imprisonment or
detention of the plaintiff; and second, the unlawfulness of the imprisonment or detention.
152
In
Lewis v Australian Capital Territory (2020) 271 CLR 192; [2020] HCA 26, Gageler J
described the elements of the tort of false imprisonment in the following terms (at [24]-[25]):
“To constitute the injury of false imprisonment”, as Sir William Blackstone put it,
“there are two points requisite: 1. The detention of the person; and, 2. The unlawfulness
of such detention”. Despite the onus shifting to the defendant to negative the element
of unlawfulness where the plaintiff establishes the element of detention, it is detention
in combination with unlawfulness that constitutes the tort. Through the tort, the “right
to personal liberty” is protected by the common law - not from all restraints, but from
those restraints for which “lawful authority” cannot be shown.
The right to personal liberty continues to be protected by the tort of wrongful
imprisonment though liberty is vulnerable to restraint in the exercise of lawful
authority. Whether a citizen or an alien and whether subject to a sentence of
imprisonment imposed by a court or not, a person whose status or prior conduct renders
that person especially vulnerable to detention in the exercise of lawful authority is not
an outlaw. The person is entitled to expect that if, when, and for so long as, detention
occurs in fact it will occur only in accordance with law. If the person is in fact detained
for any period otherwise than in the exercise of lawful authority, the person is entitled
to maintain an action for wrongful imprisonment in which the person is entitled to
obtain an award of compensatory damages if the compensatory principle is satisfied.
(Footnotes omitted)
153
In
Ruddock v Taylor (2005) 222 CLR 612; [2005] HCA 48, Kirby J said of the tort (at [140]):
Throughout the common law world, the conclusion consistently reached by courts
addressing this question is that, in the absence of statutory provisions that clearly afford
an immunity or defence to the administrator, the result must favour the individual
whose rights have been violated. Wrongful imprisonment is a tort of strict liability.
Lack of fault, in the sense of absence of bad faith, is irrelevant to the existence of the
wrong. This is because the focus of this civil wrong is on the vindication of liberty and
reparation to the victim, rather than upon the presence or absence of moral wrongdoing
on the part of the defendant. A plaintiff who proves that his or her imprisonment was
caused by the defendant therefore has a prima facie case. At common law it is the
defendant who must then show lawful justification for his or her actions.
(Footnotes omitted)
154
As that passage from
Ruddock v Taylor discloses, the tort of false imprisonment is one of strict
liability. The applicant must first show that the imprisonment had occurred. If that is
established, the onus then shifts to the respondent to show that the imprisonment had some
lawful justification.
155
Any person who actively promotes and causes the complainant to be imprisoned may be liable:
Myer Stores Ltd v Soo [1991] 2 VR 597 at 616. That person may be held liable even if other
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people who were involved in the imprisonment, including those who actually effected the
imprisonment, are immune or have a defence:
Ruddock v Taylor at [151]-[153].
156
There could be little doubt that the Judge, in ordering or directing that Mr Stradford be
imprisoned, actively promoted and caused Mr Stradford to be imprisoned. The Judge admitted
as much.
157
The Judge and the Commonwealth contended, however, that there was lawful justification for
Mr Stradford’s detention. That was said to be the case even though the FamCA Full Court in
Stradford set aside both the declaration and order of the Judge pursuant to which he had been
imprisoned, and even though both the Judge and the Commonwealth did not dispute that the
declaration and order were both vitiated by jurisdictional error. The essence of the case
advanced by the Judge and the Commonwealth in relation to lawful justification was that the
imprisonment order and warrant remained valid and effective until set aside. Mr Stradford’s
imprisonment, so it was submitted, was lawfully justified until the order and warrant were set
aside by the FamCA Full Court, by which time Mr Stradford had been released on bail in any
event.
158
The issue of lawful justification is the critical, if not determinative, issue in respect of the
Judge’s liability for false imprisonment, save for the issue concerning judicial immunity.
Collateral abuse of process
159
The tort of collateral abuse of process is committed where the defendant employs a process of
the court for some purpose other than the attainment of the principal claim for relief in an
action. As Issacs J put it in
Varawa v Howard Smith Co Ltd (1911) 13 CLR 35 at 91; [1911]
HCA 46: “[i]f the proceedings are merely a stalking horse to coerce the defendant in some way
entirely outside the ambit of the legal claim upon which the Court is asked to adjudicate they
are regarded as an abuse of process”. Lord Sumption described the essence of the tort as
follows in
Crawford Adjusters (Cayman) Ltd v Sagicor General Insurance (Cayman) Ltd
[2014] AC 366 at [149]; [2013] 4 All ER 8:
The essence of the tort is the abuse of civil proceedings for a predominant purpose
other than that for which they were designed. This means for the purpose of obtaining
some wholly extraneous benefit other than the relief sought and not reasonably owing
from or connected with the relief sought. The paradigm case is the use of the processes
of the court as a tool of extortion, by putting pressure on the defendant to do something
wholly unconnected with the relief, which he has no obligation to do.
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160
The abusive purpose must be the predominant or effective purpose of the moving party:
Williams v Spautz (1992) 174 CLR 509 at 529; [1992] HCA 34.
161
It is also not enough for the plaintiff to simply prove an improper purpose or motive of the
defendant. The plaintiff must also prove the “deployment of the relevant process, in
furtherance of that purpose, by way of an overt act or threat, distinct from pursuit of the
proceeding itself according to its ordinary course”:
Maxwell-Smith v S & E Hall Pty Ltd (2014)
86 NSWLR 481; [2014] NSWCA 146 at [54]. In other words, the plaintiff must prove “an
improper act in the prosecution of the process”:
Butler v Simmonds Crowley & Galvin [2000]
2 Qd R 252; [1999] QCA 475.
162
The onus of proof on the plaintiff in order to succeed on a claim of collateral abuse of process
is “a heavy one”:
Williams v Spautz at 529.
163
The case against the Judge for the tort of collateral abuse of process is somewhat out of the
ordinary. Ordinarily the defendant is the moving party in the impugned proceeding. In this
case, however, the defendant is the judge. The parties in the principal proceeding were Mr and
Mrs Stradford. That said, it would not be entirely inaccurate to describe the Judge as the
moving party in the contempt proceeding against Mr Stradford. As the FamCA Full Court
observed, the Judge effectively assumed the role of prosecutor:
Stradford at [19], [26] and [71].
164
Mr Stradford’s case against the Judge for collateral abuse of process was that the Judge initiated
the contempt proceeding against him and threatened to prosecute that proceeding through to
completion as a means of putting pressure on Mr Stradford to capitulate in his litigation with
Mrs Stradford. The overt acts were alleged to be the threats made by the Judge during the
purported hearing of the contempt allegation.
LIABILITY OF THE JUDGE FOR COLLATERAL ABUSE OF PROCESS
165
I propose to first deal with Mr Stradford’s case for the tort of collateral abuse of process. That
is because it can be dealt with fairly shortly.
166
I am not satisfied that the Judge committed the tort of collateral abuse of process. That is so
for a number of reasons.
167
First, I am mindful that the allegation that the Judge instigated or maintained the contempt
proceeding against Mr Stradford for the improper purpose of forcing Mr and Mrs Stradford to
settle their family law proceeding, or forcing Mr Stradford to capitulate in that litigation, is an
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extremely serious allegation. I must take the seriousness of the allegation into account in
determining whether the inference of improper purpose is available and should be drawn:
Briginshaw; s 140(2)(c) of the Evidence Act.
168
Second, it is not entirely clear that the Judge instigated, or saw himself as the instigator of, the
contempt proceeding against Mr Stradford. Rather, as discussed earlier, he proceeded under
the mistaken belief that Judge Turner had already found that Mr Stradford had failed to comply
with the court’s orders and was therefore in contempt. Implausible as it may seem, he appears
to have proceeded on the basis that, while Judge Turner had made the contempt finding, it was
a matter for him to proceed to sentence Mr Stradford for that contempt.
169
Third, while it may be accepted that the Judge pursued or maintained the contempt proceeding
against Mr Stradford in that regard, and to that extent can be regarded as the moving party, I
am not satisfied to the requisite standard that the Judge’s predominant purpose in pursuing the
contempt allegation was a purpose other than that for which contempt proceedings of the sort
in question are properly pursued. That purpose was to punish Mr Stradford for his non-
compliance with the court’s orders and thereby vindicate the court’s authority. I would infer
that the Judge believed that Mr Stradford had been found to be in contempt and that it was
appropriate to proceed to deal with him for that contempt.
170
Fourth, it is true that in the course of the contempt proceeding the Judge indicated to the parties
that if they settled the proceeding he would effectively forgive or overlook the contempt, but
that if they did not settle Mr Stradford would be going to gaol. He told the parties to engage in
settlement discussions with that in mind. That was entirely inappropriate and bordering on
improper. I am not, however, satisfied to the requisite standard that the Judge’s inappropriate
statements and conduct in that regard were motivated or actuated by any improper purpose.
Rather, for the reasons given earlier in the context of the allegation that the Judge acted for an
improper purpose, the Judge appears to have acted in the pragmatic but nonetheless misguided
belief that it was somehow in the parties’ best interests to try to settle the proceeding and
thereby avoid the spectre of Mr Stradford going to gaol. While it is difficult to imagine that
the Judge was entirely oblivious to the pressure that his action put the parties under, I am not
persuaded that his predominant purpose was to force the parties to settle the proceeding, or
force Mr Stradford to capitulate.
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THE LIABILITY OF THE JUDGE FOR FALSE IMPRISONMENT
171
As has already been noted, there could obviously be no dispute that Mr Stradford was
imprisoned. There was also no dispute that the Judge’s conduct in making the imprisonment
order and issuing the warrant was the direct cause of Mr Stradford’s imprisonment. Mr
Stradford was imprisoned from the date that the Judge made the imprisonment order and issued
the warrant (6 December 2018) until the date that the Judge stayed the imprisonment order and
directed that Mr Stradford be released (12 December 2018), a total of seven days.
172
The critical issue is whether there was lawful justification for that imprisonment.
Lawful justification
173
Both the Judge and the Commonwealth contended that there was lawful justification for Mr
Stradford’s detention. They obviously did not dispute that the FamCA Full Court in
Stradford
set aside both the declaration and order of the Judge pursuant to which he had been imprisoned.
They also conceded that the declaration and order were invalid and vitiated by jurisdictional
error. That concession was properly made.
174
There could be little doubt that the Judge had the jurisdiction to entertain the matter between
Mr and Mrs Stradford, and had the power to deal with any alleged contempt by Mr Stradford
in the context of that litigation. In making the imprisonment order, however, the Judge acted
outside or in excess of his jurisdiction by, among other things: making the imprisonment order
and issuing the warrant without first finding that Mr Stradford was in contempt; failing to make
findings that were necessary before the sanction of imprisonment could be imposed pursuant
to the provisions in Pt XIIIA and Pt XIIIB of the Family Law Act; failing to comply with the
procedure mandated by the FCC Rules for dealing with allegations of contempt; and denying
procedural fairness to Mr Stradford in a manner described by the FamCA Full Court in
Stradford as amounting to a “gross miscarriage of justice” (at [73]). Those errors
unquestionably constituted jurisdictional errors.
175
The thrust of the Judge’s and the Commonwealth’s contention that the Judge’s imprisonment
order and warrant nonetheless provided lawful justification for the imprisonment of Mr
Stradford was that the order and warrant were valid until set aside by the FamCA Full Court.
They submitted that the source of the Circuit Court’s power to punish for contempt carried with
it the power to make orders which were valid until set aside. The Constitution was said to be
the source of the Circuit Court’s power to punish for contempt, because the power to punish
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for contempt was said to be a feature of courts established under Ch III of the Constitution and
the Circuit Court was a Ch III court. They also appeared to rely on the fact that s 17 of the
FCC Act provided that the Circuit Court’s powers to punish for contempt were the same as the
powers that the High Court has to punish for contempt. It followed, in their submission, that
when the Circuit Court exercises its jurisdiction under s 17, it exercises the jurisdiction of a
superior court, or exercises its jurisdiction in effect as a superior court, or in the capacity of a
superior court. It followed, so the Judge and the Commonwealth submitted, that contempt
orders made by the Circuit Court are valid until set aside, which is the position that would apply
in the case of a superior court.
176
The starting point in resolving this issue is to consider whether orders made by an inferior court
generally are valid until set aside. Consideration can then be given to whether contempt orders
made by an inferior court, or the Circuit Court specifically, fall into a different category.
Are orders made by an inferior court valid until set aside?
177
The first question, shortly stated, is whether, as a general proposition, orders made by an
inferior court are valid until set aside, even if they are infected by jurisdictional error. The
short answer to that question is “no”.
178
There is no doubt that orders made by a superior court are valid until set aside:
New South
Wales v Kable (2013) 252 CLR 118; [2013] HCA 26 at [38]. The position is, however, different
in the case of an inferior court, like the Circuit Court. As Gageler J explained in
Kable (at
[56]):
There is, however, a critical distinction between a superior court and an inferior court
concerning the authority belonging to a judicial order that is made without jurisdiction.
A judicial order of an inferior court made without jurisdiction has no legal force as an
order of that court. One consequence is that failure to obey the order cannot be a
contempt of court. Another is that the order may be challenged collaterally in a
subsequent proceeding in which reliance is sought to be placed on it. Where there is
doubt about whether a judicial order of an inferior court is made within jurisdiction,
the validity of the order “must always remain an outstanding question” unless and until
that question is authoritatively determined by some other court in the exercise of
judicial power within its own jurisdiction.
(Footnotes omitted)
179
Similarly, in
Director of Public Prosecutions (NSW) v Kmetyk (2018) 85 MVR 25; [2018]
NSWCA 156, Leeming JA (with whom Meagher JA and Sackville AJA agreed) held that
orders made by the District Court of New South Wales were vitiated by jurisdictional error
and, because the District Court was an inferior court, those orders were “nullities” (at [43]).
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Justice Leeming cited
Pelechowski v Registrar, Court of Appeal (NSW) (1999) 198 CLR 435;
[1999] HCA 19 in support of that conclusion.
180
It may be accepted that there may be issues surrounding the use of the words “nullity”, “void”
and “voidable” in this context: cf
Kable at [21]-[22] (French CJ, Hayne, Crennan, Kiefel, Bell
and Keane JJ). Be that as it may, the issue, in the present context, is whether the Judge’s
imprisonment order lacked legal force such as to provide a lawful basis for Mr Stradford’s
imprisonment. The better view is that, whatever issues may arise in respect of the use of words
like “nullity”, “void” and “voidable”, an order made by an inferior court which is infected by
jurisdictional error has no legal force or effect from the outset.
181
In
Oakey Coal Action Alliance Inc v New Acland Coal Pty Ltd (2021) 272 CLR 33; [2021]
HCA 2, the High Court considered, among other things, the legal effect of an order made by
the Land Court of Queensland, an inferior court. That order had been set aside on the basis
that it was affected or infected by apprehended bias and a denial of procedural fairness on the
part of the court. The plurality (Kiefel CJ, Bell, Gageler and Keane JJ) said as follows as to
whether the order only lacked legal force when it was set aside (at [48]):
The circumstance that the Land Court has been established as an inferior court, as
distinct from a superior court, means that failure to comply with a condition of its
jurisdiction to perform a judicial function renders any judicial order it might make in
the purported performance of that judicial function lacking in legal force. That is so
whether or not the judicial order is set aside.
(Footnotes omitted)
182
The Judge and the Commonwealth relied on the following passage from the judgment of
McHugh JA (with whom Hope JA agreed) in
Attorney-General (NSW) v Mayas Pty Ltd (1988)
14 NSWLR 342 at 357:
If an inferior tribunal exercising judicial power has no authority to make an order of
the kind in question, the failure to obey it cannot be a contempt. Such an order is a
nullity. Any person may disregard it. Different considerations arise, however, if the
order is of a kind within the tribunal’s power but which was improperly made. In that
class of case, the order is good until it is set aside by a superior tribunal. While it exists
it must be obeyed.
183
That passage from
Mayas was subsequently cited by McHugh J in
Pelechowski in support of
the proposition that “[a] long line of cases establishes that an order made by an inferior court,
such as the District Court, will be null and void if that court did not have
jurisdiction to make
the order” (emphasis added). The passage from
Mayas upon which the Judge and the
Commonwealth rely has been understood and applied as drawing a distinction between cases
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where the order made by the inferior court was made within jurisdiction, and those where the
error was infected by jurisdictional error: see, for example,
Ho v Loneragan [2013] WASCA
20 at [32]-[35];
Firth v Director of Public Prosecutions (NSW) [2018] NSWCA 78 at [19]-
[20]. As noted earlier, in
Kmetyk, Leeming JA cited
Pelechowski (and therefore, in effect,
Mayas) in support of the conclusion that orders made by an inferior court which were vitiated
by jurisdictional error were nullities. It follows that the Judge’s and the Commonwealth’s
reliance on
Mayas was misplaced.
184
The Circuit Court was an inferior court. The Judge’s imprisonment order was infected by
jurisdictional errors. Subject to the contention advanced by the Judge and the Commonwealth
that the imprisonment order should be approached differently because it was made on the basis
of the Circuit Court’s contempt powers, the order lacked legal effect from the outset and
provided no lawful justification for Mr Stradford’s imprisonment.
Was the imprisonment order nevertheless valid until it was set aside?
185
The Judge and the Commonwealth submitted that the imprisonment order was valid until set
aside, despite the fact that the Circuit Court was an inferior court. They did not go so far as to
say that all orders made by the Circuit Court are valid until set aside. Apart from their reliance
on
Mayas, they did not appear to directly challenge the general proposition, supported by the
authorities referred to earlier, that orders made by inferior courts which are infected by
jurisdictional error lack legal force whether or not they are set aside. Rather, they submitted
that the imprisonment order was of a different nature because it was made in exercise of the
Circuit Court’s contempt powers. That was said to be so for two reasons.
186
First, they submitted that the Circuit Court had the power to punish for contempt by virtue of
it having been invested with the judicial power of the Commonwealth. They submitted, relying
on
Re Colina, that the power to punish for contempt was an attribute of the judicial power of
the Commonwealth which was vested in the Circuit Court as a court under Ch III of the
Constitution. That amounted, in effect, to a submission that the Circuit Court had a
constitutionally implied power to punish for contempt. That implied power, so it was
submitted, was not subject to the provisions of Pt XIIIA and Pt XIIIB of the Family Law Act.
Moreover, it followed that orders made pursuant to that power are by their nature valid until
set aside.
187
Second, they appeared to rely on the fact that s 17 of the FCC Act provided that the Circuit
Court’s power to punish for contempt was the “same” as that possessed by the High Court.
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Orders made by the High Court punishing for contempt are valid until set aside. It followed,
in the Judge’s and the Commonwealth’s submission, that orders made by the Circuit Court
pursuant to s 17 of the FCC Act possess the same quality. Orders made pursuant to s 17 of the
FCC Act were said, in that regard, to have “superior court legal effect”.
188
I am not persuaded that there is any merit in either of the arguments advanced by the Judge and
the Commonwealth in support of the proposition that orders made by the Circuit Court in the
exercise of its contempt powers are valid until set aside.
189
The argument based on
Re Colina relied entirely on the following short passage in the judgment
of Gleeson CJ and Gummow J (at [16]):
Section 24 of the
Judiciary Act and s 35 of the
Family Law Act are not expressed to
confer federal jurisdiction in respect of a particular species of “matter”. They set out
particular powers of this Court and the Family Court and should read as declaratory of
an attribute of the judicial power of the Commonwealth which is vested in those Courts
by s 71 of the Constitution. The acts constituting the alleged contempts by Mr Tomey
are not offences against any law of the Commonwealth. That which renders such acts
(if proved) liable to punishment has its source in Ch III of the Constitution. The power
to deal summarily with contempts is, to use Isaacs J’s phrase “inherent” and is “a power
of self-protection or a power incidental to the function of superintending the
administration of justice”.
(Footnotes omitted)
190
The Judge and the Commonwealth highlighted the statement that the powers “set out” in ss 24
and 35 of the
Judiciary Act 1903 (Cth) and the Family Law Act should be “read as declaratory
of an attribute of the judicial power of the Commonwealth which is vested in” the High Court
and Family Court. As can be seen, however, that statement concerns the attributes of the High
Court and the Family Court as repositories of the judicial power of the Commonwealth, not the
attributes of
all courts that may be the repositories of federal jurisdiction. Moreover, the
statement must be taken as being limited to superior courts that are repositories of federal
jurisdiction. That is apparent from that part of the reasoning that refers to the inherent power
of courts to deal summarily with contempts. That reasoning can only apply to superior courts
because inferior courts like the Circuit Court have no inherent powers:
Minister for
Immigration, Citizenship, Migrant Services and Multicultural Affairs v AAM17 (2021) 272
CLR 329; [2021] HCA 6 at [26]. The Chief Justice and Gummow J emphasised that the Family
Court was a superior court of record (see [15]).
191
It should also be noted that, while Hayne J agreed with the reasons of Gleeson CJ and Gummow
J, McHugh J (with whom Kirby J relevantly agreed) did not (see [45]-[50] and [80]-[81]) and
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Callinan J did not squarely deal with the issue addressed in the reasoning upon which the Judge
and the Commonwealth rely.
192
In any event, even if the passage from
Re Colina relied on by the Judge and the Commonwealth
provides some support for the proposition that the Circuit Court’s power to deal with contempts
as conferred by s 17 of the FCC Act is declaratory of an inherent power it has as a repository
of federal jurisdiction, it does not follow that orders made by the Circuit Court in the exercise
of its contempt powers are somehow imbued with the characteristics of orders made by superior
courts. Nor does it follow that orders made by the Circuit Court in the exercise of its contempt
powers are valid until set aside. The passage from the judgment of Gleeson CJ and Gummow
J says nothing at all about the nature or characteristics of orders made by Ch III courts in the
exercise of contempt powers, or the effect or enforceability of such orders. Still less does that
passage say anything about the effect or enforceability of orders made by Ch III courts which
are inferior courts, like the Circuit Court. The Chief Justice and Gummow J said nothing
concerning the contempt powers of inferior courts.
193
Another answer to the arguments advanced by the Judge and the Commonwealth based on
Re
Colina is that, when he made the imprisonment order, the Judge was not exercising the Circuit
Court’s powers pursuant to s 17(1) of the FCC Act. Nor was he exercising any inherent or
implied power of which s 17 of the FCC Act was perhaps declaratory. Rather, as discussed
earlier in these reasons in the context of the errors made by the Judge, while he may not have
known or appreciated it, his Honour was exercising, or at least purporting to exercise, the
court’s powers under either Pt XIIIA or Pt XIIIB of the Family Law Act. Those provisions
constituted a code for dealing with contempts when the Circuit Court was exercising
jurisdiction under the Family Law Act. The operation of those prescriptive and exhaustive
provisions effectively excluded or limited any other general powers the Circuit Court may have
had to deal with contempts, in particular contempt of the sort in issue in this case.
194
That also provides an answer to the argument advanced by the Judge and the Commonwealth
to the effect that, because the effect of s 17 of the FCC Act was to confer on the Circuit Court
the High Court’s powers to deal with contempts, the effect was that orders made in the exercise
of the power in s 17 had a “superior court legal effect”. In any event, even if the Judge was
exercising the Circuit Court’s power under s 17 of the FCC Act, the fact that the Circuit Court
had the same power as the High Court in respect of contempts does not mean that orders made
by the Circuit Court in exercise of that power are of the same nature, or have the same effect
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or enforceability, as orders made by a superior court. Section 17 of the FCC Act says nothing
about whether orders made by the Circuit Court in the exercise of its contempt powers under
that provision are valid until set aside.
195
It follows that I am not persuaded that orders made by the Circuit Court pursuant to its power
to punish for contempt, particularly when those orders are made in the context of the exercise
of jurisdiction under the Family Law Act, have “superior court legal effect” or are otherwise
valid until set aside. The better view is that, like other orders made by an inferior court, orders
made by a judge of the Circuit Court in purported exercise of the power to punish for contempt
are of no legal effect if they are infected by jurisdictional error. It is not the case that such
orders are, or remain, valid until set aside. It follows that the order made by the Judge to
imprison Mr Stradford, infected as it was by jurisdictional error, was of no legal effect. It
provided no lawful justification for Mr Stradford’s imprisonment.
Conclusion concerning the elements of the tort of false imprisonment
196
Mr Stradford was imprisoned for seven days as the direct result of the imprisonment order
made, and the warrant issued, by the Judge.
197
For the reasons that have been given, there was no lawful justification for Mr Stradford’s
imprisonment. The imprisonment order and warrant were invalid and of no legal effect. The
contention advanced by the Judge and the Commonwealth that the order and warrant remained
valid until set aside is unmeritorious and rejected. It follows that the elements of the tort of
false imprisonment have been made out.
198
The only remaining issue concerning the Judge’s liability for the tort of false imprisonment is
whether the Judge was immune from civil suit in respect of Mr Stradford’s imprisonment by
virtue of his status as a Circuit Court judge.
JUDICIAL IMMUNITY
199
The Judge contended that Mr Stradford’s case against him must fail because he is entitled to
the protection of judicial immunity. He was, he submitted, entitled to the protection of judicial
immunity for two reasons.
200
The first reason was that, even if he was only entitled to the judicial immunity available to
inferior court judges, the errors made by him were errors within jurisdiction and the judicial
immunity available to inferior court judges is not lost as a result of such errors.
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201
The second reason was that, in his submission, he was in any event entitled to the judicial
immunity available to superior court judges. That immunity is only lost in circumstances where
the judge acted in bad faith or knowingly without jurisdiction. No such allegation is made
against him. The Judge submitted that the Court should find that there is either no distinction
between the judicial immunity available to inferior and superior court judges, or if there is, that
he was in any event effectively acting as a superior court judge, or was effectively exercising
the powers of a superior court judge, when imprisoning Mr Stradford for contempt.
202
Mr Stradford contended that the Circuit Court was an inferior court and the Judge was an
inferior court judge. There is, Mr Stradford submitted, a long line of cases that establish that
an inferior court judge loses the protection of judicial immunity if the judge acts outside or in
excess of jurisdiction. In Mr Stradford’s submission, the Judge was acting outside or in excess
of jurisdiction, insofar as that notion or concept is understood or applied in the relevant
authorities. He submitted that this Court should not depart from that long line of cases, or hold
that there is no longer any distinction between the immunity available to inferior and superior
court judges.
203
The first step in resolving the controversy between the parties in respect of judicial immunity
is to consider and determine precisely what the authorities establish in relation to the scope of
the immunity available to inferior court judges at common law. Before delving into that
difficult area, two brief points should be emphasised.
204
First, as has already been noted, the Circuit Court was undoubtedly an inferior court:
AAM17
at [26].
205
Second, many inferior court judicial officers are now protected by various forms of statutory
immunity. For whatever reasons, judges of the Circuit Court were not protected by any
statutory immunity.
The scope of judicial immunity of inferior court judges
206
It is well established that a superior court judge is not liable for anything he or she does while
acting judicially, which is generally taken to mean when acting bona fide in the exercise of his
or her office and under the belief that he or she has jurisdiction, though he or she may be
mistaken in that belief:
Sirros v Moore [1975] 1 QB 118 at 135D (Lord Denning MR); [1974]
3 All ER 776.
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207
There is, however, also authority to the effect that “judges of courts other than superior courts
are not immune if they act outside jurisdiction whether or not they did so knowingly (unless
the excess of jurisdiction was caused by an error of fact in circumstances where the court had
no knowledge of or means of knowing the relevant facts …)”:
Wentworth v Wentworth [2000]
NSWCA 350 at [195] (Heydon JA, with whom Fitzgerald JA and Davies AJA relevantly
agreed), citing
Halsbury’s Laws of England (4th ed) vol 1(1) at [216]; Abimbola Olowofoyeku,
Suing Judges: A Study of Judicial Immunity (Oxford University Press, 1993) pp 64-65; and
Enid Campbell, ‘Inferior and Superior Courts and Courts of Record’ (1997) 6
Journal of
Judicial Administration 249 at 260. It should be noted that those parts of Heydon JA’s
judgment in
Wentworth v Wentworth which deal with this issue are not reproduced in the
reported version of the judgment: (2001) 52 NSWLR 602.
208
Putting aside, for the moment, the issue of whether the distinction between the immunity
available to superior and inferior court judges still exists, or should be changed or departed
from, the thorny question is precisely what acting “outside” or “in excess of” jurisdiction
means in this context. In
Wentworth v Wentworth, Heydon JA suggested that the answer to
that question was “obscure” (at [195]). Given the somewhat protean or chameleon-like
character of the word “jurisdiction”, the safest guide would appear to be the cases in which
inferior court judicial officers have been held liable in damages for consequences flowing from
a purported exercise of jurisdiction held to be beyond the relevant limit: cf
In re McC (A Minor)
[1985] 1 AC 528 at 544F (Lord Bridge); [1984] 3 All ER 908.
209
Before embarking on a consideration of some of the key cases, three brief points should be
noted.
210
First, Mr Stradford did not, as the Judge appeared to suggest, contend that an inferior court
judge loses immunity from suit if the judge commits
any form of jurisdictional error as that
concept is understood in contemporary administrative law jurisprudence in Australia. The
relevant authorities suggest that there are at least some types or categories of jurisdictional error
that may not, or would not necessarily, result in an inferior court judge losing the immunity.
211
Second, Mr Stradford submitted that it was ultimately unnecessary for the Court to endeavour
to determine the precise meaning, or precise metes and bounds, of the concept of “outside” or
“in excess of” jurisdiction in this context. It is only necessary for the Court to determine
whether the errors found to have been made by the Judge fell within the apparent metes and
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bounds of that concept as established in the cases. There is in my view considerable merit in
that submission.
212
Third, and flowing from the second point, I do not propose to attempt to address all of the many
decided cases in this area. The cases stretch back over 400 years. Rather, I propose to primarily
address those cases that directly bear on the issue having regard to the particular facts and
circumstances of this case, particularly those where an inferior court officer has been held liable
in circumstances comparable or analogous to those in this case.
Authorities dealing with the civil liability of inferior court judges
213
An early case dealing with the liability of inferior court judges, frequently cited in later
judgments, was
The Case of the Marshalsea (1612) 10 Co Rep 68b; 77 ER 1027. The Court
of Marshalsea purported to issue a warrant for the arrest of the plaintiff. That court, however,
only had jurisdiction over members of the King’s Household. The plaintiff was not a member
of the King’s Household. The plaintiff brought an action of trespass of assault, battery,
wounding and false imprisonment against the marshal of the court and the officers who
executed the warrant. That action was held to lie against the defendants because the court had
no “jurisdiction of the cause” (at 77 ER 1038).
214
There was no clear indication in
Marshalsea that the liability of the defendants depended on
their knowledge, or ability to ascertain, that the court lacked jurisdiction. As will be seen from
the analysis of
Marshalsea in later cases, however, it would appear that the defendants may at
least have had the capacity to ascertain that the plaintiff was not a member of the King’s
Household. In any event, some 80 years later, the Court of Common Pleas in
Gwinne v Poole
(1692) 2 Lutw 935; 125 ER 522 distinguished
Marshalsea and held, in comparable
circumstances, that the inferior court officers in question were not liable because they did not
know, and could not have known, “except by the Confession of the Plaintiff or Defendant”, the
facts that revealed that the court lacked jurisdiction: see
The Reports and Entries of Sir Edward
Lutwyche (1718, Nutt and Gosling) at 293-294.
215
In
Groome v Forrester (1816) 5 M & S 314; 105 ER 1066, the plaintiff, the late overseer of
the parish of Broseley, was convicted of not delivering over to the succeeding overseers of the
parish a certain book (the no doubt aptly named “Bastardy Ledger”). Founded on that
conviction, the defendants, two magistrates, committed the plaintiff to gaol “until he shall have
yielded up all and every the books concerning his said office of overseer, belonging to the said
parish” (at 105 ER 1067). The commitment was held to be invalid. The magistrates were only
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authorised to commit the plaintiff to gaol until he returned the Bastardy Ledger. The question
for the court was whether the defendants were liable to an action of trespass and false
imprisonment for having so committed the plaintiff. The court found that they were.
216
Having reviewed a number of authorities, Lord Ellenborough CJ held (at 105 ER 1068):
Upon these authorities, and the reason of the thing, we are obliged to pronounce that
the commitment made in pursuance of the said adjudication in this case, as well as the
adjudication itself, in respect to the imprisonment, being, in this particular,
a clear
excess of jurisdiction, was not warranted by law, and that the imprisonment
thereunder was a trespass in the committing magistrates, for which this action is
maintainable; which we cannot but regret,
as the facts of the case would have
authorised a commitment, if the warrant had been framed in a manner
conformable to the powers of the magistrates under the statute.
(Emphasis added)
217
The important point to note is that there was no doubt that the magistrates had jurisdiction to
issue a commitment in respect of the Bastardy Ledger. The conviction upon which the
commitment was founded was held to be valid. The problem for the magistrates was that the
commitment that they issued in respect of “all and every the books concerning his said office
of overseer” was too broad. It was only in that respect that they exceeded or acted outside their
jurisdiction.
218
Another relatively early case concerning the liability of a magistrate arising from the issue of
an invalid warrant was the decision of the Court of Queen’s Bench in
Caudle v Seymour (1841)
1 QB 889; 113 ER 1372. In that case, a magistrate issued a warrant to apprehend the plaintiff,
a surgeon, and bring him before the magistrate to answer a complaint that had been made
against him by a child who had alleged that she had been injured by the surgeon as a result of
a bad surgical treatment. The problem for the magistrate was that he only had jurisdiction to
issue that warrant if the complaint, or information, had been made on oath before him
personally. That did not occur. The warrant was issued on the strength of a deposition taken
by the magistrate’s clerk. The warrant also did not state any information on oath, or state a
charge. The magistrate’s defence to the action for false imprisonment failed. Lord Denman
CJ held as follows (at 1 QB 892-893):
The warrant is clearly insufficient. It does not state any information on oath, or that the
fact was really committed.
But then it is said (and the argument raises a question
of great importance) that although the warrant was irregular, the justice was still
protected against an action of trespass, having, as a magistrate, jurisdiction over
the offence. But his protection depends (as my brother Coleridge has observed),
not on jurisdiction over the subject matter, but jurisdiction over the individual
arrested. To give him that jurisdiction there should have been an information properly
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laid. Here the defendant went with his clerk to the complainant’s residence, but never
saw her; the clerk took the deposition, but not in his presence. The matter of fact,
therefore, on which alone his defence could have been rested, fails; and he has acted
without jurisdiction.
(Emphasis added)
219
Thus it would seem that, while the magistrate had jurisdiction to issue warrants to apprehend
persons to answer complaints or informations on oath – that is, “jurisdiction over the subject
matter” – he acted without jurisdiction in the plaintiff’s case because he did not personally take
or receive the complaint on oath from the complainant. His defence, which appeared to be akin
to a claim of judicial immunity, accordingly failed.
220
The following two cases are of particular importance because they were subsequently referred
to and followed in at least one intermediate appellate court in Australia.
221
In
Calder v Halket (1840) 3 Moo PC 28; 13 ER 12, the respondent, a judge and magistrate of
the Foujdarry Court of the Zillah of Nuddeah, in Bengal, India, issued a form of order which
resulted in the arrest and subsequent detention of the appellant. Unfortunately for the
respondent, the appellant was a British-born subject and not amenable to the jurisdiction of the
court. The appellant brought an action for trespass. The case ultimately found its way to the
Privy Council where it was held, in effect, that the plaintiff’s action failed on the basis that
there was no evidence before the court suggesting that the judge knew, or ought to have known,
of the defect of jurisdiction. Baron Parke delivering the advice of the Privy Council stated (at
13 ER 36):
But the answer to the objection to the Defendant’s jurisdiction, founded on the
European character of the Plaintiff, is, that it does not appear distinctly in the evidence,
upon which alone we are to act, whatever our suspicions may be, that the Defendant
knew, or had such information, as that he ought to have known of that fact; and
it is
well settled that a Judge of a Court of Record in England, with limited
jurisdiction, or a Justice of the Peace, acting judicially, with a special and limited
authority, is not liable to an action of trespass for acting without jurisdiction,
unless he had the knowledge or means of knowledge of which he ought to have
availed himself, of that which constitutes the defect of jurisdiction. Thus in the
elaborate judgment of Mr. Baron Powell, in
Gwynn v. Poole (Lutw. App. 1566), it is
laid down, that a Judge of a Court of Record in a Borough was not responsible, as a
trespasser, unless he was cognizant that the cause of action arose out of the jurisdiction,
or, at least, that he might have been cognizant, but for his own fault; which last
proposition Mr. Baron Powell illustrates by a reference to the case of the
Marshalsea
Court [10 Co. Rep. 69], which had jurisdiction only in certain cases where the King’s
servants were parties, who being all enrolled, the Judge ought to have had a copy of
the enrolment, and so would have known the character of the parties.
(Emphasis added)
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222
Thus, the Privy Council affirmed the principle that where the defect in the inferior court’s
jurisdiction arose because of the absence of a jurisdictional fact (in
Calder v Halket, the fact
that the plaintiff was not a native Indian), the magistrate or judge responsible for making the
offending order will only be personally liable if they knew, or ought to have known, or had the
means of knowing, that fact.
223
In
Houlden v Smith (1850) 14 QB 841; 117 ER 323, a judge of the County Court of
Lincolnshire at Spilsby issued a summons which was served on the plaintiff at Cambridge,
where he resided, which was outside the district of the Spilsby Court. The summons was
beyond jurisdiction as the relevant enactment only authorised a county court to issue a
summons within its district. The plaintiff did not appear in answer to the summons and the
judge ordered that, for his contempt in disobeying the summons, the plaintiff be committed to
Cambridge gaol. A warrant issued accordingly and the plaintiff was arrested and imprisoned.
The judge apparently knew that the plaintiff was a resident of Cambridge, however he mistook
the law and believed that he had the power and authority to commit the plaintiff to
imprisonment. The judge was found to be liable to the plaintiff for false imprisonment, subject
to the opinion of the Court of Queen’s Bench. That court affirmed the judgment in favour of
the plaintiff, its reasons including as follows (at 117 ER 327):
That this commitment was without jurisdiction is plain; that the defendant ordered it
under a mistake of the law and not of the facts is equally plain; for it is impossible that
he could be ignorant that the plaintiff dwelt and carried on his business in
Cambridgeshire, the service of all the processes having been proved to have been made
there, and the defendant having originally specially allowed the plaint to be made in
his Court, within the jurisdiction of which the cause of action accrued, the defendant
(the now plaintiff) residing in Cambridgeshire. This case is not therefore within the
principle of
Lowther v. The Earl of Radnor (8 East, 113, 119), or
Gwinne v. Poole (2
Lutw. Appendix, 1560, 1566), where the facts of the case, although subsequently found
to be false, were such as, if true, would give jurisdiction, and it was held that the
question as to jurisdiction or not must depend on the state of facts as they appeared to
the magistrate or Judge assuming to have jurisdiction.
Here the facts of the case,
which were before the defendant and could not be unknown to him, shewed that
he had not jurisdiction; and his mistaking the law as applied to those facts cannot
give him even a prima facie jurisdiction, or semblance of any. The only questions,
therefore, are, whether the defendant is protected from liability at common law,
being and acting as the Judge of a Court of Record, in which case the plea of not
guilty would be sufficient; or whether he is protected by the provisions of any statute,
and, if so, whether he can take advantage of such statute, having omitted the words “by
statute” in his plea and the margin of it.
As to the first question, although it is clear that the Judge of a Court of Record is not
answerable at common law in an action for an erroneous judgment, or for the act of
any officer of the Court wrongfully done, not in pursuance of, though under colour of,
a judgment of the Court, yet
we have found no authority for saying that he is not
answerable in an action for an act done by his command and authority when he
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has no jurisdiction. Here the defendant had not only no jurisdiction to commit
the plaintiff to the gaol of Cambridgeshire, but he had no jurisdiction to summon
him to shew why he had not paid the debt.
(Emphasis added)
224
The significance of
Houlden v Smith is that it is authority for the proposition that an inferior
court judge is not immune from an action for false imprisonment where the plaintiff’s
imprisonment was a result of an order made by the judge in a proceeding in which the judge
had no jurisdiction, but assumed he or she had jurisdiction as a result of a mistake of law.
225
The judgments in
Calder v Halket and
Houlden v Smith were referred to with approval by
Griffith CJ in the Supreme Court of Queensland in
Raven v Burnett (1895) 6 QLJ 166. It is
unnecessary to recount the facts in
Raven v Burnett. It suffices to note that the case concerned
the personal liability of justices of a court of petty sessions in Queensland to pay damages
arising from the setting aside of a judgment in a case they had no jurisdiction to entertain. In
the course of considering whether the justices were immune from the suit, Griffith CJ said
(at 168):
In order to establish the jurisdiction of an inferior court it must be shown that the court
had cognisance of the subject matter of the action, both as to amount and kind, had
authority to call the defendant before it, and had authority to make an adjudication of
the kind it purported to make. If either of these three elements is wanting, the judgment
is ineffective and cannot be pleaded, even against the party who obtains it (
Briscoe v.
Stephens, 2 Bing., 213). A plaintiff executing the process of an inferior court in a matter
beyond its jurisdiction is liable to an action, whether he knew of the defect or not. And
judges and officers of the court are liable if they know of the defect (per Willis, J., in
Mayor of London v. Cox, L.R., 2 H.L, at p. 263).
In the case of a judge, the rule is
that he is not liable to an action for acting without jurisdiction unless he had
knowledge, or means of knowledge of which he ought to have availed himself, of
that which constitutes the defect of jurisdiction (Calder v. Halkett, 3 Moore, P.C.
28, 58). His liability depends, therefore, upon the facts as they appear to him when the
matter comes before him for adjudication, and not as they may afterwards be shown to
have existed.
But an erroneous, though honest, conclusion on a matter of law, on
which his jurisdiction over the subject matter, or his authority to make the order
which he makes, depends, will not protect him (Houlden v. Smith, 14 Q.B., 841;
Agnew v. Jobson, 47 L.J., M.C., 67).
(Emphasis added)
226
It is noteworthy that Griffith CJ considered that an inferior court judge may be liable for acting
without jurisdiction not only where the judge had no jurisdiction in respect of the “subject
matter of the action”, or authority to “call the defendant before it”, but also where the court did
not have the “authority to make an adjudication of the kind it purported to make”. Chief Justice
Griffith’s judgment was upheld by the Full Court.
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227
Both
Calder v Halket and
Houlden v Smith were also referred to with approval by the Full
Court of the Supreme Court of Victoria in
Wood v Fetherston (1901) 27 VLR 492. The
plaintiff in that case sued two justices of the peace in the Court of Petty Sessions at Prahran for
trespass. The justices had issued a warrant pursuant to which the plaintiff was ejected from his
residence. His furniture was also damaged in the process of the execution of the warrant. The
problem for the justices was that the giving of a valid notice of intention to recover possession
by the landlord was a condition precedent to their issue of the warrant. The notice of intention
given to the plaintiff was defective because it was served before the plaintiff’s tenancy was
terminated. The trial judge found that the justices acted bona fide and without malice. The
question reserved for the Full Court was whether the plaintiff was entitled to maintain her
action in trespass. The Full Court held that the justices had acted without jurisdiction and the
plaintiff could proceed with her action. The reasoning of Williams J (with whom Hood and
Holroyd JJ agreed) included the following (at 501-502):
The authorities to which we have been referred seem to show this principle – that if
justices have acted without jurisdiction, and they know the facts which, it is said, oust
their jurisdiction, or ought to know them – have the means of knowing them – then an
action of trespass may be successfully maintained against them.
Calder v. Halket is a
high authority for the proposition that where justices have acted without
jurisdiction, and know the facts or have the means of knowing them, then an
action of trespass will lie against them. The cases also of Houlden v. Smith and
Willis v. McLachlan show that where the facts are before the justices undisputed,
and where from these facts which are known and undisputed they come to an
erroneous conclusion of law which gives them jurisdiction, that this is no
protection and does not excuse them, and for that erroneous assumption of
jurisdiction, formed on a mistaken view of the law, they are liable to an action of
trespass. It appears to us that this is the case here. The justices here, on their own
record, recite the facts proved before them: Notice to quit dated 2nd June, and notice of
intention to apply and take proceedings under the Act dated 9th June; so that they show
not only the facts, but knowledge of the facts. The obvious inference is that the justices
came, upon these facts, to an erroneous conclusion in law – that is to say, they
apparently did not know the law that the notice to quit did not expire until midnight on
9th June 1900; and while in that state of ignorance of the law they gave themselves
jurisdiction to exercise this summary procedure under the
Landlord and Tenant
Statute, which they would not have had upon a right conclusion of law upon these
facts.
That being the state of things, it appears to us this action will lie. We therefore answer
the question thus: That the plaintiff is entitled to maintain this action of trespass.
It is a case of great importance, especially to justices of the peace, and shows the
necessity of looking more carefully into questions such as have arisen in this case than
the justices concerned have done. Presuming that they knew the law, if they had looked
into the dates of these notices which they recite in their warrant they would have seen
that the notice of intention to apply and proceed was premature, and could not have
been given under the Act until the tenancy had expired. If they did not know the law
that fact only shows the necessity for some care on their part in ascertaining the law.
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(Emphasis added; footnotes omitted)
228
In summary, Williams J accepted
Calder v Halket as “high authority” and followed and applied
Houlden v Smith, concluding that the justices were liable for trespass because they made a
mistake of law and wrongly concluded that they had jurisdiction to issue the warrant in
question. It should perhaps be noted that there was no question that the justices had jurisdiction
to entertain the application for the warrant. The problem was that they erroneously concluded
that a condition precedent to the issue of a warrant had been met.
229
The judgment in
Houlden v Smith was also cited with apparent approval by Davidson J in the
Supreme Court of New South Wales in
Ward v Murphy (1937) 38 SR (NSW) 85 as authority
for the proposition that an inferior court judge cannot rely on judicial immunity in defence to
an action for false imprisonment where the judge, acting on a mistaken view of the law, makes
an order which the judge had no jurisdiction to make and which resulted in the imprisonment
of the plaintiff. His Honour said that “[i]n the case of the [inferior court] judge, ignorance of
the law is no excuse, if he was not misled and knew the facts which, in law, would show that
there was no jurisdiction” (at [94]).
230
The next case worthy of consideration is the judgment of the Scottish Court of Session in
M’Creadie v Thomson 1907 SC 1176. This case is of particular importance because it follows
and applies
Groome v Forrester and affirms that an inferior court judge is not immune from
suit, and may be personally liable, not only where the judge purports to exercise jurisdiction in
a matter which he or she had no jurisdiction to entertain, but also where the judge makes an
order or imposes a sentence that he or she is not authorised or empowered to make or impose
in the circumstances having regard to the terms of the enactment.
231
The facts in
M’Creadie v Thomson were that the plaintiff was brought before a magistrate in a
police court on charge that she used indecent language to the annoyance of a police constable.
The relevant enactment provided that the penalty for that offence was a fine and that, if that
fine was not paid, the offender could be imprisoned for up to one month until the fine was paid.
The plaintiff pleaded guilty and the magistrate sentenced her to imprisonment for 14 days
without first imposing any fine. The plaintiff brought an action for damages against the
magistrate. The court rejected the magistrate’s plea that the action was incompetent.
232
Delivering the judgment of the court, the Lord Justice-Clerk accepted that an immunity
attached to inferior court judges and magistrates “when sitting in judgment”, but held that the
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immunity was limited, or may be lost in certain circumstances. His Lordship reasoned as
follows (at 1183-1184):
But while this is so, it is a totally different question whether a Magistrate who when
sitting as such does official acts which he has no power to do under a statute in
accordance with which he is bound to act, and which judicial acts have the effect of
restraining the liberty of the subject, and subjecting him to penalty in his person, is
immune from civil consequences for the wrong he has done. I do not think that this has
ever been held, and the opposite has been held in many cases. Where a Magistrate,
professing to sit as such, and dealing with a case which he has no jurisdiction to deal
with at all, commits what is an undoubted wrong upon a citizen, both by principle and
practice he is held liable for the wrong done.
If that is so, can it be said that a
Magistrate who has before him a case which he can competently try under an Act
of Parliament on which the complaint is founded, and who, instead of dealing with
the case as it is before him, and on conviction awarding such punishment as the
Act prescribes and allows, proceeds knowingly to pronounce a sentence which is
not competent under the Act of Parliament, and thereby sends a person to prison
contrary to the Act of Parliament, — I say, can it be said that he is in any more
favourable position than a Magistrate trying a case in circumstances where he
has no jurisdiction? In the one case his sentence is illegal, because he has no
complaint before him on which he can pronounce a sentence at all. In the other
he has a complaint before him, on which he cannot pronounce the sentence which
he does pronounce. The wrong is as great in the latter case as in the former. For
as well might he have no jurisdiction at all as step outside the jurisdiction which he
does possess, to do something which he could not do if he held himself within the
limits prescribed to him by the law under which he was called to exercise his
jurisdiction. The case of
Groome v. Forrester, decided in England, is a forcible
illustration of the fact that
there may be liability in a Magistrate, not merely for
acting without jurisdiction, but for doing an act in excess of the jurisdiction he
was called upon to exercise. In that case, as here, the Magistrate could have
pronounced an effective judgment, under which incarceration might have taken place.
The mistake was made that while the thing complained of was that an overseer had
refused to obey an order of Court by delivering up a certain book, he was committed
till he should have delivered up “all and every, the books,” &c. In that case, the
Magistrates were held liable in damages for “a clear excess of jurisdiction”.
(Emphasis added)
233
It should be noted that in this passage, the Lord Justice-Clerk held, among other things, that an
inferior court judge or magistrate may be liable where he or she “proceeds knowingly to
pronounce a sentence which is not competent” under the relevant enactment. In
In re McC, a
decision that will be addressed in more detail later in these reasons, the House of Lords
approved the judgment and reasoning of the court in
M’Creadie v Thomson, save for the word
“knowingly” in that sentence. Their Lordships could “not see how ignorance of the terms of
the statute regulating their powers of sentence in any particular case could afford justices any
defence” (at 1 AC 548-549 per Lord Bridge).
234
As noted earlier, the importance of the judgment in
M’Creadie v Thomson is that it is clear
authority for the proposition that an inferior court judge or magistrate may be liable “not merely
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for acting without jurisdiction, but for doing an act in excess of the jurisdiction he was called
upon to exercise”.
235
Further support for that proposition may be found in the judgment in
O’Connor v Isaacs [1956]
2 QB 288; 2 All ER 417.
236
In
O’Connor v Isaacs, the plaintiff’s wife took out a summons under a particular enactment
alleging that the plaintiff had been guilty of persistent cruelty and seeking, on that basis, a
separation and maintenance order. At the hearing of the summons, the magistrates made an
order that the plaintiff pay his wife maintenance, even though the allegation of persistent
cruelty had not been proved. The plaintiff fell into arrears in paying the maintenance and as a
result was imprisoned. The plaintiff commenced proceedings against the magistrates who
made the maintenance order seeking damages for false imprisonment. While that action
ultimately failed because of a limitation issue, it is readily apparent that, but for that issue, the
action would have succeeded.
237
It was conceded before the trial judge, Diplock J, that the magistrates had no jurisdiction to
make the maintenance order because a finding that the plaintiff was guilty of a matrimonial
offence (relevantly, that he was guilty of persistent cruelty) was a condition precedent to their
making of that order. It appeared to be accepted that the magistrates had made a bona fide
mistake of law in that regard. In addressing the question whether the magistrates could be held
personally liable in respect of the plaintiff’s imprisonment, that imprisonment having flowed
from the making of the maintenance order, Diplock J referred, with apparent approval, to
Houlden v Smith, and continued (at 2 QB 304):
The law, therefore, appears to me to be clear that where a magistrate or any judge of
an inferior court assumes jurisdiction where he has no jurisdiction as a result of a
mistake of law, he is liable in trespass for acts done as a result of that erroneous
assumption of jurisdiction, and if his mistake of law appears upon the face of the record
itself, the setting aside of the order is not a condition precedent to the action at common
law. In the present case it appears upon the face of the record that the magistrates made
the order without jurisdiction.
238
It should be emphasised that it is clear that the magistrates had jurisdiction to entertain the
summons. If they had made a finding concerning the alleged matrimonial offence, they would
also plainly have had jurisdiction to make the maintenance order in question. Their error of
law, it appears, was to proceed on the basis that they could make the order without first making
a finding concerning the alleged matrimonial offence.
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239
An appeal from Diplock J’s judgment was dismissed, though not surprisingly the appeal
focussed on the limitation issue.
240
The decisions in
Calder v Halket,
Houlden v Smith and
O’Connor v Isaacs were referred to,
albeit fairly fleetingly, in the judgment of Crisp J in the Supreme Court of Tasmania in
Gerard
v Hope [1965] Tas SR 15. The plaintiff in that case was convicted in a court of petty sessions
of failing to lodge a tax return. That conviction was entered in the plaintiff’s absence as he had
not been personally served. The magistrate imposed a fine in respect of the conviction.
Importantly, the magistrate did not order that the plaintiff be imprisoned if he failed to pay the
fine, or make any order of committal. It would appear, however, that a clerk informally and
incorrectly endorsed the court file with a note suggesting that the plaintiff be imprisoned for
14 days if he defaulted in paying the fine. At about this point in time, the plaintiff became
aware of the proceedings. He contacted the Taxation Department and made appropriate
arrangements in respect of his tax affairs. The Taxation Department wrote to the court and
requested a stay of the proceedings against the plaintiff, however that letter was mislaid by the
court. When the fine remained unpaid after the time for payment expired, the clerk who had
entered the incorrect endorsement on the court file, purporting to act as a justice of the peace,
issued a warrant of commitment in respect of the unpaid fine. The plaintiff was subsequently
arrested and gaoled pursuant to the warrant. He subsequently sued the justice of the peace, the
constable who arrested him and the controller of prisons for false imprisonment. They were
all held liable.
241
The decision of Crisp J in respect of the liability of the constable and the gaoler will be
discussed in more detail later. As for the justice of the peace, he endeavoured to defend the
action by arguing that there were various statutory sources of jurisdiction which supported his
issuing of the warrant. Those arguments all failed. While some of Crisp J’s reasoning is, with
respect, somewhat difficult to follow, it would appear that all of the defences advanced by the
justice, both at common law and under statute, ultimately failed because his Honour found that
the issuing of the warrant was “wholly beyond the jurisdiction of the justice” (at 53). Indeed,
this was a case in which it would appear that the justice did not have “jurisdiction in respect of
the subject matter” (at 62).
242
The next judgment which is necessary to consider is the judgment of the House of Lords in
In
re McC. This is a case of particular importance.
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243
The facts in
In re McC were fairly straightforward. The respondent, a juvenile, was charged
with various offences. He appeared unrepresented before the appellants, the resident
magistrate and two lay justices, in the Belfast Juvenile Court. He pleaded guilty and the
appellants made an order which amounted to a sentence of detention. An enactment in
Northern Ireland provided that, relevantly, a magistrates’ court could not pass a sentence of
detention on an offender who was unrepresented and had not previously been sentenced to that
punishment unless the offender either applied for legal aid, or having been informed of his right
to apply for legal aid, refused or failed to apply. The Divisional Court in Northern Ireland
(Queen’s Bench Division) subsequently quashed the detention order on the basis that it was
not lawfully made because the respondent had not been informed of his right to apply for legal
aid. The respondent commenced an action for damages for false imprisonment against the
appellants.
244
The question of law that was ultimately considered by the House of Lords was whether the
action for false imprisonment could proceed against the appellants. That question in turn
depended on whether the action was precluded by s 15 of the
Magistrates’ Courts (Northern
Ireland) Act 1964 (NI) (
Magistrates’ Court Act), which provided:
No action shall succeed against any person by reason of any matter arising in the
execution or purported execution of his office of resident magistrate or justice of the
peace, unless the court before which the action is brought is satisfied that he acted
without jurisdiction or in excess of jurisdiction.
(Emphasis added)
245
Without getting into the complexities of the matter, it was broadly accepted that s 15 of the
Magistrates’ Court Act gave statutory force to, and operated in much the same way as, the “old
common law rule that justices were civilly liable for actionable wrongs suffered by citizens
pursuant to orders made without jurisdiction” (see 1 AC 541F per Lord Bridge). The critical
question was whether the detention order made by the appellants was made “without
jurisdiction or in excess of jurisdiction”.
246
The House of Lords held that the action could proceed because the appellants had acted without
or in excess of jurisdiction.
247
The lead judgment was delivered by Lord Bridge. The other members of the House of Lords
relevantly agreed with Lord Bridge’s reasons, though Lord Templeman provided some
additional reasons. In considering the meaning of the words “without jurisdiction or in excess
of jurisdiction” in s 15 of the Magistrates’ Court Act, Lord Bridge noted the “many different
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shades of meaning” that the word “jurisdiction” has depending on the context in which it was
used (at 1 AC 536B-C). His Lordship eschewed reliance on the “innumerable certiorari cases”
in construing the expression “without or in excess of jurisdiction” and said that a “safer guide”
was the “few cases since 1848 where persons exercising a limited jurisdiction have been held
liable in damages for consequences flowing from a purported exercise of the jurisdiction held
to be beyond the relevant limit” (at 1 AC 544F).
248
Lord Bridge then considered a number of cases, including
Houlden v Smith, in which damages
had been awarded against inferior court judges or magistrates in circumstances where the judge
or magistrate had no “jurisdiction of the cause” (at 1 AC 546A). His Lordship then said (at 1
AC 546E-547B):
But once justices have duly entered upon the summary trial of a matter within their
jurisdiction, only something quite exceptional occurring in the course of their
proceeding to a determination can oust their jurisdiction so as to deprive them of
protection from civil liability for a subsequent trespass. As
Johnston v. Meldon, 30
L.R.Ir. 15 shows, an error (whether of law or fact) in deciding a collateral issue on
which jurisdiction depends will not do so. Nor will the absence of any evidence to
support a conviction:
Rex (Martin) v. Mahony [1910] 2 I.R. 695;
Rex v. Nat Bell
Liquors Ltd. [1922] 2 A.C. 128. It is clear, in my opinion, that no error of law
committed in reaching a finding of guilt would suffice, even if it arose from a
misconstruction of the particular legislative provision to be applied, so that it could be
said that the justices had asked themselves the wrong question. I take this view
because, as I have intimated earlier, I do not believe that the novel test of excess of
jurisdiction which emerges from the
Anisminic case [1969] 2 A.C. 147, however
valuable it may be in ensuring that the supervisory jurisdiction of the superior courts
over inferior tribunals is effective to secure compliance with the law and is not lightly
to be ousted by statute, has any application whatever to the construction of section 15
of the Northern Ireland Act of 1964 or section 45 of the Act of 1979.
Justices would, of course, be acting “without jurisdiction or in excess of jurisdiction”
within the meaning of section 15 if, in the course of hearing a case within their
jurisdiction they were guilty of some gross and obvious irregularity of procedure, as
for example if one justice absented himself for part of the hearing and relied on another
to tell him what had happened during his absence, or of the rules of natural justice, as
for example if the justices refused to allow the defendant to give evidence. But I would
leave for determination if and when they arise other more subtle cases one might
imagine in which it could successfully be contended in judicial review proceedings
that a conviction was vitiated on some narrow technical ground involving a procedural
irregularity or even a breach of the rules of natural justice. Such convictions, if
followed by a potential trespass to person or goods would not, in my opinion,
necessarily expose the justices to liability in damages.
249
The following propositions flow from this passage. First, justices can lose their protection
from civil liability for trespass even in cases where they have jurisdiction of the cause, or
subject-matter jurisdiction. Second, in such cases, something “quite exceptional” must occur
to deprive the justice of their protection. Third, justices would be acting “without jurisdiction
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or in excess of jurisdiction” if in the course of the proceeding they were “guilty of some gross
and obvious irregularity of procedure”.
250
Lord Bridge noted (at 1 AC 547C-D) that there was no question that the appellants had
jurisdiction to entertain the proceedings against the respondent. His Lordship then considered
a number of cases where inferior court judges or magistrates who had jurisdiction of the cause
had nevertheless been found to be liable for damages for trespass or false imprisonment on the
basis that they had acted in excess of jurisdiction. The cases considered by Lord Bridge, with
apparent approval, in that context included
Groome v Forrester,
M’Creadie v Thomson and
O’Connor v Issacs. Lord Bridge concluded that those cases established the “the clear principle
that justices, though they have ‘jurisdiction of the cause’ and conduct the trial impeccably, may
nevertheless be liable in damages on the ground of acting in excess of jurisdiction if their
conviction of the defendant before them or other determination of the complaint against him
does not provide a proper foundation in law for the sentence imposed on him or order made
against him and in pursuance of the sentence or order he is imprisoned or his goods are seized”
(at 1 AC 549C-D).
251
Lord Bridge concluded that, despite having had jurisdiction of the cause, the appellants
nevertheless had acted without jurisdiction, or in excess of jurisdiction, because the statutory
precondition to the imposition of the detention order (informing the respondent of his right to
apply for legal aid) was essential to support the appellants’ jurisdiction to impose the detention
order.
252
As noted earlier, the other members of the House of Lords, including Lord Templeman, agreed
with Lord Bridge’s reasons, though Lord Templeman gave some additional reasons. His
Lordship reviewed the authorities, including
Marshalsea, Gwinne v Poole,
Groome v
Forrester,
Calder v Halket,
Houlden v Smith,
M’Creadie v Thomson, and
O’Connor v Issacs
and expressed the following opinion (at 1 AC 558D-G):
In my opinion the authorities disclose that a magistrate is not liable in damages for the
consequences of an unlawful sentence passed by him in his judicial capacity in a
properly constituted and convened court if he has power to try the offence and the
offender, duly convicts the offender of the offence and imposes a sentence which he
has power to impose for the offence and on the offender. If the magistrate fails to
convict the offender of the offence or if he imposes a sentence which he has no power
to impose on the offender for the offence he acts without jurisdiction and if the sentence
results in imprisonment, is liable to the accused in a civil action for damages for false
imprisonment.
If in the course of a trial which a magistrate is empowered to undertake, the magistrate
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misbehaves or does not accord the accused a fair trial, or is guilty of some other breach
of the principles of natural justice or reaches a result which is vitiated by any error of
fact or law, the decision may be quashed but the magistrate acting as such acts within
jurisdiction. Similarly if the magistrate after a lawful trial imposes a sentence which
he is authorised to impose on the defendant for the offence, but follows a procedure
which is irregular, the sentence may be quashed but the magistrate acts within
jurisdiction.
253
While Lord Templeman also agreed with Lord Bridge’s reasons, his Lordship’s separate
reasons might appear, at least at first blush, to be slightly narrower than Lord Bridge’s. That
is because his Lordship expressed the opinion that a magistrate who “misbehaves or does not
accord the accused a fair trial, or is guilty of some other breach of the principles of natural
justice” nevertheless relevantly acts within jurisdiction. It is, however, possible to reconcile
that opinion with Lord Bridge’s reasons because Lord Bridge’s opinion was that only “gross
and obvious” irregularities of procedure or breaches of the rules of justice would support a
conclusion that a magistrate had acted without or in excess of jurisdiction. In any event, as all
of the other members of the House of Lords agreed with Lord Bridge’s reasons, his opinion
reflects the majority position.
254
The decision in
In re McC is highly persuasive authority in relation to the metes and bounds of
the judicial immunity available to inferior court judges, including in Australia. While strictly
speaking the case may have involved the construction of a form of statutory immunity, it is
clear that the House of Lords effectively proceeded on the basis that the statutory immunity in
question reflected the position at common law. It was on that basis that the common law
authorities were closely considered and analysed. I was not taken to any case, in England or
Australia, which doubted Lord Bridge’s careful analysis of the authorities and his Lordship’s
conclusion concerning the scope of an inferior court judge’s immunity.
255
There is another aspect of
In re McC that is of some importance. That is whether the distinction
between superior and inferior courts in respect of judicial immunity continues to apply. That
issue is considered separately later in these reasons.
256
The decision in
In re McC was followed and applied by the High Court of England and Wales
in
R v Manchester City Magistrates’ Court; Ex parte Davies [1988] 1 WLR 667; 1 All ER
930. In that case, a rating authority issued a distress warrant to the applicant in respect of
outstanding rates and, upon non-payment, applied for a warrant of committal in the Manchester
City Magistrates’ Court. The relevant legislation provided that, before issuing a warrant of
committal, it was necessary for the court to be satisfied that the applicant’s failure to pay the
rates was due to culpable neglect. The magistrates issued a warrant of committal and the
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applicant was imprisoned. That decision was subsequently quashed on the basis that, while the
magistrates’ were of the opinion that the applicant was guilty of culpable neglect in failing to
follow his accountant’s advice, they had no regard to the necessity of it being established that
the applicant’s failure to pay the rates was due to that culpable neglect. The applicant claimed
damages from the magistrates. The main question for the court was whether the magistrates
had exceeded their jurisdiction.
257
Justice Simon Brown considered and applied the decision in
In re McC and concluded as
follows (at 1 AC 673A-B):
Although I would not go so far as to characterise the insufficiency of the justices’
inquiry here as a gross and obvious irregularity, I believe it right to equate the justices’
plain failure to address themselves to the question whether or not the applicant’s failure
was ‘due … to his culpable neglect’ within the plain meaning of [the relevant
enactment] with the justices’ failure in
In re McC. to satisfy the requirements of the
Irish order.
258
It can be seen that Simon Brown J picked up and applied Lord Bridge’s formulation of one of
the categories of cases in which an inferior court justice loses judicial immunity. His Honour’s
decision was affirmed on appeal:
R v Manchester City Magistrates’ Court Ex parte Davies
[1988] 3 WLR 1357; [1989] 1 All ER 90. Lord Justice O’Connor concluded that the need to
find that the applicant’s non-payment of the rates was due to culpable neglect was “a statutory
condition precedent to the imposition of a sentence of imprisonment and its fulfilment [was]
essential to support the justices’ jurisdiction to impose it” (at 3 WLR 1363). Similarly, Neill
LJ held that a “statutory condition precedent to the exercise by the justices of their power to
issue a warrant under [the relevant enactment] was not satisfied” and that the justices’ failure
to examine whether the applicant’s non-payment of the rates was due to culpable neglect was
not “merely a procedural irregularity” (at 3 WLR 1367).
259
Mr Stradford identified a number of other cases where magistrates or inferior court judges had
been held liable for actions in trespass, false imprisonment or similar torts in circumstances
where they had made orders, or issued warrants in good faith (or at least without malice) but
without or in excess of their jurisdiction. Those cases included:
Scavage v Tateham (1600) Cro
Eliz 829; 78 ER 1056;
Smith v Bouchier (1734) 2 Str 993; 93 ER 989;
Davis v Capper (1829)
10 B & C 28; 109 ER 362;
Lindsay v Leigh (1848) 11 QB 455; 116 ER 547;
Willis v Maclachlan
(1876) 1 Ex D 376;
Agnew v Jobson (1877) 13 Cox CC 625 and
Polley v Fordham (No 2)
(1904) 91 LT 525. It is, in light of the preceding discussion, unnecessary to give any detailed
consideration to any of these cases. It suffices to note that they provide further support for the
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proposition that at common law, an inferior court judge who makes an order, or issues a
warrant, in circumstances where they did not have jurisdiction to do so, is not protected from
suit by judicial immunity, except where they did not know, or have the means of knowing, the
facts which deprived them of their jurisdiction.
260
Mr Stradford also relied on the decision of Owen J in the Supreme Court of New South Wales
in
Ex parte Taylor; Re Butler (1924) 41 WN (NSW) 81. In that case a personal costs order
was made against a magistrate because the magistrate denied a party procedural fairness and
“disregarded his judicial position” (at 84). That case, however, does not greatly assist in
resolving the issue in the present case. The reasoning of Owen J does not specifically address
the principles concerning judicial immunity.
Cases relied on by the Judge concerning the notion of jurisdiction in the context of judicial
immunity
261
In his submissions, the Judge was somewhat dismissive of many of the authorities concerning
the judicial immunity available to inferior court judges. Indeed, he contended that the common
law in respect of that issue was “deeply unsatisfactory”. He submitted that the law had evolved
and changed since many of the older cases had been decided. He relied on what he called the
“modern case law” on the notion of “jurisdiction” in the context of judicial immunity. He
contended, in essence, that the modern case law established that the meaning of “jurisdiction”
in the context of judicial immunity, including the immunity that attaches to inferior court
judges, meant “subject matter jurisdiction”. That, in his submission, meant that so long as a
judge had jurisdiction in respect of the subject-matter of the case, the judge was immune from
any damages suit irrespective of the nature or character of any errors made by the judge in the
exercise of that jurisdiction. As will be seen, however, all but one of the cases relied on by the
Judge in that regard were cases that concerned the judicial immunity attaching to superior court
judges.
262
The main cases relied on by the Judge were:
Sirros v Moore;
Nakhla v McCarthy [1978] 1
NZLR 291;
Moll v Butler;
Rajski v Powell (1987) 11 NSWLR 522;
Gallo v Dawson (1988) 63
ALJR 121; (1988) 82 ALR 401; and
Fingleton v The Queen (2005) 227 CLR 166; [2005] HCA
34.
263
Sirros v Moore is a confusing case and has been subject to criticism. The facts were that the
plaintiff, a citizen of Turkey, was convicted of an offence and fined by a magistrate. The
magistrate also made a recommendation to the Home Secretary that the plaintiff be deported,
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though he ordered that the plaintiff should not be detained pending the Home Secretary’s
decision. The plaintiff appealed to the Crown Court. A judge in the Crown Court dismissed
the appeal. As the plaintiff was leaving the Court, the judge directed a police officer to detain
the plaintiff and subsequently refused him bail. A writ of habeas corpus was subsequently
issued on the basis that the judge had been functus officio when he ordered the plaintiff to be
detained. The plaintiff subsequently filed a writ claiming damages for assault and false
imprisonment. That writ was struck out. The question for the Court of Appeal was whether
the judge was immune from suit. The Court held that the judge was immune from suit, though
each of the judges gave somewhat different reasons.
264
Lord Denning MR proceeded on the basis that the Crown Court was a superior court and that
a judge of a superior court “is not liable for anything done by him while he is ‘acting as a
judge’” and “is protected when he is acting in the bona fide exercise of his office and under the
belief that he has jurisdiction, though he may be mistaken in that belief” (at 1 QB 135C-D).
His Lordship held that, while the judge had no jurisdiction to detain the plaintiff, “he acted
judicially and for that reason no action will lie against him” (at 1 QB 137B).
265
In obiter dicta relied on by the Judge in his submissions, Lord Denning MR distinguished
between the liability of a judge in respect of acts within jurisdiction and acts done outside his
jurisdiction. In the case of the former, Lord Denning MR maintained that it had been accepted
that “no action is maintainable against a judge for anything said or done by him in the exercise
of a jurisdiction which belongs to him” (at 1 QB 132D). In the case of the latter, his Lordship
recognised that “in the old days … there was a sharp distinction between the inferior courts
and the superior courts” (at 1 QB 136A). In relation to inferior courts, according to
Lord Denning MR, it had been “established for centuries that a judge of an inferior court was
only immune from liability when he was exercising – albeit wrongly – a jurisdiction which
belonged to him” and that the immunity “did not exist when he went outside that jurisdiction”
(at 1 QB 133B). Lord Denning MR also asserted that the reason for the distinction between
inferior and superior courts in respect of judicial immunity “is no longer valid” and that “as a
matter of principle the judges of superior courts have no greater claim to immunity than the
judge of the lower courts” (at 1 QB 136A-B).
266
Lord Denning MR’s suggestion that the distinction between superior and inferior courts in
respect of judicial immunity should no longer apply is discussed in more detail later. It suffices
to say that it was subsequently rebuffed by the House of Lords in
In re McC. Indeed, the House
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of Lords in
In re McC did not embrace any of Lord Denning MR’s reasoning. Lord Bridge
supported the decision in
Sirros v Moore on the very narrow ground expressed in the judgment
of Buckley LJ.
267
Perhaps more importantly, Lord Denning MR’s reasoning has also been criticised as wavering
“confusingly between different senses of the expression ‘jurisdiction’” and as arguably stating
the immunity “more narrowly than in former times”:
Wentworth v Wentworth at [260]
(Heydon JA). I respectfully agree with those criticisms. Lord Denning MR’s short summation
of the immunity attaching to inferior court judges is difficult, if not impossible, to reconcile
with the authorities discussed in detail earlier in these reasons.
268
Lord Justice Buckley proceeded on the basis that, in exercising its appellant jurisdiction, the
Crown Court was an inferior court. His Lordship concluded, in effect, that the judge in the
Crown Court had the power to determine whether the plaintiff should or should not be detained
in custody consequent on hearing the appeal, that he was therefore acting within jurisdiction
and that, while he adopted an erroneous course of procedure, that was an error of practice, not
jurisdiction (at 1 QB 143E-144F).
269
Lord Justice Ormrod, like Lord Denning MR, appeared to proceed on the basis that the Crown
Court was a superior court. His Lordship recognised that there was a dichotomy in the common
law concerning judicial immunity in superior and inferior courts. That dichotomy was that a
“judge of a superior court was not answerable for anything said or done by him when acting in
a judicial capacity” whereas a “judge of an inferior court was personally liable if he acted
outside his jurisdiction” (at 1 QB 148F). Like Lord Denning MR, however, Ormrod LJ was of
the view that the “old rules should be modified”, that judges of inferior courts should be given
“enhanced protection” and that the formulation of that protection that should be adopted was
that a judge be protected where he “makes an order, in the bona fide exercise of his office, and
under the belief of his having jurisdiction, though he may not have any” (at 1 QB 149G).
270
The Judge’s submission concerning the meaning of “jurisdiction” in this context finds some
support in some of Ormrod LJ’s reasons. His Lordship expressed the view that the word
“jurisdiction” in this context is used in the “strict sense” and that “a judge of an inferior court
acts outside his jurisdiction when he exceeds the limits imposed on his court; but not when,
having jurisdiction over the subject-matter, he assumes a power which has not been given to
him” (at 1 QB 150C-D). It followed, according to Ormrod LJ, that if the Crown Court was to
be classified as an inferior court, the plaintiff was subject to its jurisdiction, the court had the
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power, or jurisdiction, to cause the plaintiff to be lawfully detained and the order that was made
was only invalid because “appropriate steps had not been taken” (at 1 QB 150G).
271
I have, with respect, considerable difficulty reconciling Ormrod LJ’s views concerning the
meaning of jurisdiction in this context with the authorities considered in detail earlier in these
reasons, including
In re McC. The House of Lords in
In re McC certainly did not embrace or
approve Ormrod LJ’s reasoning in
Sirros v Moore.
272
Overall, I do not consider that the dicta in
Sirros v Moore concerning the principles applicable
to the immunity of inferior court judges to be of much assistance. I certainly do not consider
it to be persuasive, particularly in light of the decision in
In re McC.
273
I should note in that context, however, that the reasoning of Lord Denning MR was followed
by Wood J in
Moll v Butler, a case referred to earlier in these reasons in the context of the
Family Court’s powers in respect of contempt. It concerned the immunity of a judge of the
Family Court, a superior court. It is also clear that Wood J only followed Lord Denning MR’s
reasoning insofar as it related to the position of superior court judges. That is apparent from
the passage in Wood J’s judgment where his Honour accepted that the House of Lords in
In re
McC had doubted the reasoning in
Sirros v Moore insofar as it equated the position of inferior
and superior courts, but noted that “there is nothing in their Lordships’ speeches [in
In re McC]
providing any support for the proposition that the immunity of judges of superior courts is less
than was stated by the majority in
Sirros” (at 243F-G).
274
The Judge also placed considerable reliance on the judgment of the New Zealand Court of
Appeal in
Nakhla v McCarthy.
Nakhla v McCarthy involved an action against the President of
the New Zealand Court of Appeal for damages for “abuse of legal process”. It therefore
concerned the immunity of superior court judges, not inferior court judges.
275
The rather unusual facts of the case were that the plaintiff appealed against his conviction for
an offence. One of his grounds of appeal challenged the trial judge’s directions of law
concerning the elements of the offence. The Court of Appeal’s judgment dismissing the appeal
was handed down by the President. The written judgment made no reference to the ground of
appeal concerning the trial judge’s direction. The President subsequently explained that a page
of the judgment which dealt with that ground of appeal had been omitted from the published
judgment as a result of an administrative error. The plaintiff nevertheless commenced an action
against the President alleging that in failing to adjudicate on that ground the President had acted
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without jurisdiction. The plaintiff’s statement of claim was struck out and he appealed to the
Court of Appeal.
276
The Court of Appeal upheld the striking out of the statement of claim on the basis that, contrary
to the plaintiff’s central allegation, the President acted within his jurisdiction. In the course of
so doing, Woodhouse J, who delivered the judgment of the Court, dealt with the principle of
judicial immunity. In his submissions, the Judge relied in particular on the following passage
from the judgment of Woodhouse J (at 300):
So far as we are able to understand his case the plaintiff accepts the age-old principle
that whatever the rank of a judge, whether his court is a superior court or a court of
limited jurisdiction, his exemption from civil liability is absolute in respect of all of his
acts done within the jurisdiction that belongs to him. The plaintiff’s counsel referred
us to numerous cases all of which accept that principle without qualification although
there are variations in nuance or approach in the case of a judge who should act outside
his jurisdiction. But for the moment we are concerned only with acts done within
jurisdiction and, as we say, counsel appear to be agreed that here the immunity is
absolute.
277
Justice Woodhouse went on to express the view that the court was “in no doubt that when the
principle of judicial immunity is discussed in the cases in relation to acts done within the
jurisdiction of the judge that word must be regarded as referable to the broad and general
authority conferred upon his court and upon himself to hear and to determine issues between
individuals or between individuals and the Crown” (at 301).
278
A number of points should be made in respect of that statement.
279
First, as has already been noted, the case before the court concerned judicial immunity of a
superior, not inferior, court judge.
280
Second, while Woodhouse J referred to what had been discussed in the cases in relation to acts
done within jurisdiction, his Honour referred to only three cases. The first was
Calder v Halket
which was a case, as the discussion earlier in these reasons makes clear, which concerned acts
done by an inferior court judge who had no jurisdiction over the plaintiff because the court
only had jurisdiction over persons of Indian nationality and the plaintiff was a British-born
subject. The second case was the case of
Garthwaite v Garthwaite [1964] P 356; 2 All ER
233, a case which was not at all concerned with the principle of judicial immunity. The third
case was
Sirros v Moore, a case primarily concerned with judicial immunity of superior court
justices. For the reasons already given, the dicta in
Sirros v Moore concerning immunity of
inferior court judges is somewhat questionable and has been criticised in later cases.
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281
Importantly, there is no indication that the court in
Nakhla v McCarthy was taken to the
authorities concerning the immunity of inferior court judges, such as
Groome v Forrester,
M’Creadie v Thomson and
O’Connor v Issacs, which establish that an inferior court judge may
not be immune from suit, despite having had “jurisdiction of the cause”, if the judge acts in
excess of jurisdiction.
282
In all the circumstances, to the extent that the observations made by Woodhouse J in
Nakhla v
McCarthy concerned the immunity of inferior court judges, those observations should be
viewed with considerable caution and, with respect, given limited weight.
283
In his submissions, the Judge relied on the fact that the decision in
Nakhla v McCarthy has
been referred to with approval in a number of Australian cases. It is, however, clear upon
analysis that those cases all concerned the immunity of superior court judges, or the statutory
immunity of judges in terms which reflected the immunity of superior court judge.
284
The first of the Australian cases relied on by the Judge was
Moll v Butler. As noted earlier,
Moll v Butler was a case, like
Nakhla v McCarthy itself, which concerned the immunity of a
superior court judge. Justice Wood’s acceptance of the approach taken in
Nakhla v McCarthy
must be considered in that context.
285
The next case relied on by the Judge was
Rajski v Powell. That case concerned an action
commenced by a rather notorious self-represented litigant, Mr Leszek
Rajski, against a judge
of the Supreme Court of New South Wales for damages caused by allegedly unlawful acts by
the judge. Mr Rajski’s summons was struck out by the Court of Appeal. The case therefore,
again, concerned the immunity of a superior court judge. It is also abundantly clear that the
reasoning of both Kirby P (as he then was) and Priestley JA (with whom Hope JA agreed)
applied the principles applicable to superior court judges. President Kirby’s reference, with
apparent approval, to
Nakhla v McCarthy, should be understood in that context. President
Kirby had also earlier referred to the distinction that had been drawn between the immunity of
superior and inferior judges. While his Honour noted that the distinction had been criticised,
he did not hold that the distinction had been, or should be regarded as having been, abolished
(see 528G-529A).
286
Rajski v Powell was cited in
Re East; Ex parte Nguyen (1998) 196 CLR 354; [1998] HCA 73
at [30], however that was an administrative law case which did not directly concern judicial
immunity.
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287
Gallo v Dawson was another case in which an unrepresented applicant sought damages against
a superior court judge, this time a justice of the High Court of Australia. The plaintiff alleged
that, since his appointment to the High Court, the defendant had “shown noticeable
discrimination against the plaintiff in cases in which she has been involved and that he has
failed in his duty as a Justice” (at 63 ALJR 121). Perhaps not surprisingly, the action was
summarily dismissed. Justice Wilson noted that there was no suggestion that the defendant
lacked jurisdiction to perform the acts alleged. His Honour cited
Nakhla v McCarthy in support
of the proposition that “jurisdiction” in that context meant “the broad and general authority …
to hear and determine a matter” (at 63 ALJR 122) and cited
Sirros v Moore in support of the
proposition that “no action is maintainable against a judge for anything said or done by him in
the exercise of a jurisdiction which belongs to him” (at 63 ALJR 122). Not surprisingly, given
the nature of the case, Wilson J did not suggest that those principles applied in the case of an
inferior court judge.
288
The judgment of the Court of Appeal in
Yeldham v Rajski (1989) 18 NSWLR 48 likewise does
not advance matters any further. In this case, Mr Rajski charged, by summons, a judge of the
Supreme Court of New South Wales with contempt. Mr Rajski alleged that, in refusing him
leave to prosecute a third party for perjury, the judge had made defamatory statements which
were unsupported by evidence. The Court of Appeal, again perhaps not unsurprisingly,
dismissed Mr Rajski’s summons because, among other things, the judge, a superior court judge,
was immune from civil proceedings in respect of his judicial acts. President Kirby cited
Nakhla
v McCarthy, along with other cases concerning superior court judges, in support of the rather
anodyne statement that the usual context in which judicial immunity is raised is in cases where
a plaintiff brings a claim against a judge for a civil wrong (at 58). Justice Hope, with whom
Priestley JA agreed, held that the judge had jurisdiction to hear the application for leave to
prosecute and cited the statement by Wilson J in
Gallo v Dawson, in which his Honour cited
Nakhla v McCarthy, concerning the meaning of “jurisdiction” in that context. There was no
consideration of the applicable principles in respect of judicial immunity of inferior court
judges.
289
The decision in
Wentworth v Wentworth, a case referred to earlier in these reasons, was also
relied on by the Judge. It is a complex case which requires careful analysis. It raised a number
of issues, however the issue of relevance to this case was whether a taxing officer of the
Supreme Court of New South Wales, who occupied the position of a Deputy Registrar, was
protected by judicial immunity from a personal costs order. A determination made by the
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taxing officer had been set aside on the basis of apprehended bias. The primary judge found
that the taxing officer had the same protection as a superior court judge and did not fall outside
that immunity because he had not deliberately acted beyond power and there had been no
finding of actual bias.
290
On appeal, Fitzgerald JA proceeded on the basis that, when a taxing officer carried out a judicial
function of the Supreme Court, he or she had the same immunity as a judge of that court, a
superior court (see [58]-[59]). His Honour’s consideration of the applicable principles in
relation to judicial immunity must be approached on that basis. His Honour concluded that a
costs order should not be made against the taxing officer because he was entitled to immunity
in respect of the conduct which the appellant alleged against him.
291
Justice Fitzgerald referred to
Sirros v Moore in the context of rejecting the appellant’s
submission that the doctrine of judicial immunity was “inapplicable” to allegations of actual
bias and malice (see [23]-[27]). His Honour noted, in that context, that there was “no present
purpose in investigating whether … there is a difference between the immunity afforded at
different levels of the judicial hierarchy” (at [26]). That was no doubt because his Honour had
determined that the immunity at issue in the case was the immunity afforded to superior court
judges.
292
Justice Fitzgerald also referred with apparent approval to the statement in
Nakhla v McCarthy
that a judge is acting within jurisdiction if he or she is exercising jurisdiction which the court
possesses and that “jurisdiction” in that context means the broad and general authority
conferred upon the court to hear and determine issues (at [28]). His Honour also referred to
Gallo v Dawson,
Rajski v Powell and
Yeldham v Rajski in that context (at [29]-[42]) and
concluded that the authorities established that judicial immunity extends to whatever a judge
does in the exercise of the broad and general authority conferred upon the court to hear and
decide the matter (at [43]).
293
Justice Heydon, with whom Davies AJA agreed, approached the matter differently. His
Honour ultimately concluded that there was no ground upon which the taxing officer should
be ordered to pay costs. He therefore reserved to a future occasion, where the analysis was
crucial to the outcome, the “important questions of what the tests are for judicial immunity
from suit” including the “correctness and scope” of the “tests for judicial immunity of judges
of superior courts stated in
Sirros v Moore” (at [260]). It should be noted that his Honour
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considered that
Sirros v Moore concerned the immunity which attaches to a superior court
judge.
294
Justice Heydon did, however, make a number of observations concerning the immunity of
judges other than judges of superior courts. Some of those observations have already been
adverted to, however, it is appropriate to set out the entire passage from his Honour’s judgment
(at [195]):
There is authority before
Sirros v Moore [1975] QB 118 that
judges of courts other
than superior courts are not immune if they act outside jurisdiction whether or
not they did so knowingly (unless the excess of jurisdiction was caused by an error
of fact in circumstances where the court had no knowledge of or means of
knowing the relevant facts:
Halsbury’s Laws of England (4th ed) vol 1(1) para 216 n
0; AA Olowofoyeku,
Suing Judges: A Study of Judicial Immunity (Oxford University
Press, 1993) pp 64-65; Enid Campbell “Inferior and Superior Courts and Courts of
Record” (1997) 6 JJA 249 at 260 n 24). Let it be assumed that Santow J was wrong to
apply
Sirros v Moore and wrong to treat the Taxing Officer as having the same
immunity as is possessed, according to that case, by a superior court judge. Let it be
assumed that Santow J should have treated the Taxing Officer as having only the
traditional immunity of a non-superior court judge. An immunity of that kind might be
defeated by proof of malice, since it is controversial whether acting maliciously causes
a non-superior court to act in excess of jurisdiction: see cases discussed in Campbell,
op cit p 252 n 25; Margaret Brazier, “Judicial Immunity and the Independence of the
Judiciary” [1976] PL 397 at 398-9 n 6; AA Olowofoyeku,
Suing Judges: A Study of
Judicial Immunity (Oxford University Press, 1993), pp 65-66;
Halsbury’s Laws of
England (4th ed) vol I(1) para 216 n 1). But even if malice does cause a non-superior
court to act in excess of jurisdiction, malice was not found in the reasons for judgment
dated 6 February 1998, and it was too late to seek to establish it after that date. Precisely
what “acting outside jurisdiction” means in this context is obscure. Thus in
In re McC
(A Minor) [1985] AC 528 at 456-7, Lord Bridge contemplated that a “gross and
obvious irregularity of procedure”, or a breach of the rules of natural justice by reason
of justices refusing to permit a defendant to give evidence would be outside
jurisdiction, while other breaches of the rules of natural justice might not. Lord
Templeman said at 558: “If in the course of a trial which a magistrate is empowered to
undertake, the magistrate … does not accord the accused a fair trial or is guilty of some
other breach of the principles of natural justice … the decision may be quashed but the
magistrate acting as such acts within jurisdiction.” Even assuming, which is
questionable, that merely acting so as to give an appearance of bias is to act outside
jurisdiction, the position of the Taxing Officer cannot be worse than if he had no
immunity at all, and even if he had no immunity at all, for reasons about to be given,
there is no ground on which he should be ordered to pay costs: [196]-[199].
(Emphasis added)
295
It should be noted, for the sake of clarity, that this passage does not appear in the reported
version of the judgment: see (2001) 52 NSWLR 602.
296
The “authority before
Sirros v Moore” to which Heydon JA refers would almost certainly
include some or all of the cases referred to earlier in these reasons.
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297
Ultimately I am not persuaded that the decision and reasoning in
Wentworth v Wentworth
greatly assists in resolving the critical issue in this case. The principles discussed in the case
would appear to be those applicable to superior, not inferior, court judges. The obiter
observations of Heydon JA are, however, instructive.
298
The next case relied on by the Judge was
Fingleton.
Fingleton was a case which involved an
inferior court officer, the Chief Magistrate of Queensland. The immunity that was considered
by the High Court, however, was a statutory immunity from criminal responsibility which
applied to all judicial officers, including not only judges, but also magistrates, members of
tribunals, arbitrators and umpires. The Chief Magistrate, therefore, was entitled to the same
immunity under that statutory provision as a superior court judge.
299
Section 30 of the Criminal Code provided:
Except as expressly provided by this Code, a judicial officer is not criminally
responsible for anything done or omitted to be done by the judicial officer in the
exercise of the officer’s judicial functions, although the act done is in excess of the
officer’s judicial authority, or although the officer is bound to do the act omitted to be
done.
300
The High Court concluded that the statutory immunity provided by s 30 of the Criminal Code
applied to the relevant acts engaged in by the Chief Magistrate and accordingly set aside the
Chief Magistrate’s conviction.
301
While
Fingleton concerned a statutory immunity that applied to all judicial officers, it is
nevertheless relevant to consider closely what Gleeson CJ said concerning judicial immunity
generally. The Chief Justice said as follows (at [34]-[35]):
The Code now defines “judicial officer”. The definition was inserted, with effect from
19 July 2002, by the
Criminal Law Amendment Act 2002 (Qld). The explanatory notes
to the Bill said: “A new definition of ‘judicial officer’ is now included. As well as
judges or magistrates the definition of ‘judicial officer’ includes members of tribunals,
persons conducting hearings of the Crime and Misconduct Commission, arbitrators
and umpires.” That reflects the view, which was common ground in this appeal, that,
from the outset, “judicial officer” in s 30 included magistrates. In any event, it certainly
included magistrates by September 2002.
In dealing generally, and in the same
manner, with all “judicial officers”, s 30 put aside distinctions between various
levels in the judicial hierarchy which existed at common law in relation to judicial
immunity. Those distinctions attracted strong criticism in the United Kingdom
from the Court of Appeal in Sirros v Moore and the House of Lords in Re McC. Section 30 treats all judicial officers in the same way, and confers immunity from
criminal responsibility for acts or omissions by the judicial officer in the exercise of
the officer’s judicial functions, even where an act done is in excess of authority, or an
officer is bound to do an act omitted.
The immunity provided by s 30 is limited, not only by the introductory words of the
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section, but also by the words which confer the immunity. It applies only to acts or
omissions in the exercise of judicial functions, although conduct in excess of authority
has the benefit of the protection.
The Code’s use of the words “excess of authority”
reflects what courts applying the common law have held to be the sense in which
“jurisdiction” is used in the context of judicial immunity, that is to say, “the broad
and general authority conferred upon [a judicial officer’s] court and upon [the
judicial officer] to hear and to determine issues between individuals or between
individuals and the Crown”.
(Emphasis added; footnotes omitted)
302
The Chief Justice cited
Nakhla v McCarthy as support for the proposition concerning the sense
in which “jurisdiction” is used in the context of judicial immunity.
303
The Chief Justice went on to refer to the policy of the common law in respect of judicial
immunity and, in that context, to what Lord Denning MR had said in
Sirros v Moore in relation
to judicial immunity generally (at [36]). His Honour also referred to a passage from the
judgment of Lord Bridge in
In re McC (at [37]). It is unnecessary to repeat what was said
earlier in these reasons concerning
Sirros v Moore and
In re McC.
304
It should also be noted that the judgments of the other members of the High Court in
Fingleton
did not deal with the issue of common law judicial immunity, save for a brief reference by
Kirby J to what his Honour considered to be the “artificial distinctions” drawn at common law
between judicial officers at different ranks in the hierarchy (at [137]).
305
The following points may be made in respect of these passages from the Chief Justice’s
judgment.
306
First, as already noted, his Honour was dealing with a statutory immunity which treated all
judicial officers equally, whatever level they may occupy in the judicial hierarchy.
307
Second, the Chief Justice accepted that the common law drew a distinction between judicial
officers at different levels of the hierarchy.
308
Third, while the Chief Justice noted that the distinction between superior and inferior court
judges in this context had been criticised in England in
Sirros v Moore and
In re McC, his
Honour did not suggest that the distinction no longer existed, or did not apply in the common
law of Australia, or should be overruled or not applied in Australia.
309
Fourth, the Chief Justice’s statement concerning the meaning of “excess of authority” and what
was said in
Nakhla v McCarthy concerning the meaning of “jurisdiction” in the context of
judicial immunity should be read in light of the fact that the High Court was dealing with a
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statutory provision which equated judicial officers at all levels of the judicial hierarchy. It is
difficult to read the Chief Justice’s reference to what was said in
Nakhla v McCarthy, a case
concerning the immunity of a superior court judge, as applying to the position in respect of
inferior court judges at common law. Indeed, his Honour subsequently noted that “the present
case does not fall to be determined under the common law, it is unnecessary to explore the
precise boundaries of the common law immunity from criminal responsibility in the exercise
of judicial functions” (at [41]).
310
Fifth, while the Chief Justice referred to
In re McC, the Chief Justice did not disapprove of
anything that was said in that case
in respect of the immunity of inferior court judges at
common law. As already noted, his Honour indicated that, given that the case fell to be
determined on the basis of the statutory immunity, it was unnecessary for him to determine the
precise boundaries of judicial immunity at common law, including in respect of inferior court
judges.
Conclusion as to the meaning of “jurisdiction” in the context of judicial immunity
311
Two conclusions can be drawn from the cases relied on by the Judge in respect of the notion
or meaning of “jurisdiction” in the context of judicial immunity.
312
First, a superior court judge is immune from civil action or liability for acts done by him or her
within his or her jurisdiction.
313
Second, “jurisdiction”, in that context, means the broad or general authority conferred on the
judge and his or her court to hear and determine issues between the parties in the matter before
them.
314
It is difficult to draw any firm conclusions beyond that. That is because the cases concerning
the meaning of jurisdiction in the context of judicial immunity, or at least those that were relied
on by the Judge, all relate to either superior court judges, or to statutory forms of immunity that
apply whether or not a judge is an inferior or superior court judge. The Judge submitted that
none of the cases said that the word “jurisdiction” should be given a different meaning in the
context of the immunity available to inferior court judges. That may be so, though that was
most likely because the cases did not involve the immunity available to inferior court judges.
It might also be said that the cases did not expressly or explicitly say that the word jurisdiction
should be given the same meaning in the context of the immunity available to inferior court
judges.
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315
The Judge submitted that it would be unusual if the word “jurisdiction” in the context of judicial
immunity meant something different depending on whether the judge in question was a
superior or an inferior court judge. While there may be some force in that submission, the fact
that it might be unusual does not mean that the long line of cases which deal expressly with the
issue in respect of inferior court judges can be simply dismissed or disregarded. Moreover,
and perhaps more significantly, the answer to what is the critical question in this matter – what
are the precise boundaries of the common law immunity of inferior court judges? – may not in
any event be resolved by simply determining what is meant by “jurisdiction” in the context of
judicial immunity.
316
Even if it be accepted that “jurisdiction”, in the context of judicial immunity, means the
authority conferred on the judge to determine the issues in the matter, that may not be the end
of the inquiry when it comes to determining the scope or boundaries of judicial immunity in
respect of inferior court judges. That is because many of the authorities concerning judicial
immunity referred to in detail earlier in these reasons tend to indicate that, even in a case where
an inferior court judge has jurisdiction in the matter in that sense, the judge may still lose that
immunity if he or she acts outside or exceeds that jurisdiction. Once that is accepted, as it must
or should be, the critical question is this: what are the categories of cases where an inferior
court judge who had jurisdiction to hear and determine the issues between the parties in the
matter before them, can be said to have acted outside or exceeded their jurisdiction such as to
deprive them of the protection of judicial immunity? That is effectively the way that the issue
was approached in
In re McC.
317
Before addressing that question, it is necessary to consider a further contention that was
advanced by the Judge. That contention was that the distinction between superior and inferior
courts as it applies to judicial immunity either has been abolished, or can and should be
abolished by this Court.
Abolition of the distinction between superior and inferior courts in respect of judicial
immunity
318
The starting point in respect of this topic is the reasoning of Lord Denning MR and Ormrod LJ
in
Sirros v Moore.
319
Lord Denning MR did not doubt that the authorities had distinguished between inferior and
superior court judges when it came to judicial immunity. His Lordship noted that judges of
superior courts had been “very strict” against the courts below them, in particular justices of
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the peace, and quoted the statement by Lambard that superior courts “now and then correct the
dulnesse of these justices, with some strokes of the rodde, or spur”:
Larmbard’s Eirenarcha
(1614) Cap 4 370 at 13H. Lord Denning MR, however, was plainly of the view that the
distinction between superior and inferior courts in respect of judicial immunity should be
abolished. His Lordship said in that regard (at 1 QB 136):
In the old days, as I have said, there was a sharp distinction between the inferior courts
and the superior courts. Whatever may have been the reason for this distinction, it is
no longer valid. There has been no case on the subject for the last one hundred years
at least. And during this time our judicial system has changed out of all knowledge. So
great is this change that it is now appropriate for us to reconsider the principles which
should be applied to judicial acts. In this new age I would take my stand on this: as a
matter of principle the judges of superior courts have no greater claim to immunity
than the judges of the lower courts. Every judge of the courts of this land – from the
highest to the lowest – should be protected to the same degree, and liable to the same
degree. If the reason underlying this immunity is to ensure “that they may be free in
thought and independent in judgment”, it applies to every judge, whatever his rank.
Each should be protected from liability to damages when he is acting judicially. Each
should be able to do his work in complete independence and free from fear. He should
not have to tum the pages of his books with trembling fingers, asking himself: “If I do
this, shall I be liable in damages?” So long as he does his work in the honest belief that
it is within his jurisdiction, then he is not liable to an action. He may be mistaken in
fact. He may be ignorant in law. What he does may be outside his jurisdiction – in fact
or in law – but so long as he honestly believes it to be within his jurisdiction, he should
not be liable. Once he honestly entertains this belief, nothing else will make him liable.
He is not to be plagued with allegations of malice or ill-will or bias or anything of the
kind. Actions based on such allegations have been struck out and will continue to be
struck out. Nothing will make him liable except it be shown that he was not acting
judicially, knowing that he had no jurisdiction to do it.
This principle should cover the justices of the peace also. They should no longer be
subject to “strokes of the rodde, or spur”. Aided by their clerks, they do their work with
the highest degree of responsibility and competence – to the satisfaction of the entire
community. They should have the same protection as the other judges.
320
Lord Justice Ormrod expressed a similar view, at least in respect of inferior court judges,
though his Lordship spoke in terms of “modifying” the “old rules” (at 1 QB 149):
In my judgment, these rules in their old form are not appropriate to the conditions of
today. There is no ground today for drawing a distinction between judges of different
status or between judges and magistrates. The Courts Act 1971 provides, in effect, the
reductio ad absurdum. By section 4(1) the Crown Court is declared to be a superior
court of record. But by subsequent provisions, the court consists of High Court judges,
circuit (formerly county court) judges and, sometimes, lay magistrates. So far as trials
on indictment are concerned, it is a superior court, though staffed largely by judges
who are judges of inferior courts when not sitting in crime. At the same time, when
hearing appeals from magistrates’ courts, it has one of the stigmata of an inferior court:
the prerogative writs will go to it (section 10(5)). Moreover, in cases arising under the
Matrimonial Causes Acts, High Court judges sit as county court judges, and county
court judges sit as deputy High Court judges as occasion demands.
I, therefore, agree with Lord Denning MR that it is impossible to maintain double
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standards in so important a matter as a personal liability of judges, and that,
accordingly, the old rules should be modified by giving judges of inferior courts
(including magistrates) enhanced protection.
321
In
In Re McC, however, Lord Bridge effectively suppressed Lord Denning MR’s judicial
activism in this respect. In relation to the position of justices and magistrates, his Lordship
said that the “sweeping judgment of Lord Denning MR in favour of abolishing the distinction
between superior and inferior courts in this respect cannot possibly be supported in relation to
justices” (at 1 AC 550F). In relation to inferior court judges, his Lordship said (at 1 AC 550F-
G):
The narrower question whether other courts of limited jurisdiction can and should be
given the same immunity from suit as the superior courts, in which Lord Denning MR
was supported in his view by Ormrod LJ, is one on which I express no concluded
opinion, though my inclination is to think that this distinction is so deeply rooted in
our law that it certainly cannot be eradicated by the Court of Appeal and probably not
by your Lordships’ House, even in exercise of the power declared in the
Practice
Statement (Judicial Precedent) [1966] 1 WLR 1234 made by the House. So
fundamental a change would, in my present view, require appropriate legislation.
322
Lord Templeman also expressed the view that the “time is ripe for the legislature to reconsider
the liability of a magistrate” (at 1 AC 559A) and that a “possible solution is to extend to
magistrates the immunity which protects the High Court judge acting as such” (at 1 AC 559E-
F).
323
The criticism of the distinction between superior and inferior court judges in respect of judicial
immunity has been noted in some cases in Australia. There has also been some suggestions,
mostly based on what was said in
Sirros v Moore, that the law had changed, or may have
changed. None of the Australian cases, however, provide any support, let alone compelling or
persuasive support, for the contention that the distinction at common law has been abolished
or that the law has changed.
324
As noted earlier, in
Rajski v Powell, Kirby P noted the distinction that had been drawn between
superior and inferior court judges in respect of judicial immunity and observed that the basis
of the distinction had been criticised (at 528G-529A). His Honour did not, however, go so far
as to say that the distinction had not been, or was not, recognised in Australia, or that it should
be abolished.
325
In
Fingleton, Kirby J, then in the High Court, also appeared to suggest that the “rules … that
formerly drew artificial distinctions in this respect [judicial immunity] between judicial officers
at different ranks in the hierarchy” had been “overtaken by statute and the common law” (at
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[137]). With great respect to Kirby J, the cases that his Honour cited in support of that
proposition, including
Sirros v Moore and his Honour’s own decision in
Rajski v Powell, in
fact provide no support for such a sweeping conclusion. In any event, none of the other judges
in
Fingleton agreed with the reasons of Kirby J.
326
In
Yeldham v Rajski, Hope AJA, in the context of considering the question of contempt in
relation to the conduct of judges of superior courts, referred to some textbooks which suggested
that judges of inferior courts and magistrates could be punished for contempt, but then noted
that “the law may now have changed and that judges of inferior courts and magistrates may be
in the same position as judges of superior courts” (at 67). His Honour cited
Sirros v Moore in
support of that proposition. His Honour noted, however, that it was unnecessary to “stay to
consider” that matter as the defendant was a judge of the Supreme Court.
327
In his submissions, the Judge relied on statements made in a number of Australian cases which
he submitted supported the conclusion reached in
Sirros v Moore that the distinction had been
or should be rejected. Those statements, however, for the most part comprise broad and general
obiter dicta concerning the nature and scope of judicial immunity generally, though almost
invariably in the context of a case concerning the judicial immunity enjoyed by a superior court
judge: see
Attorney-General (NSW) v Agarsky (1986) 6 NSWLR 38 at 40 (Kirby P);
Rajski v
Powell at 528-529 (Kirby P) and 538-539 (Hope JA);
Re East at [29]-[30];
Wentworth v
Wentworth at [26] (Fitzgerald JA); and
Fingleton at [34]-[36] (Gleeson CJ).
328
Many, if not most, of the statements relied on by the Judge in relation to this issue have already
been addressed in one way or another in the preceding analysis of the authorities. I do not
propose to address them further. Suffice it to say that none of the statements support the broad
proposition that the distinction between inferior and superior court judges is either not
recognised in the common law of Australia, or should no longer be recognised. None of the
cases in which the statements were made refer to, let alone disapprove of or overrule, the long
line of cases, albeit mostly English cases, referred to earlier in these reasons, which consider
the judicial immunity that applies in respect of inferior court judges, as opposed to superior
court judges.
329
The Judge also relied on the judgment of Beazley JA in
O’Shane v Harbour Radio Pty Ltd
(2013) 85 NSWLR 69; [2013] NSWCA 315 at [87]-[88]. That was a particularly curious case
in which a magistrate who sued a media organisation for defamation then attempted to rely on
her judicial immunity to prevent the media organisation from running a truth defence. The
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majority in the Court of Appeal, perhaps not surprisingly, held that judicial immunity could
not be relied on “offensively”, or as a sword, to prevent a defendant in a defamation action
pleading a truth defence. Despite making that finding, Beazley P made some obiter
observations concerning the application of the principles of judicial immunity to a magistrate.
Her Honour referred to
Sirros v Moore in that context. Those obiter observations, with respect,
are not helpful. There is no indication that the scope or boundaries of judicial immunity as it
applies to magistrates was the subject of any argument, or that the court was taken to any
authorities that actually addressed that issue.
330
It follows that the Judge’s contention that the distinction between superior and inferior courts
as it applies to the common law in respect of judicial immunity has been abolished must be
rejected. To the extent that the judgment of Lord Denning MR in
Sirros v Moore can be
construed as amounting to the abolition of the distinction, as opposed to a recommendation that
it be abolished, that aspect of the judgment must be regarded as obiter dicta. In any event, that
aspect of Lord Denning MR’s judgment was expressly disapproved of by the House of Lords
in
In re McC. Moreover, while the criticism of the distinction in
Sirros v Moore has been
referred to in some Australian cases, none of those cases held that the distinction has been
abolished or no longer applies.
331
As for the suggestion that this Court should abolish the distinction, the Judge submitted that
there were a number of policy reasons why inferior court judges should have the same
immunity as superior court judges. Some of those policy reasons appeared to have some merit.
There would also appear to be some force in some of the sentiments expressed by both Lord
Denning MR and Ormrod LJ in
Sirros v Moore in respect of that issue. In particular, while
there may in the past have been some legitimate justification or rationale for affording inferior
court judges a more qualified immunity than that available to superior court judges, it is at best
doubtful that any such justification or rationale still applies in the case of modern-day
magistrates and inferior court judges in Australia. That is no doubt why many States and
Territories have enacted legislation which provides that all judicial officers have the same
immunity as a superior court judge: see for example s 44B of the
Judicial Officers Act 1986
(NSW).
332
The fact that there may be some sound policy reasons for abolishing the common law
distinction between inferior and superior court judges when it comes to judicial immunity is,
however, somewhat beside the point for present purposes. The role and duty of a single judge
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exercising the original jurisdiction of this Court is to apply the law, not change it. As Lord
Bridge noted in
In re McC, the distinction is “deeply rooted” in the common law of England.
The distinction has also been recognised and applied in the common law of Australia, though
there have been few cases where it has been decisive. If the distinction is to be abolished, that
is a matter for the legislature, or perhaps the High Court, not a single judge of this Court.
Additional cases relied on by the Commonwealth
333
The Commonwealth advanced some submissions on the topic of judicial immunity. In its
written submissions, it referred to a number of the cases relied on by the Judge. The
Commonwealth’s submissions concerning those cases have effectively already been addressed
in the preceding discussion. The Commonwealth addressed three additional cases in its oral
closing submissions. It remains to briefly address those cases.
334
In
Fleet v Royal Society for the Prevention of Cruelty to Animals [2005] NSWSC 926, Johnson
J heard an appeal by an unrepresented litigant against a decision of a Master to strike out his
pleading on the basis that it was embarrassing. The causes of action that the plaintiff had
endeavoured to plead included misfeasance in public office on the part of the District Court of
New South Wales. When one considers the pleading of that cause of action (reproduced at
[24]) it is, to say the very least, hardly surprising that the appeal in respect of the dismissal of
that part of the pleading was dismissed.
335
Nevertheless, in the course of addressing the plaintiff’s case against the District Court,
Johnson J considered some authorities concerning judicial immunity. The pleaded cause of
action accrued before s 44B of the Judicial Officers Act
commenced operation. That provision
conferred on all judicial officers, including judges of the District Court, “the same protection
and immunity as a Judge of the Supreme Court has in the performance of his or her duties as a
Judge”. It might be noted parenthetically that the enactment of that provision would hardly
have been necessary if, at common law, the protection and immunity of an inferior court judge
was the same as that of a superior court judge. In any event, because the cause of action accrued
before the commencement of the Judicial Officers Act, Johnson J proceeded on the assumption
that he was required to consider the common law principles surrounding the doctrine of judicial
immunity with respect to inferior court judges (at [31]).
336
The difficulty, however, is that many of the passages from the cases to which his Honour
subsequently referred either concerned the immunity of a superior court judge, or at least dealt
with immunity generally without distinguishing between superior and inferior court judges.
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For example, his Honour referred to general statements concerning judicial immunity in
Re
East, however the immunity that applied to the judicial officers in that case was likely to have
been affected by the operation of the Judicial Officers Act. His Honour also referred to
Fitzgerald JA’s judgment in
Wentworth v Wentworth, however the passages his Honour
referred to were those that concerned the immunity available to a superior court judge. As
discussed earlier, Fitzgerald JA had found that the Supreme Court taxing officer had the same
immunity as a Supreme Court judge. Justice Johnson also referred to a passage from the
judgment of Gleeson CJ in
Fingleton, however Gleeson CJ had noted that the operation of the
legislation in question in that case had eliminated the distinction between superior and inferior
court judges in respect of judicial immunity. It also appears that his Honour was not taken to
any of the cases that pre-dated
Sirros v Moore. While his Honour noted that Gleeson CJ in
Fingleton had referred to
In re McC, Johnson J did not himself address that case or its
significance.
337
In all the circumstances I am, with respect, not persuaded that anything said by Johnson J in
Fleet is of any assistance in resolving the issue concerning the scope of judicial immunity
available to an inferior court judge.
338
The Commonwealth also relied on a passage from a judgment of the Full Court of this Court
in
Luck v University of Southern Queensland (2014) 145 ALD 1; [2014] FCAFC 135. In that
case, an unrepresented litigant argued on appeal that the primary judge, a judge of this Court,
somehow breached the
Disability Discrimination Act 1992 (Cth) in refusing her adjournment
application. Perhaps not surprisingly, that contention was given short shrift, the court
concluding that “[a]t least in the performance of judicial functions, judicial officers are not
subject to the [Discrimination Act] and any claim of discrimination would be precluded by the
principle of judicial immunity” (at [41]). Needless to say, the primary judge was a judge of a
superior court and the court was not required to consider the immunity of an inferior court
judge. Nor does it appear that the court was taken to any relevant authorities in respect of that
issue.
339
Finally, the Commonwealth relied on a judgment of a single judge of this Court in
Winters v
Fogarty [2017] FCA 51.
Winters was another case involving a strike out application. That
application required the presiding judge to give some consideration to the statutory immunity
given to a mediator, which was the same immunity as a judge of this Court. Once again,
therefore, the lengthy discussion in that case concerning judicial immunity did not concern the
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immunity of an inferior court judge. In any event, his Honour ultimately found it unnecessary
to “try and chart the outer perimeter of the judicial immunity” (at [133]). In the circumstances,
I do not propose to consider the reasoning in this case. It does not assist the resolution of the
issue in this proceeding concerning the scope of judicial immunity available to inferior court
judges.
Conclusion as to the scope of judicial immunity of inferior court judges
340
Cases stretching back over 400 years have drawn a distinction between the scope and
boundaries of judicial immunity applicable to inferior court magistrates and judges, as opposed
to superior court judges. While those cases are mostly English, they have been applied in some
cases in Australia: see in particular
Raven v Burnett and
Wood v Fetherston. While the
rationale or policy behind the distinction has been questioned, no case in England or Australia
has authoritatively determined that the distinction has been abolished. No case in Australia has
authoritatively determined that the distinction does not apply in the common law of Australia.
341
It may perhaps be accepted that the common law concerning the metes and bounds of the
judicial immunity available to inferior court judges may not be entirely pellucid and to that
extent may be said to be somewhat unsatisfactory. The clarity of the law in this area has not
been assisted by the often unhelpful and, with the greatest respect, sometimes ill considered or
inadequately reasoned obiter dicta in cases concerning statutory immunity or the immunity
available to superior court judges. Be that as it may, it is necessary and incumbent on me to
endeavour to distil the applicable principles from the authorities. In
In re McC, Lord Bridge
described that task, insofar as the common law of England was concerned, to be “daunting” (at
1 AC 537B). It is, in my view, all the more daunting insofar as the common law of Australia
is concerned.
342
The principles that, in my view, emerge from the authorities concerning the scope and
boundaries of the judicial immunity enjoyed by inferior court judges may be summarised as
follows.
343
First, an inferior court judge may be held liable, and will not be protected by judicial immunity,
where the judge makes an order in a proceeding or cause in which the judge did not have
“subject-matter” jurisdiction; that is, no jurisdiction to hear or entertain in the first place. It
does not matter whether the judge knew, or did not know, that he or she did not have jurisdiction
to hear or entertain the proceeding. It also does not matter whether the judge believed or
assumed that he or she had jurisdiction in the proceeding as a result of a mistake of fact or a
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mistake of law. The only exception is where the judge had no knowledge, or means of
ascertaining, the fact or facts that relevantly deprived him or her of jurisdiction to hear or
entertain the proceeding. The cases which support this principle include:
Marshalsea;
Calder
v Halket;
Houlden v Smith;
Raven v Burnett; and
Wood v Fetherston.
344
Second, in certain exceptional circumstances, an inferior court judge may be held liable, and
will not be protected by judicial immunity, where the judge, despite having subject-matter
jurisdiction in the proceeding, nevertherless makes an order without, or outside, or in excess of
the jurisdiction he or she had to hear or entertain the proceeding.
345
Third, one of the exceptional circumstances in which an inferior court judge may lose the
protection of judicial immunity and be held liable is where, despite having jurisdiction to hear
or entertain the proceeding, the judge is guilty of some gross and obvious irregularity in
procedure, or a breach of the rules of natural justice, other than an irregularity or breach which
could be said to be a merely narrow technical. The cases which support this principle include:
In re McC at 1 AC 546H-547B and
R v Manchester City Magistrates’ Court at 1 WLR 671E-
F.
346
Fourth, another exceptional circumstance in which an inferior court judge may be held liable
is where, despite having jurisdiction to hear or entertain the proceeding, the judge acts in excess
of jurisdiction by making an order, or imposing a sentence, for which there was no proper
foundation in law, because a condition precedent for making that order or sentence had not
been made out. The cases which support this principle include:
In re McC at 1 AC 549C-D
and 558;
Groome v Forrester;
M’Creadie v Thomson;
O’Connor v Issacs; and
R v Manchester
City Magistrates’ Court.
347
I do not suggest that the latter two principles exhaustively define or catalogue the circumstances
in which an inferior court judge, despite having subject-matter jurisdiction, may nevertheless
lose the protection of judicial immunity by making an order which was without, outside, or in
excess of, that jurisdiction. For reasons that will become apparent, it is unnecessary for me to
go further than identifying what appear from the authorities to be the established circumstances
where an inferior court judge will not be able to rely on judicial immunity to protect them from
suit.
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348
Before endeavouring to apply these principles to this case, it is necessary to briefly deal with
the Judge’s contention that, despite being an inferior court judge, he should nevertheless have
the protection afforded to superior court judges in the circumstances of this case.
Was the Judge entitled to the immunity of a superior court judge in the circumstances?
349
The Judge contended that when he imprisoned Mr Stradford, he was acting judicially in the
exercise of a superior court power. That is because he was, in his submission, acting pursuant
to s 17 of the FCC Act, which provided that the Circuit Court had the “same power to punish
contempts of its power and authority as possessed by the High Court in respect of contempts
of the High Court”. The High Court is a superior court of record. Accordingly, so the Judge
submitted, the immunity that attaches to a superior court judge should apply to his exercise of
that power.
350
The Judge relied, in support of that submission, on the following statement by Latham CJ in
Cameron v Cole (1944) 68 CLR 571 at 585; [1944] HCA 5:
An inferior court such as a county court may be made a superior court for a particular
purpose. Thus where a court is described in a statute as a branch of a principal court
and is also given the jurisdiction of the Court of Chancery for purposes of bankruptcy
jurisdiction, it may, though a county court (and therefore an inferior court) in its
ordinary jurisdiction, be a superior court in relation to bankruptcy proceedings.
351
I am not persuaded that the Judge was acting as a superior court judge when he imprisoned Mr
Stradford, or that he was entitled to the immunity afforded a superior court judge.
352
It may be accepted that, as
Cameron v Cole establishes, legislation can provide that an inferior
court may be deemed, or taken to be, a superior court for certain purposes. Section 17 of the
FCC Act does not, however, provide, either expressly or by necessary implication, that the
Circuit Court is deemed, or taken to be, a superior court when exercising the contempt power
conferred on it by that provision.
353
It may also be accepted that in some circumstances where a statute confers certain specified
superior court jurisdiction on an inferior court, the inferior court may, by necessary implication,
be taken to be a superior court when exercising that jurisdiction. In
Day v The Queen (1984)
153 CLR 475 at 479; [1984] HCA 3, the High Court held, in effect, that a sentence imposed on
a person convicted on indictment by the District Court of Western Australia (an inferior court)
had the same effect and operation as a sentence imposed by a superior court. That was because
a provision in the
District Court of Western Australia Act 1969 (WA) provided that the District
Court had “all the jurisdiction and powers that the Supreme Court has in respect of any
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indictable offence” and that “[i]n all respects … the practice and procedure of the Court as a
Court of criminal jurisdiction shall be the same as the practice and procedure of the Supreme
Court in like matters”.
354
Section 17 of the FCC Act, however, is far removed from the sort of statutory provision
considered in
Day v The Queen. Section 17 of the FCC Act is far more confined in its scope
and operation. It does not confer any jurisdiction on the Circuit Court. It simply provides that
the Circuit Court has the same power to punish for contempt as the High Court. Section 17
also does not provide that, in exercising that power, the Circuit Court’s practice and procedure
was the same as the High Court’s practice and procedure, or that orders made in the exercise
of that power are taken to have the same effect, in terms of enforceability, as orders made by
the High Court in the exercise of its contempt powers.
355
I am not persuaded that the effect of s 17 of the FCC Act is that an order made by the Circuit
Court in the exercise of its contempt powers is taken or deemed to be an order of a superior
court. Still less am I persuaded that the effect of s 17 of the FCC was such that a Circuit Court
judge who exercises that court’s contempt powers is taken to be a superior court judge, or to
be acting as a superior court judge, in particular for the purposes of judicial immunity.
356
There is, in any event, no sound basis for concluding that the Judge was exercising the power
under s 17 of the FCC Act when he imprisoned Mr Stradford. Nothing that was said or done
by the Judge indicates that he was exercising that power. More importantly, as discussed in
detail earlier, Pt XIIIB of the Family Law Act has been held to be a “complete code for dealing
with contempts”:
DAI at [47], [67]. The jurisdiction that the Judge was exercising in Mr
Stradford’s proceeding was jurisdiction under the Family Law Act. Accordingly, when
exercising, or purporting to deal with Mr Stradford’s alleged contempt, the Judge was
exercising the power in Pt XIIIB of the Family Law Act, not the powers under s 17 of the FCC
Act.
357
I was not taken to any persuasive authority in support of the proposition that a judge of an
inferior court should be considered to be a superior court judge, and thereby attract the
immunity of a superior court judge, when exercising contempt powers conferred on the inferior
court in terms similar to s 17 of the FCC Act. Nor am I satisfied that the Judge was exercising
the Circuit Court’s powers pursuant to s 17 of the FCC Act when imprisoning Mr Stradford.
In those circumstances, I am not persuaded that the Judge’s potential liability should be
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considered on any basis other than that he is entitled to the judicial immunity afforded to an
inferior court judge.
Is the Judge immune from liability arising from his imprisonment of Mr Stradford?
358
Having regard to the principles applicable to the judicial immunity of an inferior court judge
that I have outlined, I consider that the Judge is liable for any loss or damage suffered by Mr
Stradford arising out of his unlawful imprisonment. As an inferior court judge, the Judge was
not protected from liability arising from his imprisonment of Mr Stradford. That is so for a
number of reasons.
359
First, while the Judge obviously had jurisdiction to hear and entertain the proceeding between
Mr and Mrs Stradford, being a proceeding pursuant to the Family Law Act, it is clear that when
he imprisoned Mr Stradford, purportedly for contempt, he acted without or in excess of
jurisdiction. That is because, as discussed earlier in these reasons, he imposed that sanction
without first finding that Mr Stradford had in fact failed to comply with the relevant orders and
was in fact in contempt.
360
It may be accepted, for present purposes, that when the Judge ordered that Mr Stradford be
imprisoned for contempt, his Honour did so on the basis of a mistaken belief or assumption
that Judge Turner had already found that Mr Stradford had failed to comply with the disclosure
orders and was therefore in contempt. The problem for the Judge, however, is that his Honour
plainly had the means to ascertain whether Judge Turner had in fact made any such findings.
The Judge plainly should have been aware that her Honour had made no such findings. Judge
Turner had made no order or declaration to that effect and had delivered no judgment. The
Judge could readily have ascertained that Judge Turner had not found that Mr Stradford had
failed to comply with the disclosure orders and had certainly not made any finding that Mr
Stradford was in contempt. There is no evidence to suggest that the Judge made any attempt
to speak with Judge Turner or consult the court records which, no doubt, would have revealed
that no such finding had been made.
361
In this respect, the circumstances of this case are entirely analogous to the circumstances in
Wood v Fetherston;
O’Connor v Issacs;
In re McC and
R v Manchester City Magistrates’ Court
in particular. A finding of contempt was a condition precedent to the imposition of the sanction
imposed by the Judge. There was no proper foundation in law for the making of the
imprisonment order. In imposing a sentence of imprisonment in the absence of any such
finding, the Judge acted without or in excess of jurisdiction in the requisite sense.
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362
Second, for the reasons given earlier, as the alleged contempt by Mr Stradford was a failure to
comply with orders made in the exercise of jurisdiction under the Family Law Act, the Judge
was required, before imprisoning Mr Stradford, to satisfy himself of certain matters under
either Pt XIIIA or Pt XIIIB of the Family Law Act.
363
If the matter were to proceed under Pt XIIIB, the Judge had to be satisfied not only that there
had been a contravention of the disclosure orders, but also that the contravention involved a
“flagrant challenge to the authority of the court”. The Judge made no such finding.
364
If the matter were to proceed under Pt XIIIA, the Judge had to be satisfied not only that Mr
Stradford had contravened the disclosure orders, but also that he did so without reasonable
excuse and that, in all the circumstances of the case, it would not be appropriate to impose one
of the other sanctions provided in ss 112AD(2)(a), (b) or (c). The Judge did not satisfy himself
of any of those matters.
365
The making of the required findings under either Pt XIIIA or Pt XIIIB were, in effect,
conditions precedent to the Judge imposing a sentence of imprisonment. In imposing a
sentence of imprisonment in the absence making any of those findings, his Honour acted
without or in excess of jurisdiction in the requisite sense. There was no proper foundation in
law for the making of the imprisonment order. In that regard, the circumstances of this case
are again analogous to the circumstances in
Wood v Fetherston,
O’Connor v Issacs,
In re McC,
and
R v Manchester City Magistrates’ Court.
366
Third, in conducting the contempt proceedings against Mr Stradford in the way he did, the
Judge was guilty of a “gross and obvious irregularity of procedure”: cf
In re McC at 1 AC
546H. The statutory procedure for contempt, other than contempt in the face of the court, was
prescribed in r 19.02 of the FCC Rules. The procedure followed by the Judge did not comply
with any of the requirements of r 19.02. There was no application in the approved form and
no supporting affidavit. The Judge did not clearly advise Mr Stradford of the contempt
allegation, or ask him to state if he admitted or denied that allegation. Nor did his Honour hear
any evidence in support of the allegation, or determine if there was a prima facie case, or invite
Mr Stradford to state his defence and, after hearing that defence, determine the charge. For the
reasons given earlier, it was not open to the Judge to dispense with the procedure in r 19.02.
Nor did he do so. The available inference is that he either ignored it, or proceeded in complete
ignorance of it.
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367
The Judge’s complete failure to comply with the procedure in r 19.02 of the FCC Rules could
not possibly be seen as a “narrow technical ground”: cf
In re McC at 1 AC 547A.
368
The gross and obvious irregularity of procedure that infected the Judge’s purported exercise of
his contempt powers meant that he acted without or in excess of his jurisdiction in the requisite
sense.
369
Fourth, the Judge was guilty of a gross denial of procedural fairness and breach of the rules of
natural justice having regard not only to his complete failure to comply with the procedure in
r 19.02 of the FCC Rules, which was clearly designed to ensure procedural fairness, but also
more generally. As the FamCA Full Court found in
Stradford, the Judge pre-judged that the
alleged contravention of the order would constitute a contempt within the meaning of the
Family Law Act (at [20]); pre-judged the penalty for the contravention without first knowing
the particulars of the alleged contravention (at [21]); performed the roles of prosecutor, witness
and judge (at [22]-[27]); and made findings concerning the alleged contravention without any
evidentiary foundation (at [57]). As the FamCA Full Court said at [53]:
It is difficult to envisage a more profound or disturbing example of pre-judgment and
denial of procedural fairness to a party on any prospective orders, much less contempt,
and much less contempt where a sentence of imprisonment was, apparently, pre-
determined as the appropriate remedy.
370
The FamCA Full Court concluded that the entire episode constituted a “gross miscarriage of
justice” (at [9] and [73]).
371
Needless to say, the denial of procedural fairness in this case could not possibly be
characterised as a “narrow” or “technical” breach. It constituted, at the very least, a “gross and
obvious irregularity of procedure”, to use the words of Lord Bridge in
In re McC (at 1 AC
546H). The result of it was that the Judge acted without or in excess of jurisdiction in the
requisite sense.
372
The four findings just outlined, considered either individually or cumulatively, deprive the
Judge of judicial immunity in respect of the impugned acts.
CONCLUSION – LIABILITY OF THE JUDGE
373
For the reasons given earlier, Mr Stradford established against the Judge all of the elements of
the tort of false imprisonment. Mr Stradford was imprisoned as a result of the imprisonment
order made, and the warrant issued, by the Judge on 6 December 2018. Mr Stradford’s
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imprisonment was not lawfully justified because the imprisonment order and warrant were
invalid and of no effect. They were infected by manifest jurisdictional error.
374
For the reasons that have been given, the Judge was not immune from Mr Stradford’s suit on
the basis of his status as an inferior court judge. That is because he is an inferior court judge
and when he made the imprisonment order was made, and issued the warrant, he acted without
or in excess of jurisdiction.
375
It follows that the Judge is liable to Mr Stradford in respect of the tort of false imprisonment.
THE TORTS FOR WHICH THE COMMONWEALTH AND QUEENSLAND ARE
ALLEGEDLY LIABLE
376
Mr Stradford contended that both the Commonwealth and Queensland were vicariously liable
to him in or for the tort of false imprisonment.
377
As for the Commonwealth, Mr Stradford contended that on 6 December 2018, after the Judge
delivered ex tempore reasons and ordered that he be imprisoned, he was escorted to a holding
cell in the Circuit Court building by MSS guards. He was detained in the cells, under the
supervision of the MSS guards, until he was taken into custody by officers of the Queensland
Police service. The conduct of the MSS guards in that respect constituted a detention of Mr
Stradford which was undertaken for and on behalf of the Commonwealth. If that detention had
no lawful justification, the Commonwealth was vicariously liable for the conduct of the MSS
guards which constituted false imprisonment.
378
As for Queensland, Mr Stradford contended that officers of the Queensland Police Service
attended the Circuit Court building on 6 December 2018 and took custody of Mr Stradford. He
was initially taken to and detained at the Roma Street Watchhouse. On 10 December 2018, he
was transported to the Brisbane Correctional Centre where he was imprisoned until 12
December 2018, that being the date that the Judge stayed his imprisonment order. In those
circumstances, Mr Stradford contended that he was imprisoned by officers of the Queensland
Police Service and Queensland Corrective Services. If that imprisonment had no lawful
justification, Queensland was vicariously liable for the conduct of those officers which
constituted false imprisonment.
379
As previously discussed, the Commonwealth contended that there was lawful justification for
Mr Stradford’s detention by the MSS guards because the Judge’s imprisonment order and
warrant were valid until set aside by the FamCA Full Court. For the reasons given earlier, that
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contention is unmeritorious and is rejected. The order made by the Judge, being an order made
by a judge of an inferior court, lacked legal force from the outset and therefore provided no
lawful basis for Mr Stradford’s imprisonment.
380
The Commonwealth also contended that it was a principle of the law of tort that if a compulsive
order is made, or warrant issued, by a judicial officer, including a judge of an inferior court,
“enforcing officials” who execute that compulsive process are protected against any liability
in tort if the order or warrant is subsequently found to be invalid, at least if the order or warrant
appeared to be regular on its face. That was said to be so irrespective of the nature of the error
made by the judge that led to the order or warrant being found to be invalid.
381
The Commonwealth did not contend that the MSS guards, or the Commonwealth, were
protected, or afforded a defence, by any statutory provision. The Commonwealth also admitted
that, if the detention effected by the MSS guards was found to be without lawful justification,
it was vicariously liable.
382
While Queensland mainly relied on a statutory defence, it also embraced the Commonwealth’s
argument as to the existence of a common law principle or defence, which protected from
liability persons who executed a warrant which appeared valid on its face, even if the warrant
was subsequently set aside. In Queensland’s submission, that principle also protected the
officers of the Queensland Police and Queensland Corrective Services from any liability arising
from Mr Stradford’s imprisonment. Queensland also submitted that the authorities established
that executing officers could only be held liable in respect of the execution of a warrant in
circumstances where the warrant was a “nullity” because the issuing justice or inferior court
judge had no jurisdiction to issue the warrants. In that regard, Queensland submitted that “no
jurisdiction” meant that there was a “total absence of jurisdiction, of no general authority to
decide, of no authority to enter upon the question”. That was said not to be the case in respect
of the warrant issued by the Judge. Finally, Queensland relied on a statutory provision which
it contended provided it with a defence.
383
Mr Stradford disputed the existence of the common law principle articulated by the
Commonwealth and Queensland. He submitted that no such principle had ever been
recognised in the relevant case law. Indeed, he submitted that the common law principle
articulated by the Commonwealth was contrary to many authorities stretching back hundreds
of years. He accepted that there were some authorities that supported the proposition that
certain officers of inferior courts, often referred to in the cases as “ministerial officers”, had a
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“special” defence when they were obeying an order made by the court of which they were
officers, which appeared valid on its face, but turned out to be invalid. He submitted, however,
that police officers and “gaolers” who were not officers of the court did not have the benefit of
any such special defence. They were liable for any tortious acts they committed in execution
of the court’s order, though the perceived harshness of that circumstance had been overridden
or ameliorated by statute in England and some other jurisdictions. In Mr Stradford’s
submission, the MSS guards were not officers of the Circuit Court, or ministerial officers, and
therefore did not have the benefit of any special defence. The same could be said in respect of
the officers of the Queensland Police Service and Queensland Corrective Services.
384
The critical question for the Court to resolve in respect of this issue is whether, at common law,
police officers and gaolers who detain or imprison a person pursuant to an order or warrant of
an inferior court, later found to be invalid and of no effect, have available to them a defence to
the tort of false imprisonment, at least when the defect or invalidity of the order was not
apparent on the face of the order or warrant. Resolution of that question, like the question of
the scope of judicial immunity available to an inferior court judge, requires a deep dive into
the common law authorities, some of which date back hundreds of years. Once again, the
parties cited or relied on a plethora of cases in support of their respective positions. Once again,
I propose to focus mainly on those that the parties emphasised in their closing submissions, or
which have some apparent precedential or persuasive authority.
385
Before delving into the authorities, however, it is necessary to resolve a pleading issue or
complaint raised by the Commonwealth. It is also necessary to briefly consider whether the
MSS guards were officers of the court, or ministerial officers, as that expression is understood
in the authorities.
386
I will deal with the statutory provisions relied on by Queensland after the consideration of the
position at common law.
A pleading point?
387
In its closing submissions, the Commonwealth complained that Mr Stradford had shifted
position and departed from his pleaded case in respect of the liability of the Commonwealth.
It contended that in his pleadings, Mr Stradford had described the MSS guards as “court
security officers” and had alleged that the MSS guards placed him in the custody of the Acting
Marshal of the Circuit Court who was an employee of the Commonwealth in respect of whom
the Commonwealth was vicariously liable. Those allegations were admitted in the
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Commonwealth’s defence. Mr Stradford did not file any reply. The Commonwealth submitted
that Mr Stradford should be held to his pleaded case and not be permitted to deny that the MSS
guards were officers of the Circuit Court, or “ministerial officers” as that expression is
understood in the authorities.
388
I am not persuaded that the Commonwealth’s complaint concerning the pleadings has any
merit. Nor am I satisfied that the Commonwealth was prejudiced in any way by the manner in
which Mr Stradford pleaded his case. Indeed, if anything, the Commonwealth’s pleading was
deficient.
389
I do not agree that the manner in which Mr Stradford pleaded his case involved an acceptance
that the MSS guards were officers of the court or “ministerial officers”. While Mr Stradford’s
pleading used the shorthand expression “court security officers” to describe the MSS guards,
his particulars clearly indicated that the security services provided by the MSS guards were
provided pursuant to a contract between the Commonwealth and MSS Security.
390
Mr Stradford’s pleading also alleged that the conduct of the MSS guards “constituted
imprisonment of [Mr Stradford]” in respect of which there was no lawful justification. That
constituted an allegation that the MSS guards falsely imprisoned Mr Stradford. That said, it
appears that Mr Stradford also alleged that Mr Stradford was in the custody of the Acting
Marshal, that the Acting Marshal was liable to Mr Stradford for false imprisonment and that
the Commonwealth was vicariously liable for the false imprisonment committed by the Acting
Marshal.
391
The Commonwealth appears to have accepted that Mr Stradford had alleged that the MSS
guards had falsely imprisoned him. In its defence, it admitted, among other things, that the
MSS guards detained Mr Stradford for and on behalf of the Commonwealth and that “if the
detention effected by the court security officers was without lawful justification, the
Commonwealth would, in respect of that detention, be liable to [Mr Stradford] for the tort of
false imprisonment”. Importantly, the Commonwealth did not plead in its defence, at least
explicitly, that the MSS guards were “officers of the court”, or “ministerial officers”.
Moreover, while the Commonwealth pleaded, in answer to Mr Stradford’s plea that his
detention by the MSS guards was without justification, that the MSS guards were executing
orders made by the Judge which “appeared to have been regularly made and issued”, it did not
explicitly plead that the officers therefore had available to them a defence based on the fact that
they were officers of the court, or ministerial officers.
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392
It would therefore appear from the pleadings that the parties were proceeding on the basis that
Mr Stradford was alleging that the Commonwealth was vicariously liable for the conduct of
the MSS guards in detaining him and that the Commonwealth’s defence to Mr Stradford’s case
against it was that there was lawful justification for Mr Stradford’s imprisonment. Moreover,
while the Commonwealth’s defence also uses the shorthand expression “court security
officers” to describe the MSS guards, the Commonwealth did not explicitly plead that the MSS
guards had available to them a common law defence based on the fact that they were ministerial
officers, or officers of the court.
393
The central issue on the pleadings was clearly whether there was lawful justification for Mr
Stradford’s detention. In those circumstances, the fact that Mr Stradford did not file a reply is
of no moment. That is all the more so given that, as discussed earlier in the context of the
elements of the tort of false imprisonment, if the MSS guards detained Mr Stradford, which
was admitted, the onus was on the Commonwealth to establish lawful justification. There was
a clear joinder of the issue concerning lawful justification.
394
The fact that both Mr Stradford and the Commonwealth proceeded on the basis that the central
issue was lawful justification is also readily apparent from the statement of agreed facts. It was
an agreed fact that the “conduct of the MSS employees … constituted a detention of [Mr
Stradford] which was undertaken for and on behalf of the Commonwealth” and that “[i]f that
detention was unlawful, the Commonwealth is liable to [Mr Stradford] for that false
imprisonment”. The agreed facts make no mention of the Marshal. Nor is there any agreed
fact that the MSS guards were officers of the court, or ministerial officers. It was, however,
agreed that MSS Security Pty Ltd provided guarding services at the Circuit Court pursuant to
a contract.
395
It follows from this analysis of the pleadings that if, as the Commonwealth contended, there
was any deficiency or lack of clarity in the pleadings concerning the status of the MSS guards,
or whether the Commonwealth had available to it a defence based on the fact that the MSS
guards were officers of the court, or ministerial officers, that issue lies as much at the feet of
the Commonwealth as Mr Stradford.
396
In any event, if there was any issue in the pleadings in that regard, I am far from persuaded that
the Commonwealth suffered any prejudice arising from that issue. It was clear from Mr
Stradford’s opening submissions, oral and written, that his case against the Commonwealth
hinged on the proposition that the MSS guards detained Mr Stradford for and on behalf of the
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Commonwealth and that that detention was not lawfully justified. It was also clear from Mr
Stradford’s opening submissions that his case was that the MSS guards were not officers of the
Circuit Court, but rather were akin to police officers. The Commonwealth did not raise any
issue concerning the pleadings at that point. Indeed, the Commonwealth did not raise any issue
concerning the pleadings until it filed its written outline of closing submissions.
397
The Commonwealth suggested, albeit rather faintly, that if it had known that Mr Stradford
alleged that the MSS guards were not officers of the court, or denied that they were, it would
have called evidence, perhaps from the Marshal. It is, however, unclear what that evidence
would have been. It is equally unclear how any evidence from the Marshal could or would
have added to the evidence that the Commonwealth had already filed concerning the role and
status of the MSS guards. The Commonwealth filed an affidavit sworn by one of the MSS
guards. That affidavit was read without objection and the guard was not cross-examined. The
guard’s evidence included that he had access to the court’s premises, facilities and resources
and that he reported to the Marshal. What more could the Marshal have said?
398
In any event, despite knowing how Mr Stradford put his case concerning the Commonwealth’s
liability from, at the very least, the time he filed his written outline of opening submissions, the
Commonwealth failed to raise any issue concerning the pleadings and, more significantly,
made no attempt to adduce evidence from the Marshal. Had the Commonwealth sought to
adduce evidence from the Marshal during the course of the trial, it is highly likely that I would
have permitted the Commonwealth to do so.
399
In all the circumstances, I reject the Commonwealth’s complaints concerning Mr Stradford’s
pleading. I do not consider that Mr Stradford should be constrained in the way he puts his case
in the manner contended by the Commonwealth.
Were the MSS guards officers of the Circuit Court?
400
As noted earlier, there is arguably a line of authority concerning the liability of officers of the
court, or “ministerial officers”, who execute or act in obedience with orders made, or warrants
issued, by the court of which they are officers. Mr Stradford contended that that line of
authority was distinct from, or developed separately to, the line of authority concerning the
liability of police officers and gaolers who executed invalid orders or warrants of an inferior
court.
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401
The Commonwealth contended that there was no relevant distinction in the authorities between
officers of the court, or ministerial officers, and other persons who executed orders or warrants
issued by an inferior court. It also appeared to argue that, even if there was any such distinction,
the MSS guards were officers of the court, or ministerial officers.
402
The authorities that address the position of officers of the court, or ministerial officers, will be
considered in detail shortly. It is, however, convenient to first consider the Commonwealth’s
contention that the MSS guards were officers of the Circuit Court. That involves a short foray
into the evidence.
403
The MSS guards were employees of MSS Security. MSS Security entered into a contract for
the provision of services to the Commonwealth. Those services were defined, somewhat
vaguely, in the contract as “consultancy and/or professional services”. The services were to be
provided at a number of sites throughout Australia, including, relevantly, the Harry Gibbs
Commonwealth Law Courts Building in Queensland. The Circuit Court occupied that
building, along with certain other occupants, including the Family Court and the Federal Court.
The “main objective” of the services was “to ensure that all sites including all external areas,
are secured to protect the Judges, property, staff and general public at all times”. The contract
identified a number of duties which the guards supplied by MSS Security would perform
pursuant to the contract. None of the specified duties included executing orders made, or
warrants issued, by a judge, or detaining persons pursuant to such orders or warrants.
404
As has already been noted, the Commonwealth adduced evidence from one of the MSS guards
who provided services on behalf of MSS Security in discharge of its contractual obligations.
The evidence of that officer, Mr Dunn, concerning his employment, role and duties was as
follows. He was employed by MSS Security and in that capacity worked at the relevant time
as a “Security Supervisor” at the Family Court and Circuit Court in the Harry Gibbs
Commonwealth Law Courts Building in Brisbane. His role was to “supervise a team of court
security officers and manage their day to day security operations”. He “reported to the Marshal
of the Federal Circuit Court about Federal Circuit Court security matters”. Mr Dunn’s evidence
was that it was “relatively unusual for court security to detain a person following a judge issuing
a warrant of commitment”.
405
As discussed earlier in these reasons, Mr Dunn gave evidence about the “events” of 6 December
2018, that being the day Mr Stradford was detained, though he had no recollection of those
events. His evidence was based on the documentary record. The important point to emphasise,
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in this context, is that there is nothing in the documentary record, or Mr Dunn’s evidence, to
suggest that the Marshal had anything to do with Mr Stradford’s detention. There is certainly
no suggestion that Mr Dunn’s involvement in Mr Stradford’s detention was on the instructions
of the Marshal, or that Mr Dunn reported to the Marshal in respect of his actions.
406
I am unable to see how it could possibly be concluded that Mr Dunn was an officer or
“ministerial officer” of the Circuit Court who was, by virtue of that office or position, required
to obey orders of that court or its judges. Mr Dunn plainly was not appointed under the FCC
Act. Nor was he in any sense employed by the Circuit Court, or even the Commonwealth.
While Mr Dunn’s evidence was that he reported to the Marshal of the Circuit Court, it could
not be said that he was subject to the direct control of the Marshal, or any other officer of the
Circuit Court, or that he was subject to any sanction or disciplinary action by the court, if he
failed to perform any of his duties. That is because he was not appointed under the FCC Act,
or even employed by the Circuit Court or the Commonwealth. If Mr Dunn failed to comply
with his duties in any way, or failed to comply with any direction from the Marshal or any other
officer of the Circuit Court, that may have had contractual implications for MSS Security, or
implications for Mr Dunn’s employment by MSS Security. He was not, however, subject to
any sanction or action by the Marshal or the Circuit Court itself.
407
I should also note, in this context, that the MSS guards who were responsible for detaining Mr
Stradford were not identified or referred to in either the order made, or warrant issued, by the
Judge, either by name or office.
408
I accordingly reject the Commonwealth’s contention that the MSS guards were officers of the
court, or ministerial officers, for the purpose of considering the availability of any common
law defence based on the fact that the officers were purportedly acting pursuant to the warrant
issued by the Judge. The MSS guards were no more than private security guards who were
retained, through their employer, to provide security services at the court complex in which the
Circuit Court was housed.
Were the officers of the Queensland Police and Queensland Corrective Services officers
of the Circuit Court?
409
Queensland did not expressly or clearly contend that the Queensland Police officers and
Queensland Corrective Services officers who were involved in Mr Stradford’s detention or
imprisonment were officers of the court, or ministerial officers, for the purposes of any
common law defence that may be available. Queensland did, however, submit that the officers
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were required to, and did, act in obedience to the warrant issued by the Judge. It was said that
they therefore acted “ministerially”. To the extent that that submission may amount to a
submission that the Queensland Police and Queensland Corrective Services officers were
ministerial officers, as that expression is used and understood in the common law authorities,
I should deal with it.
410
As will be seen, the line of authority concerning the liability of officers of the court, or
ministerial officers, in respect of their conduct in executing warrants issued by a court, make it
clear that only officers who occupy specific positions in the court which issued the warrant are
afforded any protection. That protection derives from the officers’ duty of obedience to the
court of which they were an officer.
411
The Queensland Police officers and Queensland Corrective Services officers who were
involved in Mr Stradford’s imprisonment plainly enough were not officers of the court. They
were obviously not appointed or employed by the Circuit Court. They also owed no duty of
obedience to the Circuit Court. It may be accepted that they may have been obliged to assist
in the execution and enforcement of warrants issued by judges, including judges of the Circuit
Court. Any such obligation, however, arose by virtue of their respective positions as officers
of the Queensland Police Service, or Queensland Corrective Services, as the case may be. It
did not arise by virtue of any position they occupied with, or any duty they owed to, the Circuit
Court.
412
Accordingly, to the extent that the common law authorities indicate that officers of the court,
or ministerial officers, are afforded a special defence in circumstances where they execute
warrants, that defence does not apply in the case of the officers of the Queensland Police and
Queensland Corrective Services.
LIABILITY AT COMMON LAW OF CONSTABLES AND “GAOLERS” ACTING ON
ORDERS OF AN INFERIOR COURT
413
A number of points should be noted or reiterated before addressing the authorities concerning
the liability at common law of constables and “gaolers” acting pursuant to orders made, or
warrants issued, by an inferior court.
414
First, the relevant question is whether police officers and gaolers have a defence when their
otherwise tortious acts were committed in the execution of an order made, or warrant issued,
by an
inferior court which was later found to be invalid. The question does not arise in respect
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of orders made, or warrants issued, by a superior court. That is because, as discussed earlier,
such orders are valid until set aside. There is, therefore, no doubt that constables and prison
officers who detain or imprison a person pursuant to an order made by a superior court are not
liable if that order is subsequently set aside.
415
Second, as already noted, Mr Stradford accepted that different principles perhaps apply in the
case of officers, or “ministerial officers”, of inferior courts who execute orders or warrants
issued by such courts. The Commonwealth disputed that there was any relevant distinction in
the authorities between ministerial officers and police and prison officers. It will be necessary
to resolve that issue in due course. At this point it suffices to observe that the cases which
concern the liability of court officers and ministerial officers should be approached with some
caution and with that potential distinction in mind.
416
Third, some of the English authorities should also be approached with caution. That is because
the perceived harshness of the common law concerning the liability of police officers and
gaolers when acting in execution of warrants issued by magistrates or inferior court judges was
ameliorated in England by statute as long ago as 1750. The
24 Geo II, c 44 (Constables
Protection Act) 1750 (Imp) was, as its name suggests, an “act for the rendering justices of the
peace more safe in the execution of their office; and for indemnifying constables and others
acting in obedience to their warrants”. Section 6 of the Constables Protection Act provided
protection to “any constable, headborough or other officer, or … any person or persons acting
by his order and in his aid, for any thing done in obedience to any warrant under the hand or
seal of any justice of the peace”. The phrase “other officer” was held to extend to a gaoler: see
Butt v Newman (1819) 171 ER 850;
Gerard v Hope at 63.
417
Putting aside the obvious point that it is difficult to see why there would have been a need for
the Constables Protection Act if the common law recognised a defence for constables acting in
obedience to a warrant, the other point to emphasise is that the protection afforded by that Act
essentially became part of the fabric of the law in England insofar as the liability of constables
was concerned. Broad statements of principle in some of the English cases accordingly must
be approached with caution lest they be based on the “suppressed premise” that the defence or
protection afforded to constables acting in obedience to warrants was in fact the statutory
defence or protection (cf
Kable v New South Wales (2012) 268 FLR 1; [2012] NSWCA 243
at [48] per Allsop P).
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Cases relied on by Mr Stradford
418
Mr Stradford cited a number of very early English cases in which executing officers were held
liable for conduct engaged by them in execution of orders or warrants subsequently found to
be invalid: see
Nicholas v Walker and Carter (1634) Cro Car 394; 79 ER 944;
Read v Wilmot
(1672) 1 Vent 220; 86 ER 148;
Shergold v Holloway (1734) Sess Cas KB 154; 93 ER 156; also
2 Str 1002; 93 ER 995;
Morse v James (1738) Willes 122; 125 ER 1089; and
Perkin v Proctor
and Green (1768) 2 Wils KB 382; 95 ER 874. It is unnecessary to consider those cases further,
save to note that, aside from
Perkin, they were all decided prior to the enactment of the
Constables Protection Act.
419
A convenient starting point is the decision in
Morrell v Martin (1841) 3 Man & G 581; 133
ER 1273.
420
In
Morell v Martin, a constable seized the plaintiff’s property (two stacks of wheat) under the
authority of two justices of the peace for the non-payment of rates levied for the repair of
highways. The plaintiff sued the constable in replevin for the return of the goods. In his
defence, the constable pleaded reliance on the warrant, though that plea did not aver facts that
would have established that the justices had jurisdiction to issue the warrant, including that the
plaintiff was an occupier and had been duly assessed. This case was heard after the
commencement of the Constables Protection Act, however that Act did not apply because an
action for replevin was not within its terms. The question whether the constable’s plea was
good was therefore determined on the basis of the common law.
421
The court found in favour of the plaintiff. Chief Justice Tindal, who delivered the judgment of
the court, reasoned as follows (at 133 ER 1278-1279):
But notwithstanding the inference to be derived from these cases, we think the sounder
construction is, that in the case of a justification at common law by a constable under
the warrant of a justice of the peace, the plea is bad which does not shew the justice
had jurisdiction over the subject-matter upon which the warrant is granted. If, at the
common law the constable might have justified under the warrant simply, and
independently of the consideration, whether the justice who issued it had jurisdiction
or not, there would surely have been no necessity for the enactment contained in the
sixth section of the 24 G. 2, c. 44 [Constables Protection Act], that if after a demand
of the warrant, the action is brought against the constable without making the justice
of peace defendant, the jury shall give their verdict for defendant, “notwithstanding
any defect of jurisdiction in the justice of the peace;” and if such action be brought
jointly against them both, then, on proof of such warrant, the jury shall find for such
constable, “notwithstanding such defect of jurisdiction”; a provision which necessarily
implies, as it appears to us, that at common law, and before the statute, the want of
jurisdiction in the justice took away the protection of the constable who executed the
warrant.
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422
After referring to some earlier authorities, his Honour continued (at 133 ER 1279):
Upon these grounds it appears to us, that when a limited authority only is given, as in
the present case, if the party to whom such authority is given, extends the exercise of
his jurisdiction to objects not within it, his warrant will be no protection to the officers
who act under it; and that, by necessary consequence, where an officer justifies under
a warrant so granted by a court of limited jurisdiction, he must shew that the warrant
was granted in a case which fell within such limited jurisdiction; and that the present
plea containing no sufficient allegation to bring the case within the jurisdiction of the
justices, is bad, and that there must be judgment, on such plea, for the plaintiff.
423
It can be seen that the constable’s plea failed because the warrant in question was issued by an
inferior court and the constable did not plead or show that the warrant was issued within the
court’s jurisdiction. The main thrust of Tindal CJ’s reasoning was that if, at common law, a
constable could rely on the warrant in his defence, despite the fact that the warrant was invalid
as a result of a “want of jurisdiction” on the part of the issuing justice, there would have been
no need to enact the Constables Protection Act.
424
The next case of significance is the decision of the Full Court of the Supreme Court of New
South Wales in
Feather v Rogers (1909) 9 SR (NSW) 192. This case is of particular
significance because it is a decision of an intermediate appellate court in Australia. The facts
of the case were fairly straightforward. A justice issued a search warrant in respect of the
plaintiff’s premises. The defendant aided a constable in the execution of that warrant. The
warrant was subsequently held to be void. That was because, before issuing the warrant, the
justice had to be satisfied by evidence on oath that he had reasonable cause to suspect certain
things. The evidence did not establish that the issuing justice had in fact been so satisfied.
425
It would appear, that at this point in time, the Constables Protection Act was in force in New
South Wales. That was not, however, brought to the attention of the trial judge. It was for that
reason that the Full Court ultimately ordered a new trial. Importantly, however, each of the
judges on the Full Court held that the defendant had no defence available to him at common
law and that, apart from the statutory defence, there should have been a verdict for the plaintiff.
Acting Chief Justice Simpson delivered the lead judgment. His Honour said (at 196-197):
I never entertained a doubt from the commencement of this case, and I do not entertain
the slightest doubt now, that the Justice acted without jurisdiction in issuing this
warrant. It is utterly immaterial whether the form has been in use for years or not. The
warrant which was issued, founded upon the information, was issued without
jurisdiction. If a constable executes a warrant which the Magistrate had no jurisdiction
to issue, the warrant affords him no protection at common law, and if a person, aiding
the constable, commits a trespass on the lands or house of another, a warrant issued
without jurisdiction is at common law no protection to that person. Apart, therefore,
from the Statute 24 Geo. II. [Constables Protection Act], there ought to have been, a
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verdict for the plaintiff for something His Honour, however, directed a verdict for the
defendant upon the case as it was presented to the jury. In my opinion the learned
Judge, so far as the common law is concerned, should have left the case to the jury and
directed them in accordance with the first ground of the rule
nisi. I am also of opinion
that the defendant failed to prove his plea of justification.
426
Justice Cohen, who agreed with Simpson ACJ, said (at 198):
I concur in the conclusion arrived at by the Acting Chief Justice, and I quite agree with
him that at common law the defendant would have had no answer to the action. That
is perfectly patent from the Statute 24 Geo. II. [Constables Protection Act], in which it
is recited that the purport of the statute is to relieve constables and persons acting in
aid of them from the liability to which they are exposed in executing warrants which
they are bound to execute. That obviously shows that at common law their liability in
executing warrants which are issued without jurisdiction exists.
427
Justice Rogers agreed with both Simpson ACJ and Cohen J that, but for the Constables
Protection Act, “the defendant would have been without any defence whatever” (at 200).
428
It should be emphasised that, while both Simpson ACJ and Cohen J referred to the issuing
justice having acted “without jurisdiction”, it is readily apparent that the justice in question had
the jurisdiction to entertain the application to issue the warrant and also to issue search warrants
of the sort in question. As noted earlier, the problem for the defendant was that he was unable
to prove that a necessary condition for the issue of the warrant in question – that the justice was
satisfied by evidence given on oath that he had reasonable cause to suspect certain things – had
been met. The use by both Simpson ACJ and Cohen J of the expression “without jurisdiction”
must be understood in that context.
429
It should also be noted that the reasoning of both Simpson ACJ and Cohen J did not suggest
that the defendant was only liable because that deficiency was apparent on the face of the
warrant. Indeed, the deficiency was not readily apparent on the face of the warrant. The
warrant stated that the officer who applied for the warrant had “made information and
complaint on oath” before the justice that the officer had reasonable cause to suspect the
requisite things. That is not to say that the issuing justice was not himself satisfied, based on
the information put before him, that there was reasonable cause to suspect those things.
430
Mr Stradford also relied on the decision of Crisp J in
Gerard v Hope. The facts of that case
were outlined earlier. It will be recalled that the plaintiff was arrested by a constable and
imprisoned on the basis of a warrant issued by a justice of the peace who had no jurisdiction to
issue the warrant in question. The plaintiff successfully sued the justice, the constable and the
gaoler. The liability of the justice was discussed earlier. The gaoler pleaded that he was not
liable because he had obeyed a warrant which was valid on its face. That plea, which was said
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to have been based on the common law, not statute, was found to be unsound. Judge Crisp’s
reasons for rejecting the plea were as follows (at 62):
It is unsound because it does not allege that the justice had jurisdiction in respect of
the subject matter nor does the evidence establish that he had. It is sufficient to cite
Burn’s Justice of the Peace, 30th edn., Vol. 1, p. 1021:
“Where a constable justifies his acts at common law under the warrant of a
justice of the peace, the justification is insufficient, unless it shows that the
justice had jurisdiction over the subject-matter upon which the warrant was
granted. And though no want of jurisdiction appears on the face of the warrant,
still the officer is not protected by it for what he does under it, unless the justice
who issued it had jurisdiction in the case. (
Morell v. Martin, 4 Scott, N.R. 306.
But see
Andrew v. Marris, 1 Q.B. 3;
Carratt v. Morley, l Q.B. 18.)”
and I have in any event as far as the defendant Hornibrook is concerned negatived its
possible application by my findings as to the apparent invalidity of the warrant with
which we are concerned. In my opinion if the plea is still regarded as being relied upon
it does not avail.
431
Thus it would appear that the gaoler was found liable both because he was unable to show that
the justice had jurisdiction to issue the warrant
and because the invalidity of the warrant was
apparent on its face.
432
Both the gaoler and the constable also relied on the Constables Protection Act, which was in
force in Tasmania at the time. It is unnecessary to consider Crisp J’s reasons as to why the
defences based on that Act, as well as other statutory defences, were not made out.
433
The next case of importance is the decision of the High Court in
Corbett v The King (1932) 47
CLR 317; [1932] HCA 36. The Commonwealth also relied on this decision, though Mr
Stradford submitted that when the reasons of Gavan Duffy CJ, Rich and Dixon JJ are closely
analysed, they in fact support his case.
434
The facts of the case were that a magistrate issued a warrant under the
Landlord and Tenant
Act 1899-1930 (NSW) which directed the police to enter certain premises, eject the occupants
and give possession to the owner of the property. That warrant was executed by police officers,
however the occupants resisted and were, as a result, charged with resisting and wilfully
obstructing the police in the execution of their duty. The occupants defended that charge on
the basis that the police were not acting in the exercise of their duty because the warrant did
not comply with the requirements of the Landlord and Tenant Act.
435
At the trial of the occupants, the trial judge held that even if the warrant was invalid, it was not
invalid on its face and that a constable who executed such a warrant was acting in the exercise
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of his duty. Chief Justice Gavan Duffy, Rich and Dixon JJ held, however, that that proposition
was too widely stated. They reasoned as follows (at 47 CLR 327-328):
The constables whom the defendants resisted were attempting in the execution of a
warrant of possession to evict a tenant from a dwelling. There could be no doubt that
the constables were acting according to the exigency of the warrant, but the contention
is made that the warrant conferred no authority upon them because it was not issued or
granted in accordance with the provisions of the
Landlord and Tenant Act 1899 and
was a nullity. The Supreme Court did not decide whether any of the objections made
to the warrant were well founded. The Court assumed that the warrant did not comply
with the requirements of the statute, but held that the warrant did not appear upon its
face to be invalid, and that a constable, who, in good faith, executed such a warrant,
acted in the execution of his duty. This proposition is somewhat too widely stated. The
cases decided upon enactments making penal the obstruction or resistance to an officer
in the course of the execution of his duty show that, when the alleged duty arises from
a warrant, the charge cannot be sustained unless the warrant did operate in law as an
authority to the officer, and, unless when he was resisted, he was in the course of
executing that authority according to law (
R. v. Sanders;
Codd v. Cabe;
R. v. Cumpton;
R. v. Levesque).
It is not enough that the officer was acting bona fide in obedience
to a warrant, which, although bad, appeared to be good. It is true that generally,
in such a case, he would not be liable as for an actionable wrong. But he is not
protected from liability because it is his duty to execute a bad warrant. The
protection is conferred upon him because “the public interest requires that
officers who really act in obedience to the warrant of a magistrate should be
protected” (Price v. Messenger, 24 Geo. II. c. 44 [the Constables’ Protection Act];
cf. Landlord and Tenant Act 1899, sec. 28, and Jones v. Chapman).
(Emphasis added; footnotes omitted)
436
Both the Commonwealth and Mr Stradford relied on the emphasised portion of this passage
from the judgment. The Commonwealth submitted that that part of the reasoning supported
the proposition that a constable is generally not liable for an actionable wrong when executing
a warrant which, while apparently valid on its face, turns out to have been invalid. Mr Stradford
submitted, however, that their Honours were saying no more than that a constable is only
“protected” in those circumstances by operation of the Constables Protection Act. In other
words, the constable is not protected at common law. That was said to be apparent from their
Honours’ citation of
Price v Messenger (1800) 2 Bos & P 158; 126 ER 1213, the Constables
Protection Act, s 28 of the Landlord and Tenant Act and
Jones v Chapman (1845) 14 M & W
124; 153 ER 416. There is considerable merit in that submission.
437
Price v Messenger was a case in which the operation of the Constables Protection Act was
decisive. A magistrate issued a warrant which authorised the police to search for and seize a
quantity of sugar “concealed or deposited” at the plaintiff’s premises on the basis that it was
suspected of being stolen. The warrant also authorised the police to bring the person in whose
custody the sugar was found before the magistrate. Some constables went to the plaintiff’s
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premises and found some sugar, as well as “a bag of nails and two parcels of tea of which no
satisfactory account was given”. Because the warrant did not refer to nails and tea, the
constables contacted the magistrate for instructions and were ordered to seize the nails and tea,
as well as the sugar. The plaintiff was also taken to the magistrate. The plaintiff was
subsequently discharged and his property returned on the basis that insufficient evidence had
been produced against him. He sued the constables for assault, imprisonment and the seizure
of his property. The trial judge directed the jury that the warrant authorised the assault,
imprisonment and seizure of the sugar, but not the seizure of the tea and nails. The plaintiff
was awarded damages in respect of that seizure.
438
It is quite clear from the judgment on appeal, which upheld the judgment of the trial judge, that
the constables were only protected from liability in respect of the assault, imprisonment and
seizure of the sugar because of the operation of the Constables Protection Act. They were held
liable in respect of the seizure of the tea and nails because those items were not specified in the
warrant. Lord Eldon said that “[t]he public interest requires that officers who really act in
obedience to the warrant of a magistrate should be protected” and referred, in that context, to
the fact that “[t]he statute [the Constables Protection Act] provides that no action shall be
brought against an officer for any thing done in obedience to any warrant of any justice of the
peace” (at 126 ER 1215). It is clear, therefore, that the protection that Lord Eldon was referring
to was provided by the statute, not the common law.
439
Another passage of Lord Eldon’s judgment is instructive as to the position at common law. His
Lordship said, in relation to the operation of the Constables Protection Act (at 126 ER 1215):
The act therefore takes it for granted, that an officer may be said to act in obedience to
the warrant of a justice of the peace, though such justice had no jurisdiction, and though
the warrant be an absolute nullity. For it is as much a defect of jurisdiction, if the
justice grant an improper warrant in a case over which he has jurisdiction, as if he had
no jurisdiction over the case at all.
440
That passage would tend to support the proposition that, save for the protection provided by
the Constables Protection Act, a constable would be liable for acts performed in obedience to
a warrant issued by a justice if the warrant turned out to be invalid either because the justice
had no jurisdiction to issue the warrant, or because, despite having jurisdiction, the justice
issued an “improper warrant”.
441
The citation of s 28 of the Landlord and Tenant Act also suggests that the protection being
referred to in the relevant passage in
Corbett v The King was statutory protection. Section 28
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of the Landlord and Tenant Act, like the Constables Protection Act, provided statutory
protection to constables who executed warrants to evict tenants.
442
The other case cited in
Corbett v The King,
Jones v Chapman was a case like
Price v
Messenger, which concerned the execution of a warrant for possession. The defendants,
including some constables, entered the plaintiff’s premises pursuant to a warrant issued by
justices which authorised them to enter those premises and deliver possession of the premises
to the owner. The defendants’ plea sought to justify their entry of the premises on the basis
that they were acting pursuant to the warrant. They relied on a statute (
1 & 2 Vict c 74 (Small
Tenements Recovery Act) 1838 (Imp)) which, like s 28 of the Landlord and Tenant Act,
provided that it was not lawful to bring an action against a constable for executing a warrant
under the statute by reason that the person on whose application the warrant was issued did not
have the lawful right to the possession of the premises. That plea was held to be bad because
protection under the statute was only provided to constables of the district in which the
premises were located and the defendants had not established that to be the case. The report of
the case also notes that “the plea clearly cannot be regarded as a sufficient justification at
common law” and notes that the observations of Tindall CJ in
Morrell v Martin were
“applicable to this point” (at 153 ER 419).
443
The relevant passage from the judgment of Gavan Duffy CJ, Rich and Dixon JJ in
Corbett v
The King was obiter dicta because the court held that the warrant in question in that case was
valid. As can be seen, the passage in any event provides no support for the Commonwealth’s
position. Indeed, if anything, it provides support for Mr Stradford’s contention that at common
law, a constable who executes a warrant issued by an inferior court may be held liable for acts
committed in the course of executing the warrant if the warrant is found to have been invalidly
issued, even if the warrant appeared valid on its face.
Cases relied on by the Commonwealth (and Queensland)
444
The main cases relied on by the Commonwealth were (in chronological order):
Dr Drury’s
Case (1610) 8 Co Rep 141; 77 ER 688;
Andrews v Marris (1841) 1 QB 3; 113 ER 1030;
Mooney v Commissioners of Taxation (NSW) (1905) 3 CLR 221; [1905] HCA 61;
Hazelton v
Potter (1907) 5 CLR 445; [1907] HCA 63;
Smith v Collis (1910) SR (NSW) 800;
Corbett v
The King;
Commissioner for Railways (NSW) v Cavanough (1935) 53 CLR 220; [1935] HCA
45;
Posner v Collector for Interstate Destitute Persons (Vic) (1946) 74 CLR 461; [1946] HCA
50;
Robertson v The Queen (1997) 92 A Crim R 115;
von Arnim v Federal Republic of
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Germany (No 2) [2005] FCA 662;
Kable v New South Wales and
Haskins v The
Commonwealth (2011) 244 CLR 22; [2011] HCA 28.
445
As noted earlier, Queensland essentially agreed and supported the Commonwealth’s
submissions concerning the position at common law. It relied on the same cases that were
relied on by the Commonwealth, though it did not advance any separate submissions of
substance in relation to those authorities.
446
The starting point, so far as the Commonwealth was concerned, was
Dr Drury’s Case. That
case has been cited as authority for the principle that if acts are done in accordance with a
judicial order, later set aside, they are protected as “acts done in the execution of justice, which
are compulsive”: see
Cavanough at 53 CLR 225 (Rich, Dixon, Evatt and McTiernan JJ);
Kable
v New South Wales at [25] (Allsop P). That statement of principle, however, must be
considered in context and treated with caution.
Dr Drury’s Case concerned the liability of a
sheriff for acts which he was “commanded and compelled by King’s writ” to do. The passage
from which the statement of principle is apparently drawn is as follows (at 77 ER 691):
There is a difference between mean acts done in the execution of justice, which are
compulsive, and acts which are voluntary: and, therefore, if an erroneous judgment is
given in debt, and the sheriff, by force of a
fieri facias sells a term of the defendant,
and afterwards the judgment is reversed by a writ of error, yet the term shall not be
restored, but only the sum, &c. because the sheriff was commanded and compelled by
King’s writ to sell it, &c.
(Footnotes omitted)
447
The Latin phrase “fieri facias” refers to a writ of execution which directs a specified officer,
usually a sheriff, to take control of a piece of property and sell it in order to satisfy the owner’s
debt obligations.
448
At the time
Dr Drury’s Case was decided, a sheriff was not simply an officer of the court. His
“powers and duties could be described as being ‘either as a judge, as the keeper of the king’s
peace, as a ministerial officer of the superior courts of justice, or as the king’s bailiff’”:
R v
Turnbull; Ex parte Taylor (1968) 123 CLR 28 at 44 (Windeyer J); [1968] HCA 88. The point
to emphasise is that the liability of sheriffs and other “ministerial officers”, who were bound to
execute orders of the court of which they were officers, appears to have been treated differently
to the liability of other persons who were not so bound. In particular, a sheriff was not required,
before executing an order of the court, to examine its legality. In Watson,
A Practical Treatise
on the Office of Sheriff (Sweet, Maxwell, Stevens & Norton, 1848) it was said (at 67):
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When a writ is delivered to a sheriff, he is
bound to execute it, according to the
exigency thereof, without inquiring into the regularity of the proceeding whereon the
writ is grounded; and it will be found, by a variety of cases, that although the process,
under which the sheriff takes the person or goods of the defendant, be voidable, or
erroneous, and of which the defendant might have availed himself in the original
action, yet such writ is a sufficient justification for the sheriff in an action for trespass
brought against him, for the sheriff is a ministerial officer in the execution of writs,
and is not to examine their legality.
(Emphasis in original; footnotes omitted)
449
Similarly, in Churchill and Bruce,
The Law of the Office and Duties of the Sheriff (1879,
Stevens and Sons), it was said (at 278) that in “an action of trespass against the sheriff, the writ
is a sufficient justification, for the sheriff, being a ministerial officer in the execution of writs,
is not required to examine into their legality”.
450
It appears, therefore, to be tolerably clear that the principle derived from
Dr Drury’s Case
applies only to Sheriffs and similar court officers. The same can be said concerning the next
case relied on by the Commonwealth.
451
In
Moravia v Sloper (1737) Willes 30; 125 ER 1039, Willes LCJ said that “in the case of an
officer, who is obliged to obey the process of the Court and is punishable if he do not, it may
not be necessary to set forth that the cause of action arise within the jurisdiction of the Court”
(at 125 ER 1041). The Lord Chief Justice explained that the reason that sheriffs and other
officers of the court were treated differently in that regard was (at 125 ER 1042):
For the inferior officer is punishable as a minister of the Court if he do not obey it’s
commands; and it would be unjust that a man should be punished if he does not do a
thing and should be liable to an action if he does.
452
The next case relied on by the Commonwealth,
Andrews v Marris, was also a case concerned
with ministerial officers of the court which issued the warrant. That is apparent from the fact
that the court followed
Moravia v Sloper.
453
The facts of
Andrews v Marris were that a clerk of the Caistor Court of Requests issued a
warrant against the plaintiff in respect of an amount that was said to have been the subject of a
judgment but remained unpaid. The warrant was directed to “John Whitham, one of the
serjeants of the said Court” and commanded and required the “serjeant” to “take and carry …
the body” of the plaintiff to the prison at Kirton. The plaintiff was arrested and imprisoned.
The plaintiff sued the clerk and the “serjeant”, Mr Whitham, for false imprisonment. The court
found that the clerk did not have the jurisdiction or authority to issue the warrant. The action
against the clerk succeeded, however the action against the “serjeant” failed, essentially
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because his situation as an officer of the court was considered to be analogous to that of a
sheriff. Lord Chief Justice Denman’s reasons included as follows (at 113 ER 1036):
The case of the defendant Whitham, however, stands on very different grounds. He is
the ministerial officer of the commissioners, bound to execute their warrants, and
having no means whatever of ascertaining whether they issue upon valid judgments or
are otherwise sustainable or not. There would therefore be something very
unreasonable in the law if it placed him in the position of being punishable by the Court
for disobedience, and at the same time suable by the party for obedience to the warrant.
The law, however, is not so. His situation is exactly analogous to that of the sheriff in
respect of process from a Superior Court; and it is the well known distinction between
the cases of the party and of the sheriff or his officer, that the former, to justify his
taking body or goods under process, must shew the judgment in pleading, as well as
the writ; but for the latter it is enough to shew the writ only;
Cotes v. Michill (3 Lev.
20);
Moravia v. Sloper (Willes, 30, 34).
454
It is worth reiterating at this point that, for the reasons given earlier, the MSS guards could not
be said to have been ministerial officers of the Circuit Court. Their situation could not be said
to be analogous to the sheriff in
Dr Drury’s Case, or the “serjeant” in
Andrews v Marris. They
simply provided security services to the Circuit Court pursuant to a contract between their
employer and the Commonwealth. Unlike the serjeant in
Andrews v Marris, they were not
named or referred to in the warrant and were not commanded or compelled to do anything
under the warrant. Nor were they subject to any punishment if they did not obey the warrant.
455
The Commonwealth relied on a short passage in the judgment of Griffith CJ in
Mooney in
which the decision in
Andrews v Marris was cited.
Mooney was not, however, a case
concerning the liability in tort of a ministerial officer of a court who acted in obedience to an
invalid warrant issued by an inferior court. Indeed, it did not concern the liability of anyone
for acting in obedience to a warrant. It was a tax case.
456
The facts in
Mooney were that the Commissioners of Taxation assessed the appellant as being
liable to pay tax under the
Land and Income Tax Assessment Act 1895 (NSW) in respect of an
amount he received as the purchase money of a mine. The appellant did not appeal the
assessment to the Court of Review in the manner prescribed in the Assessment Act. The
Commissioners sued for the amount of tax assessed and relied upon the “assessment book” as
conclusive evidence of their claim pursuant to a provision in the Assessment Act. The High
Court held (per Griffith CJ and Barton J, O’Connor J dissenting), that the assessment by the
Commissioners was in excess of their jurisdiction and the appellant was therefore not bound to
appeal the assessment to the Court of Review. He was entitled to wait until he was sued and
then dispute his liability in that action.
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457
One of the critical questions for the court in
Mooney was whether the Commissioners had
jurisdiction to issue the assessments. That was said to depend on whether their jurisdiction was
limited to assessing the taxes payable by persons who in fact and law were liable to pay them,
or whether it also extended to determining whether persons alleged to be liable were in fact
and law so liable. The Commissioners argued, based on the decision in
Allen v Sharp (1848)
12 JP 693; 2 Exch 352, that their jurisdiction extended to determining whether persons alleged
to be liable were in fact and law so liable. Chief Justice Griffiths (with whom Barton J
relevantly agreed) held that the decision in
Allen v Sharp turned upon the language of the statute
in question in that case and did not assist the Commissioners. It was in that context that
Griffiths CJ said (at 3 CLR 241-242):
It is also to be remembered that there is a well known distinction between the case of
an action for trespass brought against an executive officer for executing the warrant of
a tribunal as to a matter
prima facie within its jurisdiction and the case of a similar
action against the person by whom, or the party at whose instance, the warrant is issued.
In the former case the action will not lie. In the latter it will, if the matter were not in
fact and law within the jurisdiction of the tribunal. (See
Andrews v. Marris). In my
judgment, therefore, the case of
Allen v. Sharp, does not govern the present case, which
depends upon a Statute framed on quite different lines.
(Footnotes omitted)
458
The Commonwealth relied on this passage from the judgment of Griffith CJ, apparently on the
basis that it approved the decision in
Andrews v Marris. Even if that be so, the decision in
Andrews v Marris related to the liability for trespass of ministerial officers of the court, such
as sheriffs and sergeants, for acts engaged by them in execution of warrants issued by their
court. Chief Justice Griffith uses the expression “executive officer” to describe such officers.
As has already been noted, the MSS guards were not ministerial officers of the court.
459
In all the circumstances, the Commonwealth derives little assistance from
Mooney. That is all
the more so given that the case did not concern or involve the liability of anyone in respect of
the execution of a warrant. The decision in
Andrews v Marris also appears to have been cited
by Griffith CJ for the purpose of distinguishing cases where a tribunal’s jurisdiction extended
to determining whether matters were within the tribunal’s jurisdiction from cases where the
tribunal’s jurisdiction was limited to matters which were in fact and law within its jurisdiction.
460
The Commonwealth’s reliance on the decisions of the High Court in
Hazelton v Potter and
Haskins is equally questionable.
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461
Hazelton v Potter was only fleetingly addressed in the Commonwealth’s submissions. It
accordingly warrants only fleeting attention in these reasons. The Commonwealth submitted
no more than that the whole of the reasoning in the case supported the proposition that, if an
“enforcing official” executes a warrant which is not defective on its face, the official is
“protected”. The Commonwealth did not direct attention to any particular passage in the
judgment which was said to support that submission.
462
I am unable to see how the Commonwealth is able to derive any assistance from
Hazelton v
Potter, or how that case could be said to be authority for the proposition advanced by the
Commonwealth. The police officer who purported to execute the warrant in question in
Hazelton v Potter was found liable essentially because the warrant did not authorise the
officer’s conduct at all. The police officer “was not within the terms of the persons described
in the warrant” and the warrant provided “no justification of the conduct pursued towards the
appellant” (Barton J at 5 CLR 463).
463
The Commonwealth’s reliance on
Haskins can also be dealt with shortly. In that case, an able
seaman was found guilty by the Australian Military Court of misusing a travel card. He was
sentenced to, and served, a period of detention. The provisions in the Act which established
the Australian Military Court were subsequently declared to be invalid. Parliament then
enacted legislation to restore the system of military discipline. The able seaman brought a
claim in the High Court alleging that the new legislation was invalid because, among other
things, it extinguished his cause of action against the Commonwealth for the tort of false
imprisonment. The High Court considered, in that context, the availability of an action for
false imprisonment.
464
The Commonwealth relied on the following passages from the judgment of the majority
(French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ) (at [64] and [67]):
The present case should be decided on the footing that the acts of which the plaintiff
complains were acts done by one member of the defence force to another in obedience
to what appeared to be a lawful command. The acts were not done for any reason other
than the bona fide application of a kind of disciplinary measure for which the
Discipline Act provided. That is, the punishment imposed was a lawful form of
punishment. The punishment was executed in the manner prescribed by law. The
complaint of false imprisonment is founded wholly on the invalidity of the law that
established the body that imposed the punishment. No allegation of improper purpose,
“malice” (whether that is understood as spite, ill will, ulterior motive, or otherwise) or
oppression is made or was available. The plaintiff’s detention was effected in
obedience to commands made by a warrant that those to whom the warrant was
directed had no occasion to believe were other than lawful commands.
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…
To permit the plaintiff to maintain an action against those who executed that
punishment (whether service police or the officer in charge of the Corrective
Establishment) would be destructive of discipline. Obedience to lawful command is at
the heart of a disciplined and effective defence force. To allow an action for false
imprisonment to be brought by one member of the services against another where that
other was acting in obedience to orders of superior officers implementing disciplinary
decisions that, on their face, were lawful orders would be deeply disruptive of what is
a necessary and defining characteristic of the defence force. It would be destructive of
discipline because to hold that an action lies would necessarily entail that a subordinate
to whom an apparently lawful order was directed must either question and disobey the
order, or take the risk of incurring a personal liability in tort.
465
The Commonwealth’s reliance on those passages from the judgment of the majority in
Haskins
is problematic. That is because the principles discussed in those passages plainly concern
military justice, discipline and punishment. Nothing of any relevance is said about the
principles that apply in respect of the liability of non-military police and gaolers for acts done
to civilians in the execution of invalid warrants issued by civilian inferior courts. That is readily
apparent from even a cursory consideration of what is said in the passages in question. It is
made crystal clear in the paragraphs of the judgment which are sandwiched between the two
paragraphs relied on by the Commonwealth. The majority refer (at [65]) to what was said by
Willes J in
Keighly v Bell (1866) 4 F & F 763; 176 ER 781 and Pollock in
The Law of Torts
(1st ed, 1887) about the liability of a subordinate soldier for acts done in obedience to his
commanding officer. Their Honours then observe (at [66]):
The application of a principle expressed in the form adopted by Willes J or by Pollock
to acts done by a member of the defence force to civilians would raise very different
issues from those that arise here, but those issues need not be explored. Attention is
confined to acts done by one member of the force to another in intended execution of
orders that reasonably appeared to be lawful orders of a superior officer.
466
In my view, nothing said in
Haskins provides any support for the proposition advanced by the
Commonwealth in this case.
467
The judgment in
Corbett v The King was discussed earlier. In my view, the passage from the
judgment in
Corbett v The King that is relied on by the Commonwealth in fact provides support
for Mr Stradford’s contentions concerning the relevant principles.
468
The Commonwealth relied on the decision of the Full Court of the Supreme Court of New
South Wales in
Smith v Collis. That case concerned an action against the governor of a gaol
for a penalty under s 6 of the
31 Car II, c 2 (Habeas Corpus Act) 1679 (Imp) for having
knowingly imprisoned the plaintiff for the same offence for which he had been imprisoned
before and freed upon the issue of a writ of habeas corpus. The plaintiff contended that the
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governor’s knowledge in that respect could be inferred from the “material before him when he
received the plaintiff into his custody” (at 813). The court rejected that contention and found
that the evidence “clearly stops short of the proof required to make [the governor] liable” (at
813). It was in that context that the Chief Justice said (at 813):
In the ordinary course of things the discharge of the governor’s duties would become
impossible if he were called upon to decide upon the validity of a warrant good on the
face of it, and his duty is simply to obey and not to question. In the case of actions for
false imprisonment this has been made absolutely clear. In the case of
Demer v. Cook (20 Cox C.C., at p. 448), it is said, “The authorities cited by the Attorney-General:
Olliet v. Bessey (Sir Thomas Jones’ Reps. 214, 215);
Butt v. Newman (Gow 97);
Countess of Rutland’s Case (6 Rep. 54a);
Henderson v. Preston (59 L.T. Rep. 334, 21
Q.B.D. 362), and
Greaves v. Keene (40 L.T. Rep. 216; 4 Ex. D. 73) – are, in my
opinion, conclusive to show that where a gaoler receives a prisoner under a warrant
which is correct in form, no action will lie against him if it should turn out that the
warrant was improperly issued, or that the Court had no jurisdiction to issue it.” And
at p. 449 “the warrant and nothing else is the protection of the gaoler, and he is not
entitled to question it or go behind it.”
469
Mr Stradford submitted that this passage from the judgment of the Chief Justice was no more
than an explanation of the legislative policy supporting his Honour’s construction of the Act.
That is somewhat difficult to accept, though it may be accepted that the passage was obiter
dicta given that the question whether the governor could rely on the warrant was not the
decisive issue in the case. Rather, the decisive issue was whether the governor had knowingly
imprisoned someone contrary to the Habeas Corpus Act. That said, the passage from the
judgment in
Demer v Cook (1903) 88 LT 629; 20 Cox CC quoted by the Chief Justice does
seem to suggest that an action cannot lie against a gaoler for receiving a prisoner under a
warrant which is correct in form.
470
The persuasive force of the obiter observations of the Chief Justice is, however, undermined
somewhat when close consideration is given to the main case cited by his Honour,
Demer v
Cook, and the authorities cited in it. In
Demer v Cook, the gaoler in question was in fact found
to be liable for acting under an invalid warrant (cf
Kable v New South Wales at [47]), or at least
acting pursuant to documents that could not be said to constitute a valid warrant. The citation,
in
Demer v Cook, of the decisions in
Olliet v Bessey (1682) T Jones Rep 214; 84 ER 1223 and
Henderson v Preston (1888) 21 QBD 362, is also somewhat questionable. The problem in
Olliet v Bessey was not that the warrant in question was invalid. Rather, the problem was that
the officers who arrested the person pursuant to a valid warrant acted outside the geographical
limits of the warrant. The gaoler was held not to be liable in tort because he was presented
with a valid warrant and he was not duty bound to inquire as to whether the arresting officers
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had acted within the terms of the warrant.
Henderson v Preston similarly involved a valid
warrant which the gaoler complied with its terms. The problem in that case was that,
unbeknownst to the gaoler, the prisoner had already spent a night in custody.
471
The Commonwealth did not expressly rely on
Demer v Cook or the other cases identified in
the relevant passage from the judgment of the Chief Justice in
Smith v Collis. While it might
have cited some of those cases in its lengthy written submissions, and may have fleetingly,
though parenthetically, referred to them in its oral submissions, it did not take the Court to
those cases or the reasoning in them. There is a limit to whether the Court must chase every
rabbit down every burrow. I am nevertheless prepared to proceed on the basis that those cases
appear, at first blush at least, provide some support for the Commonwealth’s position and
appear to be inconsistent with the authorities that deal with the liability of constables who act
pursuant to a warrant.
472
The next decision that it is necessary to consider is the judgment in
Cavanough. The
Commonwealth relied on
Cavanough because
Dr Drury’s Case is cited as authority for the
proposition that “[a]cts done according to the exigency of a judicial order afterwards reversed
are protected: they are ‘acts done in the execution of justice, which are compulsive’” (at 53
CLR 225). As discussed earlier, however, that statement of principle must be considered with
some caution because in
Dr Drury’s Case it was effectively confined to the issue of the liability
of the sheriff, who was an officer of the court. Moreover, the citation of
Dr Drury’s Case in
Cavanough must be considered in the context of the issues which were addressed in that case.
473
Cavanough did not concern the liability of an officer of the court, still less a constable or a
gaoler, for acts committed in the execution of a warrant issued by an inferior court. Rather, the
case concerned an officer of the Commissioner for Railways who was convicted of the offence
of larceny. He was then suspended from his job. The officer’s conviction was subsequently
set aside on appeal. He sued the Commissioner for his salary during the period of his
suspension. The Commissioner relied on a statutory provision which provided that an officer
convicted of a felony shall be deemed to have vacated his office. The High Court held that,
upon the setting aside of the officer’s conviction, the conviction was avoided ab initio. It
followed that he could not be deemed to have vacated his office. It was in that context that
Dr
Drury’s Case was cited, including for the proposition that “[a]cts done according to the
exigency of a judicial order afterwards reversed are protected” (at 53 CLR 225). It is, in those
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circumstances, doubtful that the reasoning in
Cavanough greatly assists in resolving the issue
in question in this case.
474
The decision in
Posner requires closer consideration.
Posner did not itself concern the liability
of an officer in respect of acts carried out in execution of an order or warrant issued by an
inferior court. The judgments in
Posner do, however, refer to some cases that do concern that
scenario. The facts of the case were, in summary, that Mr Posner was served in Victoria with
a maintenance order which had been made against him in Perth. He also received a demand
for the payment of arrears under that order. A summons was subsequently issued calling on
him to show cause why he should not be imprisoned for failing to pay moneys in accordance
with the order. Mr Posner persuaded the Court of Petty Sessions that he had not been served
with any process in Perth in respect of the maintenance order and the court held that the order
was a nullity. The court nevertheless held that it was bound to give effect to the order. Mr
Posner applied for a review of that order. The High Court held, by majority, that the
maintenance order was not a nullity and could properly be made the subject of the proceeding
in Victoria. It was in that context that reference was made to the authorities concerning the
execution of invalid warrants.
475
Justice Starke said (at 74 CLR 476):
A party, however, executing the process of an inferior court in a matter beyond its
jurisdiction is liable to action and cannot justify under such process whether he knows
the defect or not but the magistrate is only liable if he knew of the defect of jurisdiction
(
Calder v. Halket;
Houlden v. Smith; Mayor etc. of
London v. Cox). And an officer
executing and obeying such process is protected (ibid).
(Footnotes omitted)
476
Justice Dixon said (at 74 CLR 481-482):
Another rule was expressed by Denman C.J. in
Andrews v. Marris. Speaking of one of
the defendants, his Lordship said: - “He is the ministerial officer of the commissioners,
bound to execute their warrants, and having no means whatever of ascertaining
whether they issue upon valid judgments or are otherwise sustainable or not. There
would therefore be something very unreasonable in the law if it placed him in the
position of being punishable by the Court for disobedience, and at the same time suable
by the party for obedience to the warrant. The law, however, is not so. His situation is
exactly analogous to that of the sheriff in respect of process from a Superior Court; and
it is the well known distinction between the cases of the party and of the sheriff or his
officer, that the former, to justify his taking body or goods under process, must show
the judgment in pleading, as well as the writ; but for the latter it is enough to show the
writ only;
Cotes v. Michill;
Moravia v. Sloper. It was said, indeed, for the plaintiff, that
these and the numerous other authorities which might be cited to the same effect all
went upon the principle that the proceeding, however irregular, was the Act of the
Court.” Thus a conviction or order might be inefficacious in favour of a party but might
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have some operation as against the other party in favour of officers etc.
(Footnotes omitted)
477
Mr Stradford submitted that these passages from the judgments of Starke J and Dixon J in
Posner do not take the matter any further. Rather, they simply confirm the distinction between
ministerial officers of the court and other offices. In his submission, that analysis was
supported by the fact that Dixon J quoted from the reasons of Denman CJ in
Andrew v Marris
and Starke J cited
London v Cox (1867) LR 2 HL 239 at 263 in support of the statement that
“an officer executing and obeying such process is protected”. The page from the judgment of
London v Cox cited by Starke J in turn cites
Moravia v Sloper and
Andrews v Marris.
478
There is some merit in Mr Stradford’s submission that the judgments in
Posner do not take the
matter any further. As already noted,
Posner did not concern the liability, or potential liability,
of any officer for acts done in the execution of the warrant. The safer course, in those
circumstances, is to address what is actually decided in cases such as
Andrews v Marris and
Moravia v Sloper, as opposed to the summary of those cases in what were effectively obiter
observations made by Starke J and Dixon J concerning those cases.
479
The next case relied on by the Commonwealth,
Robertson v The Queen, cannot so readily be
put to one side. It provides some support for the defence relied on by the Commonwealth and
Queensland. Mr Stradford submitted, however, that the case was wrongly decided and that I
should not follow it.
480
Robertson v The Queen was a decision of the Full Court of the Supreme Court of Western
Australia. Ordinarily, of course, I should follow a decision of a State intermediate appellate
court: cf
Farah Constructions Pty Ltd v Say-Dee Pty Ltd (2007) 230 CLR 89; [2007] HCA 22
at [135]. I am, however, confronted by conflicting decisions of intermediate appellate courts.
The decision in
Robertson v The Queen appears to conflict with the decision in
Feather v
Rogers. In those circumstances, I can “only proceed to determine the issue by considering
which approach is correct in principle”:
Obeid v Lockly (2018) 98 NSWLR 258; [2018]
NSWCA 71 at [170] (Bathurst CJ).
481
The facts in
Robertson v The Queen were that the appellant was sentenced to imprisonment for
an offence. He was subsequently convicted of further offences in respect of which fines were
imposed by a magistrate. The magistrate ordered that if the appellant defaulted in the payment
of the fines he would be required to serve short periods of imprisonment which were to be
served cumulatively. The warrant of commitment, however, incorrectly stated that the terms
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of imprisonment would not only be cumulative on each other, but also cumulative on any other
sentence the appellant was serving. As a result of that error, and the fact that he did not pay
the fines, the appellant served 56 more days in prison than was in fact required by the default
sentences. He sued the State of Western Australia on the basis that it was vicariously liable for
the act of the responsible prison authority. The trial judge dismissed that action on the basis
that the appellant’s imprisonment had in fact been correctly calculated. The Full Court found
otherwise, but nonetheless dismissed the appellant’s appeal on the basis that the prison
superintendent did not act unlawfully in imprisoning the appellant pursuant to the warrant of
commitment even if the warrant was incorrect and unlawful.
482
Justice Steytler, with whom Malcolm CJ and Franklyn J agreed, held, in essence, that the prison
superintendent could not be held liable for acting on a warrant which was valid on its face, but
which turned out to have been wrongly issued. That conclusion was based on his Honour’s
review of various authorities, including
Sirros v Moore,
London v Cox,
Posner,
Oldham
Justices; Ex parte Cawley (1996) 2 WLR 681; 1 All ER 464 and
Isaacs v Robertson [1985]
AC 97; [1984] 3 All ER 140. His Honour concluded (at AC 125):
In the circumstances of this case, and in the light of the authorities to which I have
referred, it seems to me that, if it be accepted that the warrant was unlawful and subject
to being set aside, that did not render unlawful the conduct of the prison superintendent
in acting upon the warrant. Rather, the warrant, being ex facie an order of a court of
competent jurisdiction, was required to be obeyed by the prison authorities until
discharged by a court of competent jurisdiction.
483
Mr Stradford submitted that Steytler J’s conclusion was wrong and his Honour’s reasoning was
defective. That was said to be the case for the following reasons. First, Steytler J did not refer
to the earlier intermediate appellate court decision in
Feather v Rogers. There is no indication
that counsel drew that decision to his Honour’s attention. Second, Steytler J failed to take into
account the likelihood that the statements made by Lord Denning MR in
Sirros v Moore upon
which his Honour relied were premised on or influenced by the operation of the Constables
Protection Act. Third, in relying on what was said in
London v Cox and
Posner, Steytler J
failed to have regard to the fact that the line of authority referred to in those cases concerned
ministerial officers of the court, not constables and gaolers. Fourth, his Honour appears to have
been influenced by the irrelevant consideration that modern legislation does not favour the
invalidation of orders of magistrates or other inferior courts. Fifth, his Honour was wrong in
saying that Simon Brown LJ in
Cawley had cited, with apparent approval, Romer LJ’s
judgment in
Hadkinson v Hadkinson [1952] P 285; 2 All ER 567 because the passage of the
judgment in
Cawley which refers to
Hadkinson was simply a recitation of counsel’s
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submissions. Sixth, his Honour was wrong to rely on the decision of Lord Diplock in
Isaacs
because that case concerned an order made by a superior court.
484
There is merit in Mr Stradford’s submission that
Robertson v The Queen was wrongly decided
and that I should not follow it. I am not persuaded that Steytler J’s reasoning or assessment of
the authorities was accurate or complete. It is, as Mr Stradford submitted, of some significance
that his Honour did not refer to
Feather v Rogers. As for some of the other authorities
considered by his Honour, it is unnecessary to repeat what I have already said about the
decisions in
Posner and
London v Cox. The authorities considered in those cases primarily
concern the liability of ministerial officers of the court, such as sheriffs and sergeants. The
generalised statement by Lord Denning MR in
Sirros v Moore is also deserving of little weight
in circumstances where it was supported by minimal reasoning and the Constables Protection
Act was in force in any event.
485
Perhaps more significantly, in my view, Steytler J erred in relying, it appears to a significant
extent, on the judgment of Simon Brown LJ in
Cawley. Properly considered,
Cawley provides
no support for the conclusion reached by his Honour.
Cawley did not concern the liability of
an officer, such as a prison warden, who acted in execution of a warrant subsequently found to
be void. While it did involve warrants of commitment issued by inferior courts which were
found to be defective, the issue before the court in
Cawley was whether writs of habeas corpus
should issue to secure the release of the minors who were the subject of those warrants. The
court held that writs of habeas corpus should not issue because an applicable statutory provision
provided, in effect, that the warrants were not void and that the detention under the warrants
was therefore not unlawful until the warrants were quashed. The court also held that habeas
corpus was not a necessary, recognised or appropriate means by which a defective warrant of
commitment could be challenged. It is also correct, as Mr Stradford submitted, that Simon
Brown LJ did not cite the passages from
Hadkinson referred to in his Lordship’s judgment.
Those passages were identified or referred to as part of counsel’s submissions. His Honour
also only referred to
Isaacs as part of counsel’s submissions.
486
My consideration of the relevant authorities, including those referred to and relied on by
Steytler J in
Robertson, leads me to conclude that
Robertson was wrongly decided.
487
The next case relied on by the Commonwealth was
von Arnim. In that case, the applicant sued
the Commonwealth and the Minister for Justice and Customs for, among other things, false
imprisonment arising from his arrest and subsequent imprisonment pursuant to warrants issued
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pursuant to the
Extradition Act 1988 (Cth). The applicant was released when the
Commonwealth Attorney-General was advised that a German court had dismissed the arrest
warrant which had issued in Germany and which had provided the basis for the extradition
process and proceedings in Australia. It is important to note, however, that the warrants issued
under the Extradition Act had not been challenged, let alone set aside, by a court of competent
jurisdiction. It was in that context that Finkelstein J made some brief observations about what
his Honour considered to be the assumptions underlying the applicant’s claim.
488
First, his Honour said that it was “by no means clear that a warrant which on its face appears
to have been regularly issued can be disregarded” and that the “few cases” his Honour had
looked at suggested that “the opposite is likely to be true” (at [5]). His Honour cited, in the
context of that observation, the decisions in
Posner,
Hadkinson and
Cawley.
489
Second, his Honour observed that the applicant’s case proceeded on the assumption that, if he
was able to show that the two warrants issued under the Extradition Act “should not have been
issued” that would “make good his claim that his imprisonment was unlawful” (at [6]). His
Honour observed that that assumption was “probably false” and that “[a]ccording to the
authorities there can be no action for false imprisonment if the imprisonment is in execution of
an order which appears to have been regularly made by a judicial officer, even if the order is
without jurisdiction” (at [6]). His Honour cited, in support of that proposition,
London v Cox
and
Ward v Murphy and
Andrew v Marris.
490
In my view, the observations made by Finkelstein J do not take the issue much further. They
were no doubt obiter dicta and were in any event highly qualified.
491
The first observation was based on his Honour’s consideration of only a “few cases” and his
observation was qualified by the words “it is by no means clear”. The decisions in
Posner,
Hadkinson and
Cawley have been addressed earlier in these reasons.
492
The second observation was that the assumption that the applicant’s case would be made out if
the warrants should not have been issued was “probably false”. The decisions in
London v Cox
and
Andrews v Marris have been addressed earlier in these reasons. As for
Ward v Murphy, it
concerned the liability of a sheriff – a ministerial officer – who declined to immediately release
someone on the basis of correspondence which advised that the order pursuant to which a
person had been imprisoned had been quashed. The court held, among other things, that the
sheriff was entitled to a reasonable time in order to make inquiries and that it would be
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unreasonable for the jury to find that he acted unreasonably in leaving his inquiries in that
regard until the morning. It provides little support for his Honour’s observation and even less
support for the Commonwealth’s case in this matter.
493
The final case relied on by the Commonwealth was
Kable v New South Wales. The applicant
in that case was imprisoned by order of a Supreme Court judge made under a statute which was
subsequently held to be constitutionally invalid. He brought an action against the State which
included a claim for false imprisonment on the basis that the State was vicariously liable for
the conduct of its officers, including those who were responsible for detaining him. The State
sought to rely on what it said was a common law principle that, whether or not the order was
of a superior court, persons who obeyed court orders were protected from suit. The trial judge
struck out the applicant’s claim for false imprisonment.
494
On appeal to the Court of Appeal of New South Wales, it was held that the claim for false
imprisonment should not have been struck out. In respect of the State’s plea that it was
protected by the common law principle that persons who obeyed court orders were protected
from suit, Allsop P and Basten JA (with whom the other members of the court agreed on this
point) held, in effect, that if such a principle existed, it did not extend to protect officers who
were acting pursuant to, or in execution of, an order that was a wholly invalid exercise of non-
judicial power. While Allsop P and Basten JA did not, and did not need to, determine the
existence of the asserted common law principle and its boundaries, it is nevertheless instructive
to consider some of the observations made by their Honours in respect of that issue.
495
The judgment of Allsop P contains a fairly detailed analysis of the authorities that bear on the
existence and scope of the principle in question, including
Dr Drury’s Case;
Cavanough;
London v Cox; Posner; Hadkinson;
Sirros v Moore; Robertson v The Queen, and
Gerard v
Hope. Those cases have all been considered earlier in these reasons and it is unnecessary to
rehearse Allsop P’s analysis of them, save as to note the following brief points.
496
First, his Honour noted that the breadth of the proposition advanced by the State – that persons
who obeyed court orders were protected from suit whether or not the order was of a superior
court – “makes one immediately pause for thought, in particular in the light of what was said
by Simpson ACJ in
Feather v Rogers” (at [22]). His Honour then referred to the passage from
the judgment of Simpson ACJ at 197:
It is no doubt very hard upon police officers who are bound to execute the warrants of
Justices, that they should be made liable for so doing on the ground that the Justice
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issuing the warrant exceeded his jurisdiction. It is very hard on laymen that they should
have to take the risk of the warrant being irregular. It is more important, however, that
the law should be upheld, notwithstanding the liability of constables and other persons.
It was because of this hardship that the Act 24 Geo. II. c. 44 [Constables Protection
Act], s. 6, was passed.
497
Second, Allsop P appears to have accepted, or at least noted, the distinction drawn in the
authorities between officers of a court who were bound to obey orders made by the court of
which they were an officer, and police and prison officers. After referring to
London v Cox
and
Posner, his Honour said (at [35]):
In such cases, the courts are protecting third parties such as court officers or garnishees
from the consequences of an invalid order (not being limited to an order of a superior
court). Implicit and explicit in them is the protection of the authority of judicial
proceedings. Further,
there is every reason to consider that an officer of a court
should be protected by his actions in obedience to an order of the court of which
he is either part or an officer. Orders directed to police or gaolers in the form of
a court order, not issued in the course of judicial process, but having the true legal
character of an executive warrant, which is wholly lacking authority, do not stand
as necessarily bringing the same protection to those who obey them as might be
thought appropriate to officers of the court itself, even in such circumstances. It is
unnecessary to explore this possible distinction.
An invalid warrant gives a
policeman no protection from the consequences of invasion of common law rights
of person or property; it is statute that protects him:
Feather v Rogers and
Carroll
v Mijovich (1991) 25 NSWLR 441 at 446-447 and 457.
(Emphasis added)
498
It should be noted that Allsop P’s observation concerning the protection afforded to the police
and gaolers, as opposed to officers of the court, related to the execution of executive orders,
not judicial orders. His Honour’s observation nevertheless tend to support the existence of a
distinction between court officers who were bound by their duties to obey orders made by the
court of which they were an officer, and other third parties such as the police and gaolers. His
Honour’s reference to garnishees was no doubt a reference to
London v Cox, in which a
garnishee was said to be entitled to the same protection as an officer.
499
Third, in relation to
Sirros v Moore, Allsop P equated the position of the police in that case
with that of “officers of the court” as they were “acting under the immediate orders of a judicial
officer after the exercise of a judicial process” (at [38]). His Honour also noted that the
Constables Protection Act was also available at that time, which perhaps may have explained
Lord Denning MR’s broad statement concerning the protection available to the police in
question. Moreover, Allsop P also noted (at [43]) that the correctness of
Sirros v Moore and
the “existence of any generalised common law protective principle” had been doubted by
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Professors M Aronson and H Whitmore in
Public Torts and Contacts Law (Law Book Co,
1982).
500
Fourth, while Allsop P referred to
Robertson v The Queen, his Honour noted that the parties
had not argued that the decision in that case was plainly wrong (at [42]). It nevertheless is
apparent that his Honour did not consider that the decision compelled him to accept the
existence of the principle identified or articulated by Steytler J in that case. Nothing his Honour
said could be regarded as an endorsement or approval of the decision in
Robertson. His Honour
distinguished it on the basis that it dealt with a judicial order.
501
Fifth, Allsop P noted that in
Gerard v Hope, Crisp J had “perceived a restriction on the defence
of a constable following an order of an inferior court to orders which the judicial officer had
jurisdiction to make” (at [44]). His Honour noted that Crisp J had referred to
Morrell v Martin
and said (at [44]):
Certainly the judgment of Tindal CJ in
Morrell v Martin supports that limitation.
Tindal CJ (at 3 Man & G at 593-597; 133 ER at 1278-1279) said that the action of the
justices of the peace in issuing the warrant outside their jurisdiction, as opposed to
merely irregularly, was fatal to a plea of justification by the person to whom the warrant
was directed. Tindal CJ identified the terms of the statute (the 1750 Act) as indicative
of a matter to be dealt with by the Parliament and not (as Steytler J reasoned in
Robertson at 125) indicative of the conformance of the common law to the statute.
502
His Honour also referred to cases in which the matter was not so limited.
503
Ultimately Allsop P had the luxury of not having to decide the issue concerning the existence
or scope of the common law principle advanced by the State. His Honour concluded (at [48]):
The existence of any such common law principle and its boundaries need not be finally
decided upon to resolve this case. A number of matters are less than clear, including
the place or influence of the 1750 Act as a suppressed premise, the influence of courts
protecting their own processes and the extent to which this general rule applies to
inferior courts acting without jurisdiction, and the meaning of jurisdiction in this
context.
504
I respectfully agree with his Honour’s assessment that “[a] number of matters are less than
clear”. I, however, do not have the luxury of not having to finally decide whether the principle
exists and, if it does, what its boundaries may be.
505
Like Allsop P, Basten JA did not find it necessary to decide whether the common law principle
relied on by the State existed because, whatever common law protection may have been
available, it did not extend to the “constitutionally invalid statutory detention order” in question
(at [165]). That said, his Honour also plainly did not accept that the common law principle
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upon which the State relied existed. Indeed, there are indications in Basten JA’s judgment that
his Honour considered that such protection as may be afforded to the police and others who
execute invalid warrants and orders made by inferior courts is ordinarily to be found in
legislation, not the common law.
506
After considering the decision of the High Court in
Love v Attorney-General (NSW) (1990)
169 CLR 307; [1990] HCA 4 and the distinction between judicial and non-judicial orders,
Basten JA said that that distinction was “consistent with the proposition that only orders made
by a judge of a superior court in the exercise of judicial power are valid until set aside and thus
provide immunity to those executing them in good faith” (at [160]). His Honour continued (at
[161]):
The result of that conclusion may be that, absent statutory protection, public officers
are exposed to potential liability in damages for obeying what they reasonably believe
to be a valid court order. However, the conclusion means no more than that the order
was of the kind which could be made by the Supreme Court under the
Listening
Devices Act, by a District Court judge or by a magistrate:
to obtain protection, as has
long been recognised, statutory protection is required.
(Emphasis added)
507
Justice Basten went on to explain that the “potential difficulties faced by the police seeking to
execute a void warrant have long been recognised, but have found their solution, not in the
general law, but in statute” and that “a constable executing an invalid search warrant has been
held to have no protection at common law in this State, but to enjoy protection originally
available provided in England by the [Constables Protection Act]” (at [162]). His Honour cited
Feather v Rogers in support of that proposition. After referring to the terms of the Constables
Protection Act, his Honour said (at [164]):
The
Constables Protection Act has not operated in New South Wales since the
Imperial
Acts Application Act 1969 (NSW); nevertheless, the existence of the statutory
protection, dating from 1750, may well explain remarks in cases, made without
supporting authority, to the effect that a court officer or other person executing an
apparently valid order (though not of a superior court) is protected from liability: eg,
Sirros v Moore [1975] QB 118 at 137, Lord Denning asserting that no action would lie
against police officers acting in response to a judge’s direction, though the direction
was invalid where they did not know of the invalidity; see also Aronson and Whitmore,
at 151-152. Further, gaolers in New South Wales have enjoyed statutory protection
under State legislation preceding the repeal of the
Constables Protection Act:
Prisons
Act, s 46.
508
Justice Basten’s observation in that regard is consistent with Allsop P’s reference, noted earlier,
to the possibility that the Constables Protection Act may have operated as a “suppressed
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premise” in some of the discourse concerning the protection available to constables in the
execution of orders and warrants.
509
In my view, the relevant observations in the judgments of both Allsop P and Basten JA provide
more support for Mr Stradford’s case than they do the Commonwealth’s case.
Conclusion as to the availability of any relevant common law defence?
510
As the preceding discussion of the authorities has no doubt revealed, there is considerable
uncertainty as to whether there exists, at common law, any general principle that a person who
acted pursuant to an order made, or warrant issued, by an inferior court, which was void or
invalid, cannot be held liable in respect of those actions so long as the invalidity or irregularity
of the order or warrant was not apparent on its face.
511
There is also considerable uncertainty as to the precise scope or boundaries of any such
principle, if it indeed exists or is recognised. In particular, there is some uncertainty as to
whether the principle, if it exists, only applies in respect of officers of the court which issued
the warrant who are obliged by that office to obey the order or warrant, or if it applies to third
parties generally. There is also some uncertainty as to whether the principle, if it exists, does
not apply where the justice or judge who made the order did so without, or in excess of,
jurisdiction and if so, exactly what “jurisdiction” means in that context.
512
Having reviewed and analysed what appear to be the main authorities concerning this area of
the law, I am not persuaded that the common law principle relied on by the Commonwealth
and Queensland exists, or can be, or has been, recognised as being part of the common law of
Australia.
513
I accept that there is some authority in support of the proposition that an officer of the court (or
“ministerial officer”), such as a sheriff, who is required by virtue of their office, and under pain
of punishment, to obey an order or warrant made or issued by the court of which they were an
officer, may be immune from action if the defect or irregularity was not apparent on the face
of the order, or was otherwise not apparent to the officer. That protection would, in the
circumstances of this case, perhaps extend to the Marshal of the Circuit Court, which perhaps
explains why Mr Stradford’s case focussed, at the end of the day, on the actions of the MSS
guards rather than the Marshal. For the reasons given earlier, however, the MSS guards could
not be said to be, or to be akin to, officers of the Circuit Court who were obliged, by their
office, to obey the order made or warrant issued by the Judge. The MSS guards were not
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referred to or identified in either the order made or warrant issued by the Judge, either by name
or office.
514
I am also not satisfied that officers of the Queensland Police, or officers of Queensland
Corrective Services, fall under the rubric “officer of the court” or “ministerial officer” in this
context. Queensland relied, albeit faintly, on statutory provisions which it contended imposed
upon the police and corrective service officers a statutory duty of obedience. Those provisions
were s 796 of the
Police Powers and Responsibilities Act 2000 (Qld) and s 276 of the
Corrective Services Act 2006 (Qld). Properly construed, however, those provisions simply
required police officers, in the execution of their duties, to comply with lawful orders (in the
case of the former provision) or required corrective service officers to obey the directions of
the chief executive (in the case of the latter provision). They did not create any duty of
obedience to the Circuit Court, and did not require the officers to obey an invalid order or
warrant made by that court. More significantly, those provisions could not sensibly be said to
confer on the police or prison officers the status of officers of the court, or ministerial officers,
as those expressions are used or understood in the relevant authorities.
515
I do not accept that the authorities unequivocally support the proposition that
any person who
acts pursuant to an order made, or warrant issued, by an inferior court is protected or immune
from any civil action if the order or warrant was invalid or void. While there may be some
broad and general statements in some cases that might tend to suggest that third parties who
act in accordance with warrants are protected, if the warrant appears valid on its face, those
statements may be explained on the basis of the suppressed premise of statutory protection.
Otherwise, in my view, they are wrong. The preponderance of authority supports the
conclusion that only officers of the court who are bound, by their office, to obey the order or
warrant are afforded any protection if the order or warrants turns out to be invalid or void.
516
There is in particular no clear or unequivocal line of authority to the effect that, absent statutory
protection, a police officer who arrests, or a prison officer who detains, a person on the basis
of an invalid order or warrant made or issued by an inferior court, is immune or protected from
civil suit if the invalidity of the order or warrant is not apparent on its face. Indeed, a number
of the cases to which I have referred suggest that it was precisely because the common law
provided no such protection to the police and gaolers that statutes like the Constables Protection
Act were enacted. There are also numerous cases where police and prison officers who
detained or imprisoned someone on the strength of an invalid inferior court order or warrant
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have been held liable for trespass or false imprisonment, even where the invalidity was not
apparent on the face of the order or warrant. That is generally because their plea or defence
had failed to assert or establish that the order or warrant had been made or issued within
jurisdiction and was therefore valid. Police and prison officers have been held to have had no
lawful justification for detaining or imprisoning someone in those circumstances.
517
The authorities also do not clearly or unequivocally establish, as Queensland contended, that
police and prison officers have only been, or can only be, pursued civilly for their actions in
executing an invalid warrant where it had been held that the court which made or issued the
order or warrant in question acted wholly without “subject-matter jurisdiction” – that is, as
Queensland put it, “a total absence of jurisdiction, of no general authority to decide, of no
authority to enter upon the question”. Queensland was unable to point to any authoritative
decision that established that to be the case. There are also decisions that run directly contrary
to that contention.
Feather v Rogers was one such case.
518
There could be no doubt that the justice who issued the warrant in
Feather v Rogers had
subject-matter jurisdiction, or authority to decide whether to issue a search warrant on the
application of Mr Rogers. The warrant was not held to be invalid because the issuing justice
had no general authority to decide, or no authority to enter upon the question, of whether to
issue the warrant. Rather, the defendant’s plea or defence of justification failed because the
defendant failed to prove that the issuing justice had reasonable cause to suspect certain things
as required by the statutory provision which conferred the power to issue search warrants. It
was in that context that Simpson ACJ concluded that the justice had acted “without
jurisdiction” (at 196). His Honour also made it clear that police officers could be held liable
for executing a warrant in circumstances where “the Justice issuing the warrant exceeded his
jurisdiction” (at 197).
519
I should also refer, in this context, to what Lord Eldon said in
Price v Messenger, a case which,
as discussed earlier, concerned whether officers who acted in obedience to a warrant were
protected by the Constables Protection Act. That Act provided protection to the officer
“notwithstanding any defect of jurisdiction in [the issuing] justice”. Lord Eldon said, in that
context (at 126 ER 1215):
The act therefore takes it for granted, that an officer may be said to act in obedience to
the warrant of a justice of the peace, though such justice had no jurisdiction, and though
the warrant be an absolute nullity.
For it is as much a defect of jurisdiction, if the
justice grant an improper warrant in a case over which he has jurisdiction, as if
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he had no jurisdiction over the case at all.
(Emphasis added)
520
It may be accepted, as Allsop P noted in
Kable v New South Wales, that where the authorities
in respect of this issue refer to the warrant being issued, or the order being made, “without
jurisdiction”, the meaning of “jurisdiction” in that context is “less than clear” (at [48]). That
is no doubt in part because many of the cases were decided well before the evolution and
refinement of the contemporary law of jurisdictional error. That said, I am not persuaded that,
when the cases in this area refer to inferior court justice or judges acting “without jurisdiction”,
that is confined to cases where the court had no subject-matter jurisdiction. That is all the more
so in cases, such as
Feather v Rogers, where the relevant principle is expressed in terms of
whether the issuing justice “exceeded his [or her] jurisdiction”.
521
It is unnecessary for me to finally decide precisely what is encompassed by the expressions
“acting without jurisdiction”, or “exceeding jurisdiction”, in this context. It suffices for me to
consider and determine whether, in making the imprisonment order and issuing the warrant in
question, the Judge relevantly acted without jurisdiction, or exceeded his jurisdiction. In my
view, for essentially the same reasons as given earlier in the context of the question whether
the Judge’s conduct attracted judicial immunity, it can safely be concluded that, at the very
least, the Judge relevantly exceeded or acted outside his jurisdiction. I do not accept that the
mere fact that the Judge may have had subject-matter jurisdiction means that it cannot be
concluded, in this particular context, that his Honour nevertheless acted without, outside, or in
excess of, his jurisdiction.
522
Without unnecessarily repeating what has been said earlier in these reasons, the Judge: ordered
that Mr Stradford be imprisoned for contempt arising from his non-compliance with an order
without first finding that Mr Stradford had failed to comply with the order and was therefore
in contempt; ordered that Mr Stradford be imprisoned for contempt without considering or
applying the relevant code in respect of non-compliance with orders and contempt in Pts XIIIA
and XIIIB of the Family Law Act and, in that regard, imprisoned Mr Stradford without first
finding that some other form of punishment was appropriate (as required by s 112AE(2) of the
Family Law Act) and without first finding that any non-compliance with an order by Mr
Stradford involved a “flagrant challenge to the authority of the court” (as required by s
112AP(1) of the Family Law Act); failed to consider or apply the provisions in the FCC Rules
which mandated the procedures that the Judge was required to follow in dealing with the
contempt allegation against Mr Stradford; denied Mr Stradford a fair hearing of the allegation
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that he was in contempt; and pre-judged not only whether Mr Stradford was in contempt, but
also the appropriate punishment for the contempt. The combined effect of the last-mentioned
errors were described by the FamCA Full Court as constituting a “gross miscarriage of justice”.
523
I am satisfied that, whether the catalogue of errors made by the Judge in ordering the
imprisonment of Mr Stradford are considered individually or cumulatively, it can be safely
concluded that the Judge acted without jurisdiction, or at least exceeded his jurisdiction, for the
purposes of any available common law justification defence relied on by the Commonwealth
and Queensland.
524
It follows that, in all the circumstances, I am not persuaded that the Commonwealth and
Queensland can avail themselves of any common law defence by reason of the fact that their
officers acted pursuant to, or in accordance with, a warrant which appeared regular on its face.
The invalid order and warrant provided no lawful justification for the MSS guards or the
Queensland police and prison officers to detain Mr Stradford.
A STATUTORY DEFENCE?
525
Queensland relied, albeit belatedly, on what it contended was a statutory defence under s 249
of the Criminal Code. That defence was not pleaded in Queensland’s defence as filed, though
Mr Stradford took no issue with that pleading deficiency. The agreed statement of issues
prepared by the parties made no mention of any statutory defence. The Commonwealth
initially embraced that defence (though perhaps only tentatively) as also applying to the MSS
guards and therefore the Commonwealth vicariously. Upon consideration and reflection,
however, the Commonwealth abandoned any reliance on the statutory defence and indeed
advanced helpful and persuasive submissions as to why the defence was not available,
including to Queensland.
526
Section 249 of the Criminal Code provides as follows:
It is lawful for a person who is charged by law with the duty of executing a lawful
warrant issued
by any court or justice or other person having jurisdiction to issue it,
and who is required to arrest or detain another person under such warrant, and for every
person lawfully assisting a person so charged, to arrest or detain that other person
according to the directions of the warrant.
(Emphasis added)
527
The critical question is whether s 249 of the Criminal Code can apply to the circumstances of
this case given that the warrant in question was issued by the Circuit Court, which is a federal
court, not a Queensland Court.
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528
Queensland contended that the Circuit Court was “any court” for the purposes of s 249 of the
Criminal Code because that expression was broad enough to include any court which was
physically or geographically within the State of Queensland. It submitted that s 35 of the
Acts
Interpretation Act 1954 (Qld), which provides that a reference in a Queensland Act to an
“entity” or “thing” is a reference to such an entity or thing “in and for” or “in and of”
Queensland, does not apply to s 249 of the Criminal Code and that, even if it did, the
circumstances of this case were such that the Circuit Court was a court “in and for” or “in and
of” Queensland.
529
Both Mr Stradford and the Commonwealth contended that, properly construed, s 249 of the
Criminal Code was incapable of applying to a warrant issued by the Circuit Court, even if the
court happened to be sitting in Queensland at the time the warrant issued. In their submission,
s 35 of the Interpretation Act applied in construing s 249 of the Criminal Code and that the
Circuit Court could not be said to be a court “in and for” or “in and of” Queensland.
530
I will first deal with whether s 35 of the Interpretation Act applies when construing s 249 of
the Criminal Code. I will then deal with the question whether, assuming that s 35 of the
Interpretation Act applies, the Circuit Court could be said to be a court “in and for” or “in and
of” Queensland when the Judge issued the warrant in question.
Does s 35 of the Interpretation Act apply?
531
Queensland submitted that s 35 of the Interpretation Act did not apply when construing s 249
of the Criminal Code because the Criminal Code was a code and “contains its own exhaustive
treatment of the meaning of terms”. It followed, so it was submitted, that the Interpretation
Act was displaced by a “contrary intention”: see s 4 of the Interpretation Act.
532
Queensland’s contention that s 35 of the Interpretation Act does not apply, or has been
excluded, when it comes to construing s 249 of the Criminal Code, or the Criminal Code
generally, may be dealt with briefly. In short, it is wrong and is rejected.
533
First, the submission that the Interpretation Act does not apply to the construction of the
Criminal Code generally is contradicted by many cases in which the Interpretation Act has
been applied in construing provisions in the Criminal Code: see, for example,
Lacey v Attorney-
General (Qld) (2011) 242 CLR 573; [2011] HCA 10 at [45]-[46];
R v Armstrong [1996] 1 Qd
R 316 at 318;
R v Shetty [2005] 2 Qd R 540; QCA 225 at [22];
R v Deemal [2010] 2 Qd R 70;
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[2009] QCA 131 at [23];
R v Paz [2018] 3 Qd R 50; [2017] QCA 263;
R v HBZ (2020) 4 QR
171; [2020] QCA 73 at [33]; and
R v JAA [2019] 3 Qd R 242; [2018] QCA 365 at [107].
534
Second, contrary to Queensland’s submission, the Criminal Code plainly does not purport to
make exhaustive provision as to the rules governing its own interpretation to the exclusion of
the Interpretation Act. Some provisions of the Criminal Code include a note or cross-reference
to the Interpretation Act: see for example ss 119A and 359A of the Criminal Code. Some
provisions in the Criminal Code also expressly exclude the operation of specific provisions in
the Interpretation Act: see for example s 729(3) of the Criminal Code. That would be
unnecessary if the operation of the Interpretation Act was excluded generally in respect of the
Criminal Code. It is also clear that some provisions of the Criminal Code would be difficult to
apply if the Interpretation Act did not apply to its provisions. For example, the Criminal Code
contains provisions that concern the time in which things need to be done, but the Criminal
Code itself contains no provision concerning the reckoning of time. Section 38 of the
Interpretation Act fills that lacunae.
535
Third, there is no sound basis for the submission that the terms of s 249 of the Criminal Code
itself provides a basis for excluding the operation of s 35 of the Interpretation Act. That
argument appeared to be based on the generality of the language used in s 249, in particular the
generality of the expression “any court”. The generality of the language in s 249 of the
Criminal Code provides no basis for excluding the operation of s 35 of the Interpretation Act.
Indeed, quite to the contrary. In my view, the very generality of the language in s 249 provides
a compelling reason why s 35 of the Interpretation Act should be applied in construing that
provision.
The Circuit Court was not a court “in and for” or “in and of” Queensland
536
When s 249 of the Criminal Code is read in conjunction with s 35 of the Interpretation Act, the
question becomes whether, when the Judge issued the warrant in question, the Circuit Court
could be said to be a court “in and for” Queensland, or a court “in and of” Queensland.
Queensland’s submissions focussed on the fact that, when the Judge issued the warrant, the
Circuit Court was physically sitting in, or located in, Queensland. Queensland also relied on
the fact that the Judge was acting within a constitutional mechanism set by s 120 of the
Constitution, which provides, in summary, that the States must make provision for the
detention of persons convicted of Commonwealth offences and that the Commonwealth
Parliament may make laws which give effect to that provision. Queensland also submitted, in
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that context, that s 118 of the Constitution requires that full faith and credit be given to State
laws, including s 249 of the Criminal Code.
537
Queensland’s contentions concerning the construction of s 249 of the Criminal Code have no
merit and must be rejected. The Circuit Court cannot be said to be a court “in and of” or “in
and for” Queensland for a number of reasons.
538
First, that would be contrary to decisions concerning the longstanding general rule of
construction which effectively confines references in State enactments to State courts,
proceedings and officers. It would also be contrary to a number of decisions which concern
the operation of “localising” provisions such as s 35 of the Interpretation Act.
539
In
Seaegg v The King (1932) 48 CLR 251; [1932] HCA 47, the High Court said the following
in respect of the application of the general rule of construction in construing the meaning of
the word “indictment” in a State statute (at 48 CLR 255):
“Indictment” is defined to include any information presented or filed as provided by
law for the prosecution of offenders. We do not think that the State enactment by these
general words intends to refer to prosecutions on indictment preferred by the law
officers of the Commonwealth for offences against the laws of the Commonwealth.
Such prosecutions are governed by the special provisions contained in secs. 69-77 of
the Judiciary Act 1903-1927, which deal not only with the manner in which they shall
be instituted and the jurisdiction in which they shall be tried, but with the nature and
extent of the appeal from a conviction and the power of the Court hearing that appeal.
Apart from the general rule of construction requiring an interpretation which
would restrain the general words so that they would not apply to Federal
proceedings so regulated and would confine the State enactment to State
proceedings, the State statute contains specific references to the Attorney-General of
the State and to the Minister of Justice which place its meaning beyond doubt (see secs.
13, 16, 24 and 17(2)) and show that the right of appeal it confers is limited to
convictions upon indictment preferred according to State law.
(Emphasis added)
540
More recently, the plurality in
Solomons v District Court of New South Wales (2002) 211 CLR
119; [2002] HCA 47 said the following in relation to the operation of the s 12(1) of the
Interpretation Act 1987 (NSW), which is in equivalent terms to s 35 of the Interpretation Act,
in construing the words “court” and “Judge” in a New South Wales statute (at [9]):
There is a “general rule of construction” which would confine the State enactment
to State proceedings and officers. In any event, the “Justices” referred to in s 2 of the
Costs Act are Justices of the Peace. This follows from the definition in s 21 of the
Interpretation Act 1987 (NSW).
The power conferred by s 2 “was clearly intended
to be conferred on all New South Wales courts, at whatever level, exercising
criminal jurisdiction”. The “Court[,] Judge [and] Justices” identified in s 2 of the
Costs Act, and the phrase therein “any proceedings relating to any offence”, do
not extend to federal courts created by the Parliament under Ch III of the
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Constitution or to this Court or to judicial officers of the Commonwealth, and the
offences in question do not include offences under a law of the Commonwealth. This
follows as a matter of construction of s 2 of the Costs Act in the light of s 12(1) of the
Interpretation Act.
(Emphasis added; footnotes omitted)
541
Seaegg was cited by the court as authority for the “general rule of construction” referred to in
this passage.
542
Second, Queensland’s contention focussed almost entirely on the fact that when the Judge
issued the warrant, the Circuit Court was sitting in Queensland. In a loose sense it might
perhaps be said that the Circuit Court was “in” Queensland when the warrant was issued, at
least in a geographic sense. Even if that were to be accepted, it entirely ignores whether the
Circuit Court, as an “entity”, could be said to be “for” Queensland, as required by s 35(1)(a) of
the Interpretation Act, simply because it was sitting in Queensland. Plainly it could not. The
words “for” in that context plainly requires that the court in question be an entity “for”
Queensland, in the sense of Queensland as a polity, not a place.
543
That point was was made clear in
DRJ v Commissioner of Victims Rights (No 2) (2020) 103
NSWLR 692; [2020] NSWCA 242. That case concerned the New South Wales analogue of s
35 of the Interpretation Act. Justice Leeming (with whom Bell P and Meagher JA agreed)
explained the operation of the provision as follows (at [97]):
[T]he words “New South Wales” are used in two different senses.
In paragraph (a),
they are references to the polity within the Australian federation. In paragraph (b),
they are references to a
place within the Australian continent. One paragraph is
institutional; the other geographical. “Officer”, “office” and “statutory body” all have
an essential institutional relationship with New South Wales as a polity, which need
not necessarily be geographically confined.
A New South Wales statute referring,
say, to a “judicial officer” would prima facie apply to a judge of the Supreme
Court of New South Wales (and might well apply even if he or she was taking
evidence on commission in London), but not to a judge of the Supreme Court of
Western Australia visiting Sydney on holiday.
(Italics emphasis in original; bold emphasis added)
544
It might also be added, in this context, that the Circuit Court could also be said to be a “thing”
for the purposes of s 35(1)(b) of the Interpretation Act. A warrant is also a “thing”. Paragraph
(b) of s 35(1) also refers to “jurisdiction”. It follows that s 249 of the Criminal Code must be
construed as referring to a warrant “of” Queensland issued by a court “of” Queensland having
jurisdiction “of” Queensland. That could hardly be said to be the case in respect of a warrant
issued by a federal court exercising federal jurisdiction, even if the court issuing the warrant
happens to be geographically sitting in Queensland at the time. The requirement that the
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relevant jurisdiction be “of” Queensland indicates that the jurisdiction in question be conferred
by a Queensland law. The Judge’s jurisdiction to issue the warrant could hardly be said to be
jurisdiction “of” Queensland in that sense.
545
Third, Queensland’s reliance on s 120 of the Constitution is misconceived. The fact that s 120
of the Constitution required Queensland to make laws in respect of the imprisonment of federal
offenders, and that the Commonwealth is able to make laws in that regard, does not shed any
light on the construction of s 249 of the Criminal Code. It certainly does not follow, expressly
or by implication, that any Queensland laws, including the Criminal Code, must be construed
in such a way as to ensure that Queensland officers who imprison federal offenders pursuant
to warrants issued by federal courts are protected from any liability that might arise from their
actions in that regard.
546
Of course, both the Queensland and Commonwealth Parliaments could enact legislation which
explicitly protected Queensland officers in those circumstances. The fact that they have not
done so says nothing about how s 249 of the Criminal Code should be construed. In particular,
it does not require that s 249 be construed in a way which ignores the fact that, by operation of
s 35 of the Interpretation Act, the court which issues the warrant for the purposes of s 249 must
be a court “in and for” Queensland, and the jurisdiction pursuant to which the warrant was
issued must be jurisdiction “in and of” Queensland.
547
Section 118 of the Constitution also does not assist. That section operates in respect of State
laws after they have been properly construed:
Permanent Trustee Co (Canberra) Ltd v
Finlayson (1968) 122 CLR 338 at 343; [1968] HCA 85.
548
It follows that s 249 of the Criminal Code does not apply to the circumstances of this case.
Queensland’s attempt to call it in aid of its defence is futile and must be rejected.
CONCLUSION – LIABILITY OF THE COMMONWEALTH
549
There is no dispute that the MSS guards detained and imprisoned Mr Stradford.
550
For the reasons that have been given, Mr Stradford’s detention and imprisonment was unlawful
and unjustified. Both the order that was made, and the warrant that was issued, by the Judge
were invalid and of no legal effect. They provided no lawful justification for the detention and
imprisonment.
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551
For the detailed reasons that have been given, there is no recognised common law defence
available to the MSS guards based merely on the fact that they acted pursuant to a warrant that
appeared regular on its face. Nor are the MSS guards able to avail themselves of any common
law defence that may be available to court officers, or ministerial officers, in those
circumstances. They were not officers, or ministerial officers, of the Circuit Court. The MSS
guards were also unable to avail themselves of any statutory defence.
552
It follows that the MSS guards committed the tort of false imprisonment. They imprisoned Mr
Stradford without lawful justification.
553
The Commonwealth is vicariously liable for the tort committed by the MSS guards.
CONCLUSION – LIABILITY OF QUEENSLAND
554
There is no dispute that officers of Queensland Police and officers of Queensland Corrective
Services detained and imprisoned Mr Stradford.
555
For the detailed reasons that have been given, Mr Stradford’s detention and imprisonment was
unlawful and unjustified. Both the order that was made, and the warrant that was issued, by
the Judge were invalid and of no legal effect. They provided no lawful justification for the
detention and imprisonment.
556
For the detailed reasons that have been given, there is no recognised common law defence
available to the officers of Queensland Police and officers of Queensland Corrective Services
based merely on the fact that they acted pursuant to a warrant that appeared regular on its face.
Nor are the Queensland officers able to avail themselves of any common law defence that may
be available to court officers, or ministerial officers, in those circumstances. They are not
officers, or ministerial officers, of the Circuit Court. The Queensland officers are also unable
to avail themselves of any statutory defence. Section 249 of the Criminal Code does not apply
in the circumstances of this case.
557
It follows that the officers of Queensland Police and officers of Queensland Corrective Services
who were involved in Mr Stradford’s detention and imprisonment committed the tort of false
imprisonment. They imprisoned Mr Stradford without lawful justification.
558
Queensland is vicariously liable for the tort committed by the relevant officers of Queensland
Police and Queensland Corrective Services.
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DAMAGES – OVERVIEW
559
Mr Stradford claimed damages arising from his false imprisonment under a number of heads.
560
First, he claimed general and aggravated damages for deprivation of liberty. He also claimed
exemplary damages from the Judge for deprivation of liberty.
561
Second, he claimed damages for personal injury. That injury was a psychiatric injury in the
form of post-traumatic stress disorder. He called evidence from a psychiatrist, Dr Malcolm
Foxcroft, in respect of that diagnosis and the extent to which it impaired aspects of his life.
562
Third, he claimed damages for loss of earning capacity. He called evidence from an accountant,
Ms Julia
Bossert, with a view to quantifying that loss.
563
The Judge, the Commonwealth and Queensland agreed that if Mr Stradford succeeded in
proving that they were liable for false imprisonment, he was entitled to
an award of general
damages for deprivation of liberty, though there was disagreement as to what award would be
appropriate in that regard. The Judge, the Commonwealth and Queensland all submitted that
an award of aggravated damages was inappropriate in the circumstances. The Judge also
submitted that an award of exemplary damages would not be appropriate in the circumstances.
564
The Judge, the Commonwealth and Queensland all agreed that if Mr Stradford established
liability, it was appropriate to award him damages for personal injury on the basis that he had
been diagnosed with post-traumatic stress disorder. They disagreed, however, with Mr
Stradford’s contentions concerning the quantification of the damages for personal injury. They
called evidence from a psychiatrist, Dr Scott
Harden, in respect of Mr Stradford’s diagnosis
and prognosis. Dr Harden agreed with Dr Foxcroft’s diagnosis of post-traumatic stress
disorder, but disagreed with significant elements of Dr Foxcroft’s assessment of Mr Stradford’s
impairment resulting from that condition. There was also disagreement between Dr Foxcroft
and Dr Harden concerning Mr Stradford’s prognosis.
565
There was also considerable disagreement between the parties concerning Mr Stradford’s claim
of damages for economic loss and lost earning capacity. Mr Stradford initially claimed
damages in excess of $3 million in respect of his loss of earning capacity, that being the
quantification of damages arrived at by Ms Bossert based on various assumptions concerning
Mr Stradford’s past and anticipated future earning capacity. Evidence which emerged as the
trial progressed, however, significantly undermined the assumptions upon which Ms Bossert’s
evidence was based. Mr Stradford eventually abandoned any reliance on Ms Bossert’s
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evidence. The Judge, the Commonwealth and Queensland ultimately submitted that no award
for future economic loss should be made.
566
Before considering and making assessments concerning the particular heads of damages
claimed by Mr Stradford, I should make some brief observations concerning Mr Stradford’s
evidence.
Mr Stradford’s credibility and the reliability of his evidence relevant to damages
567
As might be expected, Mr Stradford gave oral evidence concerning the circumstances in which
he came to be imprisoned and, more significantly, what happened to him when he was detained
and imprisoned, including how he felt about what was happening to him at the time. Most of
Mr Stradford’s evidence in that regard was not challenged at all in cross-examination.
568
Mr Stradford’s evidence concerning his experiences while detained and imprisoned was
compelling. It was readily apparent, both from Mr Stradford’s demeanour when giving
evidence in respect of this issue and from the content of his evidence, that he was doing the
best he could to give truthful and accurate evidence concerning his detention and
imprisonment, including how he reacted and felt at the time. When he was, perhaps not
surprisingly, unable to recall precise details concerning his detetntion and imprisonment, he
readily conceded as much.
569
The position was, however, very different when it came to other aspects of Mr Stradford’s
evidence relevant to his economic damages claim. That was particularly the case with respect
to his evidence concerning his earning acapciaty and work and employment situation, both
prior to and after his period in prison. It was also the case in respect of any evidence concerning
his financial dealings and position generally.
570
Mr Stradford’s evidence concerning his work and financial dealings was, at best, very vague,
general and fairly unpersuasive. It was also, for the most part, not corroborated by any cogent
or reliable documentary evidence. The problems with Mr Stradford’s evidence concerning his
work history and financial position, however, really came to the fore when he was cross-
examined on those topics. That was particularly the case when he was asked about prior
statements he had made concerning his employment and financial position, including in
affidavits and other documents filed in his family law proceedings in the Circuit Court. When
confronted with those statements, Mr Stradford became argumentative and his evidence was
frequently non-responsive, evasive, defensive and obfuscatory. That was apparent not only
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from his answers, but also from his demeanour. He also appeared to be unwilling to make any
concessions in respect of his evidence concerning those topics, particularly when such
concessions may have been, or been perceived by him to be, against his interests in the present
proceeding.
571
It perhaps suffices to give one example to illustrate the evasiveness that permeated much of Mr
Stradford’s evidence in respect of his employment and financial position. In April 2017, Mr
Stradford filed a financial statement in his family law proceedings in the Circuit Court. He was
legally represented at the time. In that financial statement he acknowledged, on oath, that he
was aware that he had an obligation to make a full and frank disclosure of his financial
circumstances and that the information in the financial statement was true. He stated in the
financial statement, among other things, that his total average weekly income was zero. When
asked about that statement, he gave the following evidence:
[MR HORTON:] This is a financial statement that you filed in the Family Court?
[MR STRADFORD:] Mmm.
[MR HORTON:] Or the Federal Circuit Court, I’m sorry?
[MR STRADFORD:] Mmm.
[MR HORTON:] And you have crossed that box there on the right-hand side about
halfway down the page about your knowledge that you have an obligation to make full
and frank disclosure in what you’re doing here?
[MR STRADFORD:] Yes.
[MR HORTON:] If you turn to page 4417. As at this date, 7 April 2017, you had zero
total average weekly income?
[MR STRADFORD:] I don’t recall, but it would – it’s quite possible. I – yes. I mean,
that was three and a half years ago. There was periods where I had zero income. So I
can’t recall.
[MR HORTON:] Well, this is average weekly income, so it’s – let’s just focus on
average. I’m just focusing on the words there at 2(a). Your total average weekly
income as at the date you signed this financial statement was zero?
[MR STRADFORD:] And what date was this?
[MR HORTON:] It’s 7 April ’17. We can see that from page 4416?
[MR STRADFORD:] Well, I didn’t have an employed position, if that’s what you’re
talking about.
[MR HORTON:] It’s a much simpler question than that. It’s your total average weekly
income was zero as at 7 April 2017.
…
[MR HORTON:] I’m asking you to confirm the truth of what you have asserted at page
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4417 that’s before you, Mr Stradford, regarding your total average weekly income?
[MR STRADFORD:] In terms of my total average weekly income, I – I – I – I don’t
know how to quantify that, or perhaps I – I – I don’t know at this point what you’re
actually talking about. I do know that at some points, I didn’t have any money. Other
times, I had money.
…
HIS HONOUR: Well, let me ask you this, Mr Stradford. Do you agree that as at 7
April 2017 your total average weekly income was zero?
[MR STRADFORD:] If at that moment I was not employed and I was not receiving an
average weekly income, I possibly would have put zero. Whether I need to – I had to
go back through my accounts and average out the income that I had received, I don’t
know. But at that point, if I was receiving zero, I would have put zero.
572
This was by no means an isolated example. On the whole, I considered Mr Stradford to be a
most unimpressive and unreliable witness when it came to evidence concerning his work and
employment history and financial position. His evidence in respect of those issues, for the
most part, was entirely lacking in credibility. The reliability and credibility of some specific
evidence given by Mr Stradford in respect of those issues will be discussed later in these
reasons in respect of the head of damage concerning future economic loss.
573
The issues or problems with Mr Stradford’s credibility and the reliability of his evidence was
not entirely limited to evidence concerning his work and employment history and financial
position. Indeed, my firm impression was that Mr Stradford became argumentative, evasive
and obfuscatory in cross-examination in respect of any topic that he perceived to be potentially
against his interests in the litigation. It is perhaps useful to give another example. After being
questioned about his heavy gambling during 2017, Mr Stradford was asked some questions
about the reports prepared by his psychiatrist, Dr Foxcroft. He agreed that he had read Dr
Foxcroft’s first report. The following exchange then occurred:
[MR HORTON:] I understand. Do you remember him saying in his first report that
there was no history of excessive gambling?
[MR STRADFORD:] What he wrote in his notes has nothing to do with me. I – I was
upfront about every single aspect. If he didn’t ask a question, I wouldn’t have given
him an answer, and I noticed from that report, there were a few discrepancies from
what I told him. He was writing physical notes. So he wasn’t sitting there recording
my – so there was a couple of discrepancies in there that I noticed.
[MR HORTON:] Yes?
[MR STRADFORD:] But, again, I’m not the expert and I’m not going to ring him up
and say, hey, we’ve – you’ve made – like, there’s a few little things I’ve noticed in
your notes that you must have reconstituted and possibly not expressed in the correct
way.
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[MR HORTON:] Yes. I’m not trying to blame you for his notes for a minute, but I just
wanted to ask you whether you, when you saw him, before he prepared this report,
you’ve mentioned the gambling history?
[MR STRADFORD:] The question wasn’t asked of me. He was asking the questions
and I was giving the answers, sir.
[MR HORTON:] I understand. I understand. And had – did you later tell him, when
you next saw him, about that background?
[MR STRADFORD:] The same story. The – the question hadn’t been brought up and,
if it was, as you can see, I’m extremely forthcoming with it.
[MR HORTON:] I see. So is the answer that – take away blame for the moment – just
as a bare fact - - -?
[MR STRADFORD:] If Dr Foxcroft asked me, I would have - - -
[MR HORTON:] Sir, can you just let me finish, because, otherwise - - -?
[MR STRADFORD:] Sorry.
[MR HORTON:] - - - the transcript won’t reflect what I’ve asked. I’m sorry?
[MR STRADFORD:] Okay.
[MR HORTON:] But did you tell Dr Foxcroft on the second occasion about the
gambling in any way?
[MR STRADFORD:] Dr Foxcroft asked me the questions and I gave the answers.
MR HORTON: Yes.
HIS HONOUR: Well, I’m not sure that answers Mr Horton’s question?
[MR STRADFORD:] I don’t recall the gambling even being mentioned or brought up.
So anything he has mentioned in relation to that, is not because of any answers I have
given, it has been in absence or assumptions that he possibly may have made, because
I don’t recall – or having a specific conversation about gambling. If not, I would have
told him.
574
Putting to one side the rather evasive and dissembling nature of Mr Stradford’s answers to the
questions put to him on this topic, the evidence also tended to conflict with Dr Foxcroft’s
evidence. Dr Foxcroft’s recollection was that he specifically asked Mr Stradford whether he
had any history of excessive gambling and that Mr Stradford had denied any problem gambling.
Further issues in relation to Mr Stradford’s disclosure to the psychiatrists are discussed later.
It suffices at this point to note that the evidence as a whole raised concerns about whether Mr
Stradford had been entirely frank and forthright about his circumstances during his
consultations with the psychiatrists.
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DAMAGES FOR DEPRIVATION OF LIBERTY
575
There was no dispute that, if false imprisonment was established, Mr Stradford was entitled to
an award of general damages for deprivation of liberty. There was, however, a dispute as to
whether an award of aggravated damages was appropriate.
Overview
576
Mr Stradford submitted that an appropriate award of general and aggravated damages in respect
of the brief period he was detained by the MSS guards at the court complex was $50,000. He
submitted that an award of general and aggravated damages in respect of the lengthier period
during which he was detained and imprisoned by officers of the Queensland Police Service and
Queensland Corrective Services was $250,000. He also submitted that he was entitled to an
award of exemplary damages of $400,000 against the Judge.
577
The Judge submitted that there was no basis for an award of aggravated or exemplary damages.
He also submitted, in effect, that the damages sought by Mr Stradford for deprivation of liberty
were excessive. The Commonwealth submitted that an award against it in respect of general
damages for deprivation of liberty should be nominal and as low as $500. Queensland
submitted that an award of general damages of about $100,000 would be appropriate. Both the
Commonwealth and Queensland submitted that an award of aggravated damages was not
appropriate.
Relevant principles – damages for deprivation of liberty
578
In
Spautz v Butterworth (1996) 41 NSWLR 1 at 14, Clarke JA (with whom Priestley and
Beazley JJA agreed) referred with approval to the following passage from
McGregor on
Damages (15th ed, 1988, at [1619]) in respect of damages for false imprisonment:
The details of how the damages are worked out in false imprisonment are few:
generally it is not a pecuniary loss but a loss of dignity and the like, and is left much
to the jury’s or judge’s discretion. The principal heads of damage would appear to be
the injury to liberty, ie. the loss of time considered primarily from a non-pecuniary
viewpoint, and the injury to feelings, ie. the indignity, mental suffering, disgrace and
humiliation, with any attendant loss of social status. This will all be included in the
general damages which are usually awarded in these cases: no breakdown appears in
the cases.
579
Justice Clarke noted that a difficulty in the assessment of damages in false imprisonment arises
because “the distinction between ordinary and aggravated compensatory damages may become
blurred” in false imprisonment cases (at 15). His Honour referred, in that context, to the
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following statement by Lord Diplock in
Broome v Cassell & Co Ltd [1972] AC 1027 at 1124;
1 All ER 801 as being useful in “explaining the complexities in this area”:
The three heads under which damages are recoverable for those torts for which
damages are ‘at large’ are classified under three heads: (1) compensation for harm
caused to the plaintiff by the wrongful physical act of the defendant in respect of which
the action is brought. In addition to any pecuniary loss specifically proved the
assessment of this compensation may itself involve putting a money value upon
physical hurt, as in assault, upon curtailment of liberty, as in false imprisonment or
malicious prosecution, upon injury to reputation, as in defamation, false imprisonment
and malicious prosecution, upon inconvenience or disturbance of the even tenor of life,
as in many torts, including intimidation. (2) Additional compensation for the injured
feelings of the plaintiff where his sense of injury resulting from the wrongful physical
act is justifiably heightened by the manner in which or the motive for which the
defendant did it. This Lord Devlin calls ‘aggravated damages’. (3) Punishment of the
defendant for his anti-social behaviour to the plaintiff. This Lord Devlin calls
‘exemplary damages’.
580
While
Broome v Cassell concerned damages for libel, the principles referred to in it have
frequently been applied in the context of damages for false imprisonment, no doubt because,
like cases involving libel or defamation, the heads of damages in cases involving false
imprisonment include hurt to feelings, humiliation and disgrace. In particular, it has been
generally accepted that the three heads of damages referred to in
Broome v Cassell – general
damages, aggravated damages and exemplary damages – are recoverable for the tort of false
imprisonment.
581
It should be noted in that context that it was common ground that the
Civil Liability Act 2003
(Qld) applied in respect of the assessment of damages for personal injury in this case. It was
also effectively common ground that s 52 of the Civil Liability Act, which precludes the award
of exemplary or aggravated damages in relation to a claim for personal injury damages, does
not prevent a court from awarding aggravated and exemplary damages in respect of the tort of
false imprisonment:
Bulsey v The State of Queensland [2015] QCA 187 at [92]-[103] (Frazer
JA, with whom Atkinson and McMeekin JJ agreed). That is because a claim for damages for
deprivation of liberty is not a claim for personal injury damages within the meaning of s 52 of
the Civil Liability Act and like provisions: see
New South Wales v Williamson (2012) 248 CLR
417; [2012] HCA 57 at [34] (French CJ and Hayne J);
New South Wales v Ibbett (2005) 65
NSWLR 168; [2005] NSWCA 445 at [21] (Spigelman CJ);
Coffey v State of Queensland
[2010] QCA 291 at [28]-[30] (Fraser JA, Muir JA and Cullinane J agreeing).
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General damages
582
The duration during which Mr Stradford was deprived of his liberty is obviously relevant in
assessing general damages for deprivation of liberty:
Goldie v Commonwealth (No 2) (2004)
81 ALD 422; [2004] FCA 156 at [14] (French J). Such damages should not, however, be
calculated as if there were an applicable daily rate; a substantial portion of the ultimate award
should be referrable to the initial shock of being arrested:
Ruddock v Taylor (2003) 58 NSWLR
269; [2003] NSWCA 262 at [49] (Spiegelman CJ, with whom Ipp JA agreed). It is permissible
to have regard to awards in other false imprisonment cases:
Spautz v Butterworth at 13 (Clarke
JA, with whom Priestley and Beazley JJA agreed). The assessment of general damages is “at
large” and does not depend on proof of actual injury or special damage:
McFadzean v
Construction, Forestry, Mining and Energy Union [2004] VSC 289 at [98] (Ashley J).
Aggravated damages
583
Aggravated damages are “a form of general damages, given by way of compensation for injury
to the plaintiff, which may be intangible, resulting from the circumstances and manner of the
wrongdoing”:
New South Wales v Ibbett (2006) 229 CLR 638; [2006] HCA 57 at [31] (Gleeson
CJ, Gummow, Kirby, Heydon and Crennan JJ). They are given not to punish the defendant
but to “compensate the plaintiff when the harm done to him by a wrongful act was aggravated
by the manner in which the act was done”:
Uren v John Fairfax & Sons Ltd (1966) 117 CLR
118 at 149 (Taylor J); [1996] HCA 40. False imprisonment is a tort which by its very nature
generally gives rise to aggravated damages:
McFadzean at [101].
584
As Clarke JA observed in
Spautz v Butterworth, the distinction between ordinary or general
damages and aggravated damages in false imprisonment cases may become blurred. That is
no doubt partly due to the fact that both general and aggravated damages are compensatory.
What then, distinguishes general damages from aggravated damages given that both are
awarded to compensate a plaintiff for injury to feelings? In
State of New South Wales v Riley
(2003) 57 NSWLR 496; [2003] NSWCA 208, Hodgson JA (with whom Sheller JA and
Nicholas J relevantly agreed) explained the distinction as follows (at [127]-[131]):
...Ordinary compensatory damages are supposed to be an amount adequate to
compensate the plaintiff for all consequences of the defendant’s wrongful conduct that
are not too remote; so what room is there for additional damages, which although
dependent on some aggravating feature of the defendant’s wrongful conduct, are still
supposed to do no more than compensate for consequences of that conduct?
In cases where the wrongful conduct is trespass to land, for which damages for
psychological injuries are not generally awarded, one can say that aggravated damages
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are compensatory damages for injury to the plaintiff’s feelings by the manner of the
trespass, which would not otherwise have been awarded.
But aggravated damages are also awarded in cases where ordinary compensatory
damages for injury to feelings are generally awarded, such as assault or defamation.
If, in addition to ordinary compensatory damages for injury to feelings, aggravated
damages are to be awarded, then plainly it is important to avoid double counting; and
the question arises, what can the additional aggravated damages be compensation for
when injury to feelings have already been included in ordinary compensatory
damages?
In my opinion, the only principled explanation must be along the following lines. It is
extremely difficult to quantify damages for hurt feelings. In cases of hurt feelings
caused by ordinary wrong-doing, of a kind consistent with ordinary human fallibility,
the court must assess damages for hurt damages neutrally, and aim towards the centre
of the wide range of damages that might conceivably be justified. However, in cases
of hurt to feelings caused by wrong-doing that goes beyond ordinary human fallibility,
serious misconduct by the defendant has given rise to a situation where it is difficult to
quantify appropriate damages and thus where the court should be astute to avoid the
risk of under-compensating the plaintiff, so the court is justified in aiming towards the
upper limit of the wide range of damages which might conceivably be justified.
585
In assessing compensatory damages in false imprisonment cases, the Court can take into
account any conduct of the defendant up to the time of verdict which may have the effect of
increasing the injury to the plaintiff’s feelings, including, for example, the absence of an
apology; however, for a plaintiff to be entitled to aggravated damages, he or she must show
that the conduct of the defendant was neither bona fide nor justifiable:
Spautz v Butterworth at
17-8; see also
Triggell v Pheeney (1951) 82 CLR 497 at 514; [1951] HCA 23. It should be
noted, in this context, that there was no suggestion that the Judge, the Commonwealth or
Queensland had apologised to Mr Stradford.
Exemplary damages
586
As explained in the passage of Lord Diplock in
Broome v Cassell which was referred to earlier,
unlike general and aggravated damages, exemplary damages are punitive, not compensatory.
Exemplary damages are generally only awarded where the defendant’s conduct has been high-
handed, insolent or vindictive, or exhibited “conscious wrong doing in contumacious disregard
of the plaintiff’s rights”:
Whitfield v De Lauret and Co Ltd (1920) 29 CLR 71 at 77; [1920]
HCA 75;
Lamb v Cotogno (1987) 164 CLR 1 at 13; [1987] HCA 47;
Gray v Motor Accident
Commission (1998) 196 CLR 1; [1998] HCA 70 at [14]. It is, however, not necessary for a
plaintiff to show that the defendant acted with malice or conscious wrong-doing. As Hodgson
JA explained in
Riley (at [138]):
In my opinion, as made clear in
Gray, while “conscious wrong-doing in contumelious
disregard of another’s rights” describes the greater part of the field in which exemplary
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damages may properly be awarded, it does not fully cover that field. Similarly, malice
is not essential:
Lamb v Cotogno. Conduct may be high-handed, outrageous, and show
contempt for the rights of others, even if it is not malicious or even conscious wrong-
doing. However, ordinarily conduct attracting exemplary damages will be of this
general nature, and the conduct must be such that an award of compensatory damages
does not sufficiently express the court’s disapproval or (in cases where the defendant
stood to gain more than the plaintiff lost) demonstrate that wrongful conduct should
not be to the advantage of the wrong-doer.
587
An award of exemplary damages may serve a “valuable purpose in restraining the arbitrary and
outrageous use of executive power” and “oppressive, arbitrary or unconstitutional action by the
servants of the government”:
Ibbett at [39] quoting Devlin LJ in
Rookes v Barnard [1964] AC
1129 at 1226; 1 All ER 367. The power to award exemplary damages in certain cases “serves
to uphold and vindicate the rule of law because it makes clear that the courts will not tolerate
such conduct”:
Kuddas v Chief Constable of Leicestershire [2002] 2 AC 122 at 149 (Hutton
LJ); [2001] 3 All ER 193, referred to with apparent approval in
Ibbett at [40].
Relevant evidence and factual findings
588
The basic facts concerning Mr Stradford’s detention and imprisonment were set out earlier in
these reasons. It is necessary to provide some further detail for the purposes of determining
the appropriate damages for deprivation of liberty. Ultimately there was no significant dispute
concerning the nature and circumstances of Mr Stradford’s detention and imprisonment.
Indeed, Queensland ultimately submitted that the Court could proceed on the basis of Mr
Stradford’s oral evidence, which was not seriously challenged in cross examination.
589
Mr Stradford’s oral evidence concerning his time in detention and prison was compelling. It
was readily apparent from Mr Stradford’s demeanour while recounting his time in detention
and prison that, while he may not have recalled some of the finer details, his general
recollection of the events and his feelings at the time was vivid and ingrained. There could be
little doubt that Mr Stradford was and remains deeply affected by his time in custody. At times
during his evidence about his time in custody he became quite emotional. There was no reason
to doubt the authenticity of his emotions. Nor was there any basis for doubting the reliability
of this aspect of Mr Stradford’s evidence.
590
The following short summary of the evidence concerning Mr Stradford’s incarceration is based
primarily on Mr Stradford’s evidence, but draws also on the documentary evidence and the
affidavit evidence from one of the MSS guards (Mr Dunn) and numerous Queensland Police
and Queensland Corrective Services officers. Perhaps not surprisingly, the individual guards
and officers had no, or very limited, direct recollection of any engagement with Mr Stradford
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and their evidence was essentially based on the documentary record. Mr Stradford’s evidence
is recounted in more anodyne terms that it was actually given.
Detention by the MSS guards
591
Mr Stradford’s evidence was that he was quite fearful when he appeared before the Judge,
unrepresented, on 6 December 2018. That was essentially because the Judge had appeared to
be angry and upset during Mr Stradford’s earlier appearance before him on 10 August 2018.
While the Judge did not appear to be as angry at the commencement of the hearing on 6
December 2018, he became angrier as the hearing progressed. During the lunch adjournment,
Mr Stradford called his best friend, Mr Aaron
Irwin, and asked him to come to the courthouse
as he thought he was going to be sent to gaol.
592
When Mr Stradford returned to the courtroom after the lunch adjournment, there were more
people in the courtroom. Mr Irwin was there, as well as two court officers. So too, obviously,
was Mrs Stradford. Mr Stradford’s evidence was that he was berated by the Judge, in the
presence of his former wife and Mr Irwin, and sentenced to imprisonment for a year. He was
then escorted from the courtroom by two officers – the MSS guards. This occurred at about
12.27 pm.
593
The two MSS guards escorted Mr Stradford for about 40 to 50 meters through a public area
which included public seating, a security desk, interview rooms and a lift lobby. Mr Stradford
was not physically restrained by the MSS guards. He was then taken down a goods lift to the
basement of the building. At that point he was frisk searched by one of the MSS guards and
asked to remove his cufflinks, belt and shoes. He was then placed in a holding cell, which was
about two by three meters in size with glass walls. While the cell was small, Mr Stradford’s
evidence was that he did not feel like he was in a “tiny box”, perhaps because of the glass walls.
594
Mr Stradford’s evidence was that he felt shocked and fearful in the holding cell and was
thinking about how he had let everyone down. He also thought about what was going to happen
to his children and fiancée.
595
Queensland Police officers attended the holding cells and departed with Mr Stradford in their
custody at about 12.54 pm. It follows that Mr Stradford was detained by the MSS guards for
no more than 30 minutes.
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Detention and imprisonment by Queensland officers
596
Queensland Police officers arrived at the courthouse at about 12.40 pm on 6 December 2018.
After speaking with officers at the courthouse and attending to certain administrative tasks, the
police officers obtained custody of Mr Stradford at about 12.54 pm. It should be noted that the
evidence of one of the police officers was that she read the warrant that had been issued by the
Judge.
597
Mr Stradford was transported from the courthouse to the police “watch house” in Brisbane in
the back of a police van or “paddy wagon”. Mr Stradford thought that he was handcuffed at
this time. The back of the van was small and Mr Stradford felt claustrophobic; “like you’re a
dog in the back of a cage”. The watch house was about three city blocks from the courthouse.
598
Mr Stradford was brought into the watch house at about 1.29 pm. At that point, custody of Mr
Stradford was transferred from the police officers who had picked him up at the courthouse to
the officer in charge of the watch house.
599
When he arrived at the watch house, Mr Stradford was placed in an “interim cell”. He was
then taken to a counter where he was “processed” by police officers who were behind the
counter. The officers asked him questions. Evidence adduced by Queensland indicated that
those questions concerned Mr Stradford’s mental and physical health. Mr Stradford’s evidence
was that one of the officers confused him by saying: “so you owe money”. Another quipped:
“well, you will have a tough time in here”. He was also told that he might be in the watch
house for months, which did not make him feel good as it appeared to be a “bad place full of
bad people”.
600
Mr Stradford was then strip searched. He had to remove his clothing and was told to lift his
legs and spread his buttocks so the police could check whether he had concealed anything in
his anus. Not surprisingly, he felt degraded during that procedure.
601
A police officer then gave Mr Stradford some clothes to wear. The officer said that he could
not find any shorts for Mr Stradford so he would get him a pair from the “women’s pile”. The
shorts he was given were denim, unlike the green shorts the other inmates were wearing. While
Mr Stradford initially thought nothing of that, when he encountered the first group of inmates,
they taunted him with questions like: “where did you get your shorts” and “are you a cop”?
About an hour or so later, Mr Stradford was given some track pants which he could wear over
the top of the shorts. It should be noted, in this context, that evidence adduced by Queensland
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indicated that clothing in the watch house was “unisex”. Mr Stradford was not given any shoes
or socks while at the watch house.
602
Mr Stradford was next taken to a long narrow holding cell which was about three metres long
and just over one metre wide. There were four other inmates in that cell sitting on a bench
along the side of the cell. Shortly after he was placed in the cell, one of the other inmates
punched the wall above Mr Stradford’s head. He tried to laugh it off, but was in fact panicking.
He felt terrified and overwhelmed. At this time Mr Stradford was still wearing the shorts he
had been given earlier and this was when the inmates taunted him about the shorts. He was
called “constable” or “copper” throughout his time in the watch house. He believed that was
because he was clean shaven and had a neat haircut, unlike the other inmates. He was also
called “cheeseball”. He believed that was because he called one of the guards “mate”, which
was seen to be “sucking up” to the guards.
603
Mr Stradford was next taken to his first “pod”. Evidence adduced by Queensland referred to
this area as the “overnight cells”. Records indicated that Mr Stradford was taken to the
overnight cells at about 1.47 pm. Mr Stradford’s evidence was that he shared the pod with five
other inmates, though he had his own cell. His cell in the pod had a bed which was just a “lump
of concrete”, though he was given a mattress and blanket. He was not given a pillow. At this
point Mr Stradford felt upset and distressed. He put the blanket over his head, however an
officer told him to take the blanket off his head or it would be taken from him. The cell also
had a bubbler and sink. The bubbler in the cell where Mr Stradford spent his first few nights
was not working. The cell had a metal toilet. There was, however, no toilet paper. He had to
be asked to be provided with tissue paper. There was a shower at the end of the pod where
inmates showered in the morning. He was given a towel and a toothbrush, however the
toothbrush was taken from him each time after he used it. Mr Stradford recalled that the watch
house was bitterly cold. As noted earlier, he was not given any shoes or socks to wear. He
asked for, but was refused, a second blanket.
604
Inmates were locked in their cells during mealtime. The meals were passed through a hatch in
the door and they were required to return their rubbish through the hatch. They were given
takeaway chicken (“Red Rooster”) for lunch. Indeed, it appears that “Red Rooster” was on the
menu for each lunch and dinner at the watch house.
605
Mr Stradford was permitted to make a telephone call. He rang his fiancée. Records produced
by Queensland indicated this call was made at 3.33 pm. Mr Stradford’s telephone conversation
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with his fiancée did not make him feel “very nice” as he knew how devastated she would be.
Mr Stradford was taunted by other inmates after he made that telephone call.
606
Records produced by Queensland indicated that at 6.21 pm Mr Stradford was given dinner in
his cell.
607
After his first night in the watch house, Mr Stradford was moved to a different pod. In that
pod, he shared a cell with another inmate. That inmate told Mr Stradford that he was “coming
off ice and heroin”, had been “in and out of mental health wards” and had been homeless at
various times. On the first night he shared the cell with this cell mate, he woke up to find the
cell mate’s hands around his throat. He felt intimidated having to sleep in that environment.
According to Mr Stradford, his cell mate also had no regard for his personal hygiene and did
not use toilet paper. He considered that the cell was not cleaned properly and was “disgusting”.
608
Mr Stradford was using a prescription medication for the treatment of rosacea, a skin
inflammation that affects the face. He requested that he be provided with that medication, but
that request was refused. He also requested that he be provided with a non-prescription cream
that was available at pharmacies, however that request was also refused. Without medication,
Mr Stradford’s skin would break out in a rash. Evidence adduced by Queensland indicated that
Mr Stradford was seen by a nurse at 9.06 am on 7 December 2018. Arrangements were made
to obtain the appropriate cream, however Mr Stradford was told that it would take at least two
days for the cream to be obtained.
609
Records produced by Queensland indicated that Mr Stradford was given lunch and dinner on
7 December 2018 while in his cell with his cell mate. His cell mate was apparently named Mr
Strange.
610
Mr Stradford witnessed various episodes of violence and aggression between the inmates in
the watch house. According to Mr Stradford, the guards were not always watching the inmates.
On one occasion Mr Stradford was punched in the head by another inmate and told, with the
addition of expletives, to “shut up”. Mr Stradford did not report that incident to the guards as
he considered that it would be dangerous to do that. He considered that it was better for him
to shut his mouth, “deal with things” and “conform” with other inmates.
611
Mr Stradford did not sleep well while he was at the watch house. He worried about his family
and worried about what his children would think of him. He started to “struggle mentally”.
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612
Mr Stradford was able to contact his then lawyers, but was told that they could not assist him
“without money” and that they would need between $15,000 and $20,000. Records produced
by Queensland suggested that this telephone call was made at 2.46 pm on 7 December 2018.
Mr Stradford said that he also contacted Legal Aid, but was told that Legal Aid could not assist
him until he was moved to his “final” gaol.
613
Mr Stradford’s evidence was that, at this point, he felt hopeless and helpless. He felt that he
was “spiralling” into a “very bad mental state”. He had suicidal thoughts. On one occasion,
he took some preliminary steps towards a suicide attempt. On that occasion, a guard had not
closed the food hatch in the door of his cell. Mr Stradford made a noose out of a blanket or
towel and hung it on the hatch, thinking that he could strangle himself by twisting it around his
neck. The only reason he did not take that step was that he heard his daughter’s favourite song
playing on the radio at the time. This was one occasion where Mr Stradford became
particularly emotional while giving his evidence.
614
Evidence adduced by Queensland indicated that Mr Stradford received breakfast in his cell
with Mr Strange at 6.49 am on 8 December 2018 and that at 10.17 am he was seen by a nurse,
at his request. Records of that consultation indicted that Mr Stradford was very “teary” and
had stated that he was feeling overwhelmed and distressed, but that he denied any “suicidal
ideation, plan or intention”. Mr Stradford received lunch and dinner in his cell with Mr Strange
on 8 December 2018.
615
Evidence and records adduced by Queensland also indicated that Mr Stradford received
breakfast in his cell with Mr Strange on 9 December 2018 and, more importantly, was again
seen by a nurse at 10.15 am. Records of that consultation recorded that Mr Stradford was “very
teary on account of situational crisis” and that Mr Stradford had stated that he was “not coping”.
Approval was obtained for Mr Stradford to be given diazepam, which he received at 8.28 pm.
The records also indicated that Mr Stradford was given time in the “exercise yard” during the
morning and afternoon of 9 December 2018 and was given lunch and dinner in the usual
manner.
616
The records produced by Queensland in respect of Mr Stradford’s time at the watch house
clearly corroborate Mr Stradford’s evidence concerning the circumstances giving rise to the
mental and emotional anguish that he suffered as a result of the nature and circumstances of
his detention at that facility.
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617
Mr Stradford was transferred from the watch house to the Brisbane Correctional Centre on 10
December 2018. Records produced by Queensland indicated that Mr Stradford left the watch
house at about 6.30 am and arrived at the prison at 8.05 am. It follows that he was at the watch
house for a total of four nights and five days.
618
Mr Stradford was handcuffed during his transfer from the watch house to the Brisbane
Correctional Centre. Mr Stradford recalled that the transport van was divided into “boxes” and
he was placed into a box with two other inmates. Mr Stradford described the box as “tiny” and
that he felt like “a dog in a cage on the back of a greyhound trailer”. He was “freaking out”
and started to bang the side of the van. That prompted one of the other inmates to tell him to
shut up. The other inmate put his hands over Mr Stradford’s head. The officers in the van did
not intervene. Records produced by Queensland indicated that officers in the van could observe
what was happening in the van via a camera. Those records did not, however, indicate that the
officers in fact saw any incident involving Mr Stradford.
619
Evidence adduced by Queensland indicated that the Brisbane Correctional Centre was a
“reception centre” where newly sentenced male prisoners were received for “assessment and
processing”, including an assessment to determine the best correctional centre placement for
each prisoner. Prisoners only tended to remain at the Brisbane Correctional Centre for a
relatively short time.
620
Mr Stradford’s evidence was that, when he arrived at the Brisbane Correctional Centre, the
officer who opened the door of the van asked Mr Stradford whether it was his first time in
prison and said “you’re going to love Christmas”. That made him think of his children. He
felt “like crap”.
621
Shortly after arriving at the Brisbane Correctional Centre, Mr Stradford was taken to see a
psychologist. He told the psychologist that he was “not doing all that well”. As a result, he
was placed under observation. That in turn meant that he received fewer “privileges”. Later,
other prison inmates told him that, because he was on observation, he would stay in a maximum
security prison, which made him feel very anxious. He understood from other inmates that his
chances of being detained at a minimum security prison would improve if he presented as being
mentally well.
622
Evidence adduced by Queensland indicated that Mr Stradford was assessed by a psychologist
at 8.30 am on 10 December 2018. The psychologist recommended that Mr Stradford be placed
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on “low level” observations, which was the least intensive observation level and which
occurred every 120 minutes. A prisoner is generally placed on that level if they “present with
some potential risk factors”, which may include that the prisoner is a first time offender or
demonstrates signs of anxiety or depression, or has a history of suicidal ideation or behaviour.
Mr Stradford was also assessed by a nurse at 10.00 am.
623
After seeing the psychologist, Mr Stradford was again strip searched. Queensland adduced
evidence concerning what ordinarily occurred during a strip search. It is unnecessary to detail
that evidence. It suffices to note that prison officers do not touch the prisoner during the
process, though the process again involved Mr Stradford parting his buttocks so the officers
could ensure that he had not secreted anything in his anus.
624
Mr Stradford’s evidence was that he again requested medication for the treatment of his
rosacea. He also asked to see a doctor. He said, however, that he did not receive any
medication during his imprisonment. As a result, his rosacea flared up and became itchy.
625
Evidence adduced by Queensland indicated that after Mr Stradford went through the
admissions process, he was allocated to a particular unit of the centre which was designated
primarily for those experiencing their first time in prison, or for prisoners who were subject to
“at-risk observations”.
626
Mr Stradford’s evidence was that the dimensions of his cell in the Brisbane Correctional Centre
were approximately two metres by three metres. His cell contained a bed, desk, television,
toilet and shower. The shower could only be used for approximately three minutes and was
scalding hot. There were periods of time during the day when Mr Stradford was locked down
in his cell.
627
Evidence adduced by Queensland indicated that prisoners in the unit in which Mr Stradford
was housed: were taken out of their cells by around 8.00 am in the morning and placed in a
common area; were offered cell access at about 10.30 am to retrieve any possessions they
wanted for the afternoon; received lunch in the common area at 12.00 pm; received dinner in
the common area at 3.45 pm; and were returned to their cells and locked down at 6.10 pm.
Throughout his imprisonment, Mr Stradford was observed every 120 minutes and an
observation log was completed.
628
Mr Stradford’s evidence was that he felt that he had to be “very careful” while at the
Correctional Centre. He referred in his evidence to two incidents involving other inmates. On
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one occasion, an inmate grabbed Mr Stradford’s backside during a “muster” and told him that
he would “look a lot sexier” if he shaved his legs. That night, Mr Stradford used his razor and
soap to shave his legs. The fact that Mr Stradford did that perhaps demonstrates the
extraordinary impact that imprisonment was having on his mental state. On another occasion,
an inmate elbowed Mr Stradford in the side of the head and said “don’t fucking touch” while
he was lining up for a piece of toast at breakfast. Mr Stradford did not report that incident,
essentially because it was apparent to him that an inmate’s life in gaol was “not going to be
very good” if they reported such incidents to the guards.
629
While Mr Stradford’s description of his experience at the correctional centre was harrowing, it
should be noted that he did not suggest that any prison officer mistreated him, or acted
inappropriately towards him, during his time in prison. His evidence was that most of the
officers he encountered were “quite cordial”.
630
On his last day at the Correctional Centre, Mr Stradford was informed by prison officers that
he would soon be sent to a maximum security prison. Mr Stradford telephoned his friend to
tell him this so his friend could tell his fiancée. His friend, however, told him that he was going
to be released as he had won his appeal. Mr Stradford again became very emotional as he gave
that evidence. He recalled being in a state of euphoria when he received that news. His
evidence was, in effect, that if he had known from the start that he was only going to be in
prison for a relatively short time, he would have been able to handle it much better than he did.
631
Mr Stradford was released from the Brisbane Correctional Centre at 4.25 pm on 12 December
2018. He therefore spent a total of two days and two nights at that prison.
632
The total period during which Mr Stradford was imprisoned by the Queensland Police and
Queensland Corrective Services was seven days and six nights.
Aggravated damages?
633
Mr Stradford submitted that an award of aggravated damages was warranted in respect of the
conduct for which the Judge and the Commonwealth were jointly liable because: he was
sentenced in front of his former wife, his best friend and others; he was escorted through a
public place for a “considerable distance”; he was made to remove items of clothing and was
frisk searched; he was confined in a small space without knowing how long he would be there;
he felt shocked, fearful and apprehensive; he later “capitulated” and settled the property
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proceedings with his former wife; he suffered a psychiatric injury as a result of his
imprisonment; and at no time has either the Judge or the Commonwealth apologised to him.
634
Mr Stradford submitted that an award of aggravated damages was warranted in respect of the
conduct for which the Judge and the Queensland were jointly liable because, in summary: he
was transported in confined vehicles while handcuffed; he was confined at the watch house in
“small, freezing and dirty cells”; he was twice strip searched; he was forced to wear women’s
clothing and taunted by other inmates as a result; he was left barefoot in the watch house for
four days; he was subjected to assaults by other inmates; he was given meagre bedding at the
watch house; he was required to share a toilet with a “drug-affected cellmate” at the watch
house who “left its surrounds filthy”; he was fed “Red Rooster” through a hatch in the door of
his cell for lunch and dinner every night; throughout his imprisonment he was unable to access
medication for his skin condition; he was unable to sleep properly at the watch house and
became so distressed that he tried to take his own life; he was placed on observation at the
Brisbane Correctional Centre; his movements and communications were highly restricted
during his incarceration; throughout his imprisonment he believed that he would be in prison
for many months; as a result of his experience he settled his property proceedings by a complete
capitulation; he suffered psychiatric injury as a result of his experience; and at no time has
either the Judge or Queensland apologised to him.
635
The Judge submitted that there should be no award of aggravated damages because there was
no particular feature by which Mr Stradford’s sense of injury from his false imprisonment had
been “heightened by the manner in which or the motive for which the defendant did it”: cf
Broome v Cassell at 1124-1126 (Lord Diplock) cited in
Spautz v Butterworth at 15 (Clark JA).
The Judge conceded that he had fallen into error in imprisoning Mr Stradford and that he had
expressed himself in “critical, strong and candid” language, however that was said not be an
“uncommon occurrence in courts around the country”. While Mr Stradford had said that he
felt intimidated, shocked and fearful, in the Judge’s submission that was not indicative of a
heightened sense of injury on his part.
636
The Commonwealth also submitted that aggravated damages should not be awarded as there
was no evidence of hurt to feelings, or any special need to compensate Mr Stradford for the
manner in which the tort was committed. It contended that Mr Stradford had given no evidence
of any “special hurt from his time in Commonwealth custody” which would warrant an award
of aggravated damages. The evidence did not indicate that Mr Stradford had been forcibly
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escorted out of the courtroom, or that there had been any “touching”. In the Commonwealth’s
submission, the fact that Mr Stradford’s friend and former wife were present was not an
aggravating feature. Mr Stradford had also not suggested that he suffered any particular hurt
because he was escorted through a public concourse, or required to remove various
“accessories”.
637
Queensland submitted that Mr Stradford’s experience at the watch house and prison was “not
exceptional” and did not make out a basis for awarding aggravated damages against it. In
Queensland’s submission, the behaviour that Mr Stradford described during his time at the
watch house and prison was not so “outrageous” that an increased award was necessary to
compensate any injury to Mr Stradford’s feelings of dignity and pride. Rather, what Mr
Stradford had described was nothing more than “an ordinary prison experience”.
638
While the issue as to whether Mr Stradford should be awarded aggravated damages is by no
means easy, I am persuaded that the compensatory damages payable to him should include a
component reflecting the aggravating circumstances in which he was detained and imprisoned.
639
In relation to the period of imprisonment for which the Judge and the Commonwealth are
jointly responsible and liable, the aggravating circumstances almost entirely relate to the
manner in which the Judge dealt with Mr Stradford. It is unnecessary to repeat what was said
earlier concerning the Judge’s treatment of Mr Stradford. Even accepting that the Judge
believed that Mr Stradford was in contempt for not complying with his orders, his Honour
conducted the contempt proceeding in an entirely unsatisfactory way. His general demeanour
and attitude to Mr Stradford was high-handed and unnecessarily demeaning, contemptuous and
dismissive. That, in my view, exacerbated and amplified the shock, humiliation and fear that
Mr Stradford unquestionably felt as he was escorted by the MSS guards though public areas to
the cells. I do not consider that anything done by the MSS guards could be considered as
aggravating the hurt and distress that was felt by Mr Stradford during his imprisonment at the
courthouse. The MSS guards were simply doing their job and did nothing to increase Mr
Stradford’s sense of hurt.
640
It should be noted, in this context, that the Commonwealth submitted that it was not responsible
for any of the Judge’s actions in the context of determining whether an award of aggravated
damages was warranted. I disagree. The Judge and the Commonwealth were jointly liable in
respect of the period during which the MSS guards imprisoned Mr Stradford. The MSS guards
were present when the Judge ordered that Mr Stradford be imprisoned and immediately took
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him into custody. It may perhaps be accepted that Mr Stradford’s aggravated feelings of hurt,
distress and fear during the period he was imprisoned by the MSS guards were largely the
product of the manner in which he had been dealt with by the Judge, and the initial shock of
being sentenced to imprisonment and then immediately detained. The actions of the MSS
guards themselves may not have specifically or materially contributed to the aggravation of Mr
Stradford’s feelings of hurt, distress and fear. It does not, however, follow that the
Commonwealth can escape liability for aggravated damages relating to Mr Stradford’s
detention by and on behalf of the Commonwealth. Aggravated damages are compensatory, not
punitive in nature. It is not to the point for the Commonwealth to point the finger of blame at
the Judge. The fact remains that Mr Stradford is entitled to be compensated for the aggravated
feelings of hurt, distress and fear he felt and experienced during his initial detention for and on
behalf of the Commonwealth.
641
I should also add that there was no suggestion that neither the Judge nor the Commonwealth
had ever apologised to Mr Stradford. While both the Judge and the Commonwealth conceded,
or at least did not dispute, that the Judge had erred in finding that Mr Stradford was in contempt
and in ordering that he be imprisoned, they nevertheless maintained that his imprisonment was
lawful and justified. That alone provides some basis for the award of aggravated damages.
The failure to offer any apology to Mr Stradford in all the circumstances was unjustifiable,
even accepting that the Judge and the Commonwealth believed that they had a reasonable
defence to his claim.
642
As for the period of imprisonment in respect of which the Judge and Queensland are jointly
responsible and liable, the aggravating circumstances are again primarily to be found in the
conduct of the Judge. I would infer from the evidence as a whole that the high-handed,
unnecessarily contemptuous and dismissive manner in which the Judge dealt with Mr Stradford
continued to exacerbate the distress, humiliation and fear that Mr Stradford felt while he was
imprisoned both at the Brisbane watch house and the Brisbane Correctional Centre. In any
event, I also consider that the thoroughly humiliating, demeaning and degrading manner in
which Mr Stradford was dealt with and housed, both at the watch house and the gaol,
significantly aggravated the injury to Mr Stradford’s feelings and mental state during that
period of imprisonment. It is no answer to say that Mr Stradford suffered no more than the
“ordinary prison experience”, whatever that may mean. The fact remains that Mr Stradford
did not deserve to be treated in the thoroughly demeaning, degrading and humiliating manner
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in which he was, at times, treated while imprisoned at the watch house and gaol for which
Queensland was responsible.
Exemplary damages against the Judge?
643
Mr Stradford submitted that an award of exemplary damages was warranted because the Judge
had acted in a manner which was “high handed” and exhibited a “flagrant” and “contumelious
disregard for [his] rights”: cf
Uren at 117 CLR 129 (Taylor J) and 154 (Windeyer J);
Australian
Consolidated Press v Uren (1966) 117 CLR 185 at 212 (Windeyer J). In Mr Stradford’s
submission, the Judge’s conduct cannot be explained away as simply involving a mistake.
Rather, at best it demonstrated a reckless disregard for the serious consequences to Mr
Stradford of imprisoning him for contempt. An award of exemplary damages was necessary,
so it was submitted, both to punish the Judge and to deter him and others from such conduct in
the future. Such an award was also said to be warranted both to vindicate Mr Stradford’s rights
and vindicate “the strength of the rule of law”.
644
The Judge submitted that an award of exemplary damages was not warranted. In his
submission, if it came to it, the very fact of him being held liable and ordered to pay
compensatory damages would suffice to deter both him and judges generally from behaving in
the way he did. No further action would be required to punish him or mark the Court’s
condemnation of his conduct. He also pointed out that he had obtained no ill-gotten benefit by
imposing the imprisonment order. The Judge’s submissions also lamented the “significant”
publicity and opprobrium which the Judge had already been exposed to by the initiation of this
proceeding.
645
There is some merit in the Judge’s submissions concerning exemplary damages. It is highly
unusual, at least in modern-day Australia, for a judge to be held liable for false imprisonment.
That finding alone would undoubtedly have a salutary effect on the Judge and other decision-
makers in a similar position to him. I also unquestionably accept that the Judge made no ill-
gotten gain and has already been the subject of some adverse publicity and opprobrium arising
from this matter. More to the point, I also accept that the Judge did not act with malice and did
not appear to be conscious of his wrongdoing at the time.
646
That said, as I have already explained, the Judge’s conduct towards Mr Stradford was, on just
about any view, high-handed and demonstrated a thoroughly reckless disregard of, if not
outright contempt for, Mr Stradford and his rights. Indeed, to a certain extent his Honour’s
actions displayed an almost contemptuous disregard for the rule of law, which of course
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involves due process and procedural fairness. While the Judge’s actions have already been
condemned by the FamCA Full Court, in my view his actions warrant an award of exemplary
damages in all the circumstances. I am not satisfied that the award of compensatory damages,
including aggravated damages, sufficiently expresses or reflects the Court’s disapproval of the
Judge’s conduct and treatment of Mr Stradford. I also consider that an award of exemplary
damages, while somewhat exceptional, will serve to deter any repetition of such a thoroughly
unacceptable abuse of judicial power in the future.
Assessment of damages for deprivation of liberty
647
To unlawfully deprive a person of their liberty is to deprive them of their most basic and
fundamental human right. As Mason and Brennan JJ said in
Williams v The Queen (1986) 161
CLR 278 at 292; [1986] HCA 88:
The right to personal liberty is, as Fullagar J described it, ‘the most elementary and
important of all common law rights’:
Trobridge v Hardy (1955) 94 CLR 147 at 152.
Personal liberty was held by Blackstone to be an absolute right vested in the individual
by the immutable laws of nature and had never been abridged by the laws of England
‘without sufficient cause’:
Commentaries on the Laws of England (Oxford, 1765), Bk
1, pp 120-121, 130-131. He warned:
‘Of great importance to the public is the preservation of this personal liberty:
for if once it were left in the power of any, the highest, magistrate to imprison
arbitrarily whomever he or his officers thought proper … there would soon be
an end of all other rights and immunities’.
…
The right to personal liberty cannot be impaired or taken away without lawful authority
and then only to the extent and for the time which the law prescribes.
648
In
Ruddock v Taylor, McHugh J (at [120]) and Kirby J (at [138]) cited with approval the
following statement by Deane J in
Re Bolton; Ex parte Beane (1987) 162 CLR 514; [1987]
HCA 12 (at 162 CLR 528-529):
The common law of Australia knows no letter de cachet or executive warrant pursuant
to which either citizen or alien can be deprived of his freedom by mere administrative
decision or action.
Any officer of the Commonwealth Executive who, without
judicial warrant, purports to authorize or enforce the detention in custody of
another person is acting lawfully only to the extent that his conduct is justified by
clear statutory mandate. That being so, it is the plain duty of any such officer to
satisfy himself that he is acting with the authority of the law in any case where, in
the name of the Commonwealth, he directs that a person be taken and held in
custody. The lawfulness of any such administrative direction, or of actions taken
pursuant to it, may be challenged in the courts by the person affected: by application
for a writ of habeas corpus where it is available or by reliance upon the constitutionally
entrenched right to seek in this Court an injunction against an officer of the
Commonwealth.
It cannot be too strongly stressed that these basic matters are not
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the stuff of empty rhetoric. They are the very fabric of the freedom under the law
which is the prima facie right of every citizen and alien in this land. They represent
a bulwark against tyranny. They provide the general context of the present case.
(Emphasis added)
649
The damages awarded to Mr Stradford should adequately reflect the fact that he was deprived
of his elementary and absolute right to personal liberty. What occurred to him was undoubtedly
a grievous denial and deprivation of that right. He was not “treated as one might expect in a
civilised society governed by the rule of law”:
Bulsey at [119] (Atkinson J).
650
The parties relied on some comparative cases in which damages have been awarded for false
imprisonment. I accept that I should have regard to the awards of damages in those cases,
though ultimately the awards in those cases themselves are of fairly limited assistance given
that the facts and circumstances of each were materially different to the facts and circumstances
of this case.
651
Mr Stradford primarily relied on
Bulsey. In that case, six armed police officers forcibly entered
the appellants’ house, shouted commands at the second appellant, entered the first appellant’s
bedroom, took him from his bed, handcuffed him and dragged him out to the street. The first
appellant was held in police custody and questioned for two days before he was charged with
certain offences, taken before a magistrate and remanded in custody. The charges were
subsequently withdrawn. The trial judge awarded the first appellant damages of $80,000 for
assault, battery and false imprisonment. That award was found on appeal to be manifestly
inadequate.
652
The Court of Appeal of the Queensland Supreme Court (Fraser JA, with whom Atkinson and
McMeekin JJ agreed) awarded the first appellant damages of $165,000, comprising damages
(including aggravated damages) of $60,000 for assault, battery and false imprisonment during
the wrongful arrest, damages of $100,000 for false imprisonment after the wrongful arrest
(ending when the first appellant was taken before the magistrate) and general damages of
$5,000 for personal injury (the latter being the same award granted at first instance, and not in
issue). Justice Fraser considered that a “very substantial award of damages [was] required to
compensate the first appellant for the wrong done to him by that wrongful exercise of executive
power over a citizen” and that the award should take into account “the violence and the
particularly distressing and humiliating circumstances of the torts” (at [109]). The second
appellant, whose false imprisonment was very short, was awarded damages of $70,000, an
increase from $30,000 as granted by the trial judge. In arriving at that award, Fraser JA took
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into account, among other things, the “extraordinarily traumatic atmosphere” and “very real
indignity” felt by the second appellant (at [112]).
653
The Judge submitted that the facts and circumstances in
Bulsey were “vastly different” to the
facts and circumstances of this case. That is no doubt the case. The wrongful arrest in
Bulsey
involved violence and the award included damages for assault and battery. However, the award
of $100,000 for two days in police detention was for false imprisonment alone and is somewhat
instructive. The award of $70,000 to the second appellant is also somewhat instructive given
the very short duration of her false imprisonment (which consisted of her being directed, during
the police raid, to walk around and remain in different areas of her house).
654
Mr Stradford also referred, in the context of the award against the Judge and the
Commonwealth, to the award of damages in
Vignoli v Sydney Harbour Casino (2000) Aust
Torts Reports 81-451; [1999] NSWSC 1113. In that case, Mr Vignoli had been gambling at
the Sydney Harbour Casino. At about 6.00 pm on the evening in question he was prevented
from leaving the Casino by various Casino employees on the basis that the Casino believed
that he had been overpaid. He was subsequently detained in various rooms of the Casino until
approximately midnight. The police were called, as was Mr Vignoli’s solicitor, and Mr Vignoli
was eventually permitted to leave shortly after midnight. Justice Bergin, in the Supreme Court
of New South Wales, accepted that the incident had been a “searing experience” for Mr
Vignoli; he “felt deep humiliation and disgrace” and “experienced a deal of mental anguish
and discomfort” (at [108]). Her Honour awarded total damages of $75,000 comprising general
damages of $30,000, aggravated damages of $10,000 and exemplary damages of $35,000.
655
The Commonwealth submitted that the award of damages in
Vignoli was not an appropriate
comparator. Again, there can be no doubt that the facts and circumstances of
Vignoli differ in
a number of material respects from the facts and circumstances of this case. That said,
Vignoli
suggests that a not insubstantial award of damages may be warranted even when the period of
detention is relatively short, Mr Vignoli having only been detained at the Casino for
approximately six hours. As for the Commonwealth’s suggestion that the circumstances of Mr
Vignoli’s detention were more distressing than Mr Stradford’s detention by the MSS guards at
the Circuit Court, I doubt that being detained at a Casino could be regarded as being any more
humiliating or distressing than being escorted by guards through a public area, taken down a
goods lift, frisked and detained in a cell in the basement of a court complex for a period while
waiting to be taken to prison by the police or prison authorities.
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656
In its submissions, Queensland noted that most of the cases concerning false imprisonment in
Queensland involved a plaintiff being imprisoned for relatively short periods of time.
Queensland referred to “comparatives”:
Hemelaar v Walsh [2017] QDC 151;
Eaves v Donnelly
[2011] QDC 207; and
Coleman v Watson [2017] QSC 343. In
Hemelaar, fairly modest awards
of general damages of $4,000 and $5,000 were awarded to two appellants who were unlawfully
detained by police officers for about five hours. In
Eaves, compensatory damages of $30,000
were awarded for the plantiff’s false imprisonment in circumstances where she had been
detained for approximately two and a half hours following her unlawful arrest. In
Coleman,
Cullinane J in the Supreme Court of Queensland awarded the plaintiff general damages of
$20,000 for false imprisonment in circumstances where the plaintiff was unlawfully arrested
and detained in a police watch house for about five hours before being granted bail.
657
Queensland also referred to the decision in
Raad v New South Wales [2017] NSWDC 63. In
that case, Mr Raad was unlawfully arrested by police officers outside a hotel in the early hours
of the morning. He was handcuffed, placed in the back of a police van and detained for slightly
less than two hours. In respect of the tort of false imprisonment, Mr Raad was awarded $15,000
in general damages and $5,000 in aggravated damages. He was also awarded damages of
$25,000 for malicious prosecution.
658
I do not consider that any of the cases referred to by Queensland greatly assist the assessment
of damages in this case.
659
As noted earlier, Mr Stradford submitted that damages should be assessed as follows: an award
of general damages (including aggravated damages) of $50,000 in respect of the period of
detention for which the Judge and the Commonwealth were jointly responsible and liable; an
award of general damages (including aggravated damages) of $250,000 in respect of the period
of detention for which the Judge and Queensland were jointly responsible; and an award of
exemplary damages of $400,000. An award of exemplary damages of that magnitude was said
to be warranted because the Judge sentenced Mr Stradford to imprisonment for one year, and
$400,000 represented the Judge’s annual salary.
660
The Judge submitted that there was no basis for an award of either aggravated or exemplary
damages. He did not proffer an amount that would represent an appropriate award of general
damages.
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661
The Commonwealth submitted that there was no basis for an award of aggravated damages in
respect of the period of imprisonment for which it was responsible. It submitted that any award
in relation to loss of liberty should be “extremely low, towards nominal” given the very short
time Mr Stradford was detained by the MSS guards and the fact that the MSS guards did not
mistreat Mr Stradford in any way.
662
Queensland submitted that an appropriate award of general damages for the period in which it
and the Judge were jointly liable was $100,000. It submitted that an award of aggravated
damages was not warranted.
663
In my view, the following awards of damages are appropriate in all the circumstances.
664
First, in respect of the period of imprisonment for which the Judge and the Commonwealth are
jointly liable, being the time from when the Judge ordered that Mr Stradford be imprisoned to
the time that custody of Mr Stradford was transferred from the MSS guards to the Queensland
Police (from about 12.27 pm to about 12.54 pm on 6 December 2018), there should be an award
of compensatory damages, including aggravated damages, of $35,000. While I accept that this
period of false imprisonment was short, I am nevertheless satisfied that Mr Stradford suffered
significant injury to his feelings as a result of this period of imprisonment, including
considerable shock, distress, fear and humiliation. As discussed earlier, those feelings were
aggravated by the high-handed and unnecessarily demeaning, contemptuous and dismissive
manner in which he was treated by the Judge. The Judge’s treatment of Mr Stradford no doubt
heightened the sense of distress, fear and hopelessness that Mr Stradford experienced during
his time in detention by the Commonwealth.
665
Second, in respect of the period of imprisonment for which the Judge and Queensland are
jointly liable, being the time from which Queensland Police officers took custody of Mr
Stradford to the time Mr Stradford was released from the Brisbane Correctional Centre (from
about 12.54 pm on 6 December 2018 to 4.25 pm on 12 December 2018), there should be an
award of compensatory damages (including aggravated damages) of $165,000. The period of
imprisonment for which the Judge and Queensland are jointly liable was lengthy – seven days
and six nights. He is entitled to a significant award of damages to compensate him for the
breach of his fundamental right to liberty during that period. The conditions and events that
Mr Stradford suffered and endured during that period were also demeaning, humiliating and
distressing, regardless of whether or not they represented a normal prison experience. Mr
Stradford’s feelings of fear, distress and hopelessness during this period, going as far as suicidal
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ideation, were, not surprisingly in the circumstances, extreme and aggravated by the overall
circumstances in which he came to be in prison, including the contemptuous actions of the
Judge.
666
Third, there should be an award of exemplary damages against the Judge in the sum of $50,000.
I do not accept that an award of exemplary damages in the amount sought by Mr Stradford is
warranted or would be appropriate in all the circumstances. Nevertheless, as discussed earlier,
I consider that that an award of exemplary damages, albeit in the fairly modest sum of $50,000,
is warranted and appropriate to both express the Court’s disapproval of the high-handed
conduct of the Judge and his Honour’s reckless disregard of due process and the rights of Mr
Stradford. Such an award should also deter the repetition of such conduct.
GENERAL DAMAGES FOR PERSONAL INJURY
667
The parties broadly agreed that if Mr Stradford made out his case in respect of liability, he was
entitled to an award of damages for personal injury. That was because it was essentially
common ground that Mr Stradford had been diagnosed with a psychiatric condition, post-
traumatic stress disorder, that was caused by his imprisonment. He was also jointly diagnosed
with major depressive disorder, though it was essentially a “secondary condition”. The
evidence and submissions focussed almost entirely on Mr Stradford’s post-traumatic stress
disorder. It was also common ground that that award of damages in respect of that injury was
to be assessed having regard to the provisions of the Civil Liability Act and
Civil Liability
Regulation 2014 (Qld). That was where the common ground ended.
Summary of issues concerning the assessment of damages for personal injury
668
The main area of disagreement between the parties concerned the appropriate calculation of
the damages for Mr Stradford’s psychiatric injury under the Civil Liability Act and Regulation.
The disagreement related to the determination of the appropriate “injury scale value” in respect
of Mr Stradford’s psychiatric injury. That disagreement primarily flowed from a disagreement
between the two psychiatrists who had consulted with Mr Stradford, Dr Foxcroft and Dr
Harden, as to the extent of Mr Stradford’s impairment and, more specifically, where Mr
Stradford’s impairment was situated within the Psychiatric Injury Rating Scale (
PIRS), a scale
used to rate the impairment caused by psychiatric disorders which is scheduled to the
Regulation. Dr Foxcroft’s opinion was that Mr Stradford’s mental disorder was moderate and
that the applicable impairment rating was 15%. Dr Harden’s opinion that Mr Stradford’s
mental disorder was mild and that the appropriate or applicable impairment rating was 6%.
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669
The determination of the issue concerning the extent of Mr Stradford’s impairment and the
appropriate injury rating was complicated by two matters: first, the complexity and opacity of
the applicable statutory provisions and criteria; and second, the fact that the psychiatrists’
opinions relevant to the impartment ratings were no doubt a product, at least in part, of what
Mr Stradford had told them during their respective consultations throughout 2020 and 2021.
The problem in that regard was that it soon became apparent, mainly as a result of evidence
which emerged in the course of the cross-examination of Mr Stradford, that Mr Stradford had
not been entirely frank and open with the psychiatrists. In particular, it appeared that he had
not revealed certain facts that may have been relevant to whether he had been suffering from a
pre-existing psychiatric condition, as well as certain facts that may have been relevant to an
accurate assessment of Mr Stradford’s functional impairment relevant to his ability to
concentrate and his employability.
670
There was also a disagreement between the psychiatrists in respect of Mr Stradford’s prognosis,
though ultimately that issue is of more significance in the context of Mr Stradford’s claim for
economic loss or loss of earning capacity.
671
Mr Stradford ultimately submitted that he was entitled to an award of $39,350 in respect of his
psychiatric injury, together with an amount of $13,560 for future or ongoing medical expenses.
672
The Judge submitted that Mr Stradford was entitled to an award of $9,450 in respect of his
psychiatric injury. Queensland’s submission was more or less the same. Queensland also
allowed a sum of $15,000 for future medical expenses. The Commonwealth submitted that the
opinion expressed by Dr Harden should be accepted and that Mr Stradford had not established
that he will incur any future costs in connection with any ongoing psychiatric treatment.
673
There is also a separate issue as to whether the Commonwealth is liable at all in respect of any
damages arising from the injury suffered by Mr Stradford. The Commonwealth submitted, in
short, that it was not liable for any damages arising from Mr Stradford’s injury because the
evidence did not establish that the very short period in which Mr Stradford was detained by the
MSS guards, on behalf of the Commonwealth, was a cause of Mr Stradford’s injury. That issue
is dealt with separately later in these reasons.
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Applicable statutory provisions
674
The calculation of general damages for personal injury is governed by ss 61 and 62 of the Civil
Liability Act. Relevantly, schedule 2 of the Civil Liability Act defines “personal injury” to
include a psychological or psychiatric injury.
675
Section 61 of the Civil Liability Act provides as follows:
61
Assessment by court of injury scale
(1)
If general damages are to be awarded by a court in relation to an injury arising
after 1 December 2002, the court must assess an injury scale value as follows–
(a)
the injured person’s total general damages must be assigned numerical
value
(
injury scale value) on a scale running from 0 to 100;
(b)
the scale reflects 100 equal gradations of general damages, from a case
in which an injury is not severe enough to justify any award of general
damages to a case in which an injury is of the gravest conceivable
kind;
(c)
in assessing the injury scale value, the court must –
(i)
assess the injury scale value under any rules provided under a
regulation; and
(ii)
have regard to the injury scale value given to similar injuries
in previous proceedings.
(2)
If a court assesses an injury scale value for a particular injury to be more or
less than any injury scale value prescribed for or attributed to similar particular
injuries under subsection (1)(c), the court must state the factors on which the
assessment is based that justify the assessed injury scale value.
(Emphasis in original)
676
Regulation 7 of the Regulation provides the relevant rules for the assessment of the injury scale
value for an injury. It provides as follows:
7
Rules for assessing injury scale value – Act, s 61(1)(c)(i)
(1)
This section and schedules 3 to 6 provide the rules under which a court must
assess the injury scale value for an injury.
(2)
Schedule 4 provides the ranges of injury scale values for particular injuries that
the court is to consider in assessing the injury scale value for those injuries.
(3)
In assessing an injury scale value for an injury not mentioned in schedule 4, a
court may have regard to the ranges prescribed in schedule 4 for other injuries.
(4)
Schedule 3 provides matters to which a court may or must have regard in
applying schedule 4.
(5)
Schedule 6 provides the PIRS that may be used with schedule 4.
(6)
Schedule 5 provides –
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(a)
matters relevant to the application of schedule 6; and
(b)
requirements with which a medical expert must comply in assessing a
PIRS rating for a mental disorder of an injured person.
677
As can be seen from reg 7(2) above, schedule 4 sets out the ranges of injury scale value (
ISVs)
for various kinds of injuries. The items in schedule 4 which are relevant to this matter are item
11 “serious mental disorder”, which is defined as a “mental disorder with a PIRS rating between
11% and 30%” and specifies an ISV range of 11 to 40; and item 12 “moderate mental disorder”,
which specifies a “mental disorder with a PIRS rating between 4% and 10%” and specifies an
ISV range of 2 to 10.
678
Schedule 5 to the Regulation sets out how PIRS ratings are assessed. It contains a number of
rules which assist in assessing a PIRS rating. Two provisions in schedule 5 are of particular
relevance to this case. They are items 5 and 11 which deal with pre-existing mental disorders.
Those provisions are in the following terms:
5
Assessment if pre-existing mental disorder
(1)
If an injured person has a pre-existing mental disorder, a medical expert
must—
(a)
work out a percentage impairment for the pre-existing mental disorder
at the time immediately before the injury using the steps set out in
section 4 (the
pre-injury rating); and
(b)
work out a percentage impairment for the current mental disorder
using the steps set out in section 4 (the
post-injury rating); and
(c)
subtract the pre-injury rating from the post-injury rating.
(2)
The remaining percentage impairment is the PIRS rating assessed by the
medical expert for the mental disorder of the injured person.
Editor’s note—
See also section 11 (Pre-existing mental disorder).
…
11
Pre-existing mental disorder
If a medical expert assessing a PIRS rating for a mental disorder of an injured person
considers the injured person had a pre-existing mental disorder, the medical expert
must—
(a)
make appropriate enquiry into the pre-existing mental disorder; and
(b)
consider any psychiatric or psychological reports made available to the
medical expert.
(Emphasis in original)
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679
Schedule 6 to the Regulation identifies different classes of PIRS ratings in respect of various
areas of impairment. The areas of impairment include: self-care and personal hygiene; social
and recreational activities; travel; social functioning; concentration, persistence and pace; and
adaptation (which includes employability). As discussed later in these reasons, Dr Foxcroft and
Dr Harden’s evidence addressed each of these areas of impairment. Their PIRS ratings in
respect of some of those areas were the same. They arrived at different ratings in respect of
other areas.
680
It is finally necessary to have regard to s 62 of the Civil Liability Act and reg 8 of the
Regulation. Section 62 provides as follows:
62
Calculation of general damages
(1)
For an injury arising after 1 December 2002, general damages must be
calculated by reference to the general damages calculation provisions applying
to the period within which the injury arose.
(2)
In this section—
general damages calculation provisions, applying to a period, means the
provisions prescribed for the period under a regulation.
(Emphasis in original)
681
Regulation 8 of the Regulation contains the relevant general damages calculation provision for
the purposes of s 62 of the Civil Liability Act:
8
General damages calculation provisions— Act, s 62(2), definition general damages calculation provisions
(1)
For each period stated in a table in schedule 7, this section and that table are
the general damages calculation provisions for the period.
(2)
For an injury within the injury scale value stated in an item of a table, the
general damages are the sum of—
(a)
the base amount for the item (if any); and
(b)
the variable amount for the item.
(3)
In this section—
variable amount means the amount worked out in the way stated in the column
of a table with the heading ‘variable amount’.
(Emphasis in original)
682
The applicable table in schedule 7 of the Regulation is Table 9 which provides as follows:
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Table 9—For an injury arising from 1 July 2018 to 30 June 2019 (dates inclusive)
Item Injury scale value
Base amount
Variable amount
1
5 or less
—
Injury scale value x $1,530
2
10 or less but more than 5
$7,650
(Injury scale value - 5) x $1,800
3
15 or less but more than 10
$16,650
(Injury scale value - 10) x $2,120
4
20 or less but more than 15
$27,250
(Injury scale value - 15) x $2,420
5
25 or less but more than 20
$39,350
(Injury scale value - 20) x $2,710
6
30 or less but more than 25
$52,900
(Injury scale value - 25) x $3,030
7
35 or less but more than 30
$68,050
(Injury scale value - 30) x $3,340
8
40 or less but more than 35
$84,750
(Injury scale value - 35) x $3,640
9
50 or less but more than 40
$102,950
(Injury scale value - 40) x $3,910
10
60 or less but more than 50
$142,050
(Injury scale value - 50) x $4,170
11
70 or less but more than 60
$183,750
(Injury scale value - 60) x $4,440
12
80 or less but more than 70
$228,150
(Injury scale value - 70) x $4,740
13
90 or less but more than 80
$275,550
(Injury scale value - 80) x $5,010
14
100 or less but more than 90
$325,650
(Injury scale value - 90) x $5,290
683
As can be seen, once an injury scale value for an injury is calculated or assessed in accordance
with the provisions of the Regulation referred to earlier, Table 9 specifies a base amount and a
variable amount. The sum of the base amount and variable amount comprises the general
damages for the injury. Mr Stradford submitted, based on Dr Foxcroft’s assessment, that the
applicable item in Table 9 was item 4. The Judge and Queensland submitted, based largely on
Dr Harden’s assessment, that the applicable item in Table 9 was item 2. The Commonwealth
submitted that the applicable item was either item 1 or 2.
Issues arising from the evidence of the psychiatrists
684
Dr Foxcroft prepared three reports for the purposes of the proceedings: his first report dated 14
February 2020; a second report dated 7 September 2021; and a short supplementary report
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dated 6 October 2021. In his supplementary report, Dr Foxcroft noted that he had read Dr
Harden’s report and confirmed his PIRS assessment arising from his earlier assessments. Dr
Harden prepared a report dated 6 September 2021. The psychiatrists conferred and prepared a
joint report dated 8 November 2021. They gave oral evidence concurrently at the trial. There
was no dispute concerning the qualifications and expertise of either Dr Foxcroft or Dr Harden,
though notably Dr Harden purported to have received specific training in the PIRS.
685
It is perhaps useful to first address the matters about which Dr Foxcroft and Dr Harden were in
agreement.
686
First, they both diagnosed Mr Stradford as suffering from post-traumatic stress disorder and a
major depressive disorder. Dr Foxcroft referred to the latter diagnosis as “secondary”.
687
Second, they agreed that “the psychiatric diagnosis and subsequent impairment relate to the
incarceration”. It will in due course be necessary to say something further about this issue in
the context of the submissions advanced by the Judge, the Commonwealth and Queensland to
the effect that Mr Stradford did not disclose to either of the psychiatrists that he had suffered
from depression prior his imprisonment.
688
Third, they agreed on the appropriate PIRS ratings in respect of three areas or “domains” of
impairment, those being “travel”, “social functioning” and “adaptation”.
689
It is unnecessary to say anything further concerning the psychiatrists’ agreed ratings in respect
of the travel and social functioning domains. Despite the psychiatrists’ agreement, in the joint
report, concerning the appropriate rating in the “adaptation” domain, it will be necessary to
address an issue that arose in relation to that assessment. That issue concerns whether Mr
Stradford adequately disclosed all of his post-imprisonment employment to the psychiatrists
and, if not, whether disclosure of the circumstances of that employment may have impacted
the PIRS rating in respect of the adaptation domain.
690
The main issue that divided the experts in their respective reports, and their joint report, was
their PIRS assessments in the “self-care and personal hygiene”, “social and recreational
activities” and “concentration, persistence and pace” domains. As a result of their divergent
assessments in respect of those three domains was that their overall PIRS ratings diverged. Dr
Foxcroft’s overall rating was 15% and Dr Harden’s overall rating was 6%. As the preceding
discussion concerning the statutory scheme reveals, those differing PIRS ratings necessarily
result in different awards of general damages for personal injury.
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691
It will ultimately be necessary to make a finding about whether Dr Foxcroft’s opinions or
assessments in respect of the appropriate PIRS ratings in the disputed domains is to be preferred
to Dr Harden’s opinions and assessments, or vice versa. Before directly addressing that issue,
however, it is necessary to consider whether, as contended by each of the Judge, the
Commonwealth and Queensland, Mr Stradford had not been entirely frank and open with Dr
Foxcroft and Dr Harden and did not disclose some facts that would, or at least might have,
impacted not only their assessments in respect of the disputed domains, but also their
assessment as to whether Mr Stradford had a pre-existing psychiatric condition. If Mr
Stradford had been found to have been suffering from a pre-existing condition, that also may
have led to a reduction in the overall impairment rating by virtue of schedule 5 to the
Regulation, which requires the pre-injury impairment rating to be subtracted from the post-
injury rating.
692
The final issue that must be resolved concerns Mr Stradford’s prognosis and the prospects of
his condition improving, or even being cured, in the future. That issue is of particular
importance to determining the future economic loss head of damages.
Material non-disclosures to the psychiatrists?
693
The Judge, the Commonwealth and Queensland each contended that Mr Stradford had failed
to disclose certain facts to both Dr Foxcroft and Dr Harden that, in their submission, would
have been material to the assessment of Mr Stradford’s impairment rating. Those facts related,
in broad terms, to three topics: first, that Mr Stradford had a history of excessive gambling;
second, that Mr Stradford had experienced severe depression and suicidal thoughts before he
was imprisoned by the Judge; and third, that after being released from prison Mr Stradford had
worked in responsible real estate positions that involved him working significant hours, and
training and mentoring another person.
694
There was ultimately no dispute that, well prior to his imprisonment, Mr Stradford had reported
that he had a serious gambling habit or problem. He said as much in an affidavit he filed in his
family law proceeding in the Circuit Court. There was equally no dispute that Mr Stradford
had reported, in the same affidavit, that from as early as January 2017 he was “severely
depressed” and “suicidal”. In that affidavit, which was sworn on 24 November 2018, Mr
Stradford stated that he was in a “suicidal emotional state” because his access to his children
had, so he said, been restricted by Mrs Stradford. He also said that in January 2017 he had
gone from “being depressed to severely depressed” and was “suicidal and gambling heavily
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what money [he] had as means of escape”. Mr Stradford appeared to attribute that depression
to the fact that he had been overpaid by a developer, but had spent that money and was
gambling to try to clear his debt. He had also stated:
I have realised my gambling behaviour from
psychologists is akin to an unhealthy
video game, or means to
escape reality because I have been severely depressed over
my feelings of inadequacy during childhood, then the feelings of inadequacy
resulting from this marriage and the emotional trauma afterwards inflicted by Mrs
Stradford. Yet the consequences of gambling only compounded this depression and
placed myself in a further and further desperate situation.
(Emphasis added)
695
Mr Stradford went on to state that he realised that he had spent over $300,000 on gambling
since 2014. Two things may be noted from that statement in Mr Stradford’s affidavit. First, it
appears that he had consulted with a psychologist or psychologists regarding “severe
depression” in the past; and second, he attributed his gambling problem to issues not directly
related to his marriage difficulties.
696
Mr Stradford did not tell either Dr Foxcroft or Dr Harden about what plainly appeared to be a
serious gambling problem. In his first report, Dr Foxcroft stated that there was “no history of
excessive gambling”. Dr Foxcroft agreed, when questioned about this, that Mr Stradford did
not tell him that he had a history of excessive gambling. Dr Foxcroft’s evidence was that he
recalled asking Mr Stradford about whether he had any history of excessive gambling. Dr
Foxcroft also essentially agreed that excessive gambling would be relevant to the assessment
of Mr Stradford’s historical ability to make good decisions. While Dr Foxcroft said that Mr
Stradford’s gambling may not have been relevant to his opinion “in relation to the development
of post-traumatic stress [disorder]”, that is not to say that it may not have been of some
relevance to his opinions concerning the existence of a pre-existing psychiatric disorder, or his
opinions concerning impairment generally. Dr Harden’s evidence was that he did not
specifically inquire about gambling and was not given any information about it by Mr
Stradford.
697
Mr Stradford also did not tell Dr Foxcroft that he had previously experienced severe depression.
Indeed, it appears that he did not tell Dr Foxcroft that he had experienced any depression. Dr
Foxcroft’s first report stated that Mr Stradford had “no previous psychiatric history” and that
“[h]e had never had any history of depressive or anxiety conditions”. In his second report, Dr
Foxcroft stated that Mr Stradford had “no evidence of any pre-existing psychiatric conditions
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and was functioning well through a bitter divorce”. It is well-nigh impossible to reconcile those
statements with the contents of affidavit Mr Stradford filed in the Circuit Court.
698
When questioned regarding Mr Stradford’s non-disclosure of this history of severe depression
and suicidal ideation, Dr Foxcroft initially suggested that “emotional responses” to Family
Court proceedings are “often situation-specific”. Ultimately, however, he agreed that if Mr
Stradford had experienced severe depression and suicidal thoughts prior to his imprisonment,
that might have been material to his assessment. He was, however, unable to say whether that
was so because he did not have that information when he was doing his assessment. He also
agreed that, if Mr Stradford had told him that prior to his imprisonment he had been suicidal,
had “moved from being depressed to severely depressed” and that his severe depression had
extended over a period of at least 18 months, that information would have led him to further
question Mr Stradford to seek to ascertain if there was some pre-existing psychiatric condition.
699
Dr Harden’s evidence was much to the same effect. Dr Harden stated in his report that Mr
Stradford “denied any pre-existing psychiatric history” but had “reported some feelings of
depression, emotional distress and unhappiness regarding the failure of his marriage, conflict
with his ex-wife, difficulty seeking his children and business problems during 2018 and
possibly dating back as far as 2016”. That could scarcely be said to be a frank or fulsome
disclosure by Mr Stradford of his past psychiatric history given the contents of the affidavit he
filed in the Circuit Court. Dr Harden’s evidence was that the psychiatric history that was given
to him by Mr Stradford did not amount to a pre-existing psychiatric disorder. That is not
surprising given the very limited, if not inaccurate, history that Mr Stradford had disclosed. As
to the materiality of information about whether Mr Stradford had suffered severe depression
and experienced suicidal ideation in the past, Dr Harden gave the following evidence:
MR KIRK: Okay. If Mr Stradford had indicated to you that in the previous few years,
he had been suicidal and regarded himself as moving from being depressed to severely
depressed, and over a period extending perhaps over at least 18 months, that sort of
information would certainly have led to further questioning; do you agree with me?
ASSOC PROF HARDEN: Yes, that’s correct.
MR KIRK: And might have led you to conclude that perhaps there was a pre-existing
psychiatric condition.
ASSOC PROF HARDEN: Yes, as I discussed further in – previously in my evidence,
it would have particularly led to a consideration of whether there was an adjustment
disorder or an early depressive disorder.
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700
He also agreed that if there had been such a disorder, there may have had to be some discount
off the impairment assessment.
701
It was submitted, on Mr Stradford’s behalf, that it was irrelevant that Mr Stradford did not
disclose his gambling problem and past psychological issues to Dr Foxcroft and Dr Harden.
That information was said to be irrelevant to their opinions. I do not agree. Both Dr Foxcroft
and Dr Harden effectively agreed that, if Mr Stradford had fully disclosed his previous
gambling and psychiatric issues, that would at the very least have caused them to inquire further
into those issues for the purposes of determining whether Mr Stradford had a pre-existing
psychological condition. It is also difficult to accept that such information could have had no
bearing on their opinions concerning impairment. The fact that Mr Stradford did not disclose
his gambling problems and past psychological issues to the psychologists also tends to cast
some doubt on the accuracy and reliability of Mr Stradford’s responses to the psychiatrists’
inquiries generally.
702
It would also appear that Mr Stradford did not fully disclose, to Dr Foxcroft at least, the true
nature and extent of his employment in 2021. In his first report, Dr Foxcroft expressed the
opinion, in fairly emphatic and unqualified terms, that Mr Stradford was “totally incapacitated
for work and likely to remain so for the foreseeable future”, and “totally incapacitated for all
forms of work in real estate … due to his PTSD symptoms”. That opinion turned out to be
incorrect, or at least to be unduly pessimistic. As discussed in more detail later, the evidence
adduced at trial ultimately revealed that by the beginning of 2021, Mr Stradford was working
in two jobs. The first was a full time job with “Freedom Money” which involved marketing
properties. The second was a position as a buyers’ agent with “Propertybuyer” in which Mr
Stradford was remunerated by way of commission. The second position also involved Mr
Stradford training and mentoring an employee. While Mr Stradford had been dismissed from
his position with Freedom Money after about six months, his position with Propertybuyer was
ongoing at the time of his second consultation with Dr Foxcroft and his consultation with Dr
Harden. Indeed, the evidence suggested that at the time of those interviews Mr Stradford was
experiencing considerable success and fulfilment in that position. He was certainly earning a
very large amount of money.
703
While it appears that at some point Mr Stradford told Dr Foxcroft that he was working in real
estate, it is readily apparent that Mr Stradford did not reveal the true nature and extent of his
employment or work, or the success that he was achieving at Propertybuyer. Dr Foxcroft’s
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evidence was that he was unaware that Mr Stradford had been working for up to 40 hours per
week during 2021, or that his role with Propertybuyer involved an element of mentoring and
training. It is also abundantly clear that Mr Stradford did not tell Dr Foxcroft anything about
the successful and fulfilling role he had at Propertybuyer, a role which Mr Stradford said he
was “very passionate” about. That is apparent from, among other things, what Dr Foxcroft
said in his second report concerning Mr Stradford’s capacity to work, which was:
Mr Stradford has significant impairment in economic capacity. He has lost
considerable income, has lost job opportunities and job capacity. He has failed a
number of lesser jobs. His business had declined and ceased whilst he was incarcerated
and as a consequence of his psychiatric symptoms arising from the incarceration
including impaired concentration, irritable moods, agitation, emotional numbing and
depression leading him to have difficulty interacting with clients when he is
functioning in a relatively high-level property marketing position. He is currently
incapable of working in the capacity or level of work that he was performing
previously. He has difficulty interacting with clients, has periods of irritability and
angry outbursts, has struggled with working and following scripts and prescribed job
performance as in his most recent job from the middle of 2021. He has difficulty with
commission jobs. He has difficulty engaging with clients and supervisors. He has
difficulty with work motivation. He has low energy levels and has significant problems
of poor concentration and irritable moods. He has low energy and is currently not
capable of working more than 20 hours per week and in doing so, is less efficient than
he was previously.
704
While this description of Mr Stradford’s capacity to work might perhaps be compatible with
the evidence concerning Mr Stradford’s position with Freedom Money, it is almost impossible
to reconcile it with the evidence concerning Mr Stradford’s work experience and success at
Propertybuyer. It is clear that at various points in time Mr Stradford was working for more
than 20 hours and that, if he had been experiencing “difficulty with commission jobs”, that did
not prevent him from succeeding in his lucrative role with Propertybuyer. It can be inferred
that Mr Stradford either did not tell Dr Foxcroft anything about his role at Propertybuyer, or if
he did, the account he gave was cursory and certainly not a frank or accurate account.
705
It appears that Mr Stradford was slightly more forthcoming with Dr Harden in respect of his
engagement with Propertybuyer. In his report, after recounting Mr Stradford’s description of
his employment with Freedom Money, Dr Harden stated:
Concurrently from February or March 2021 he had worked for “the [P]roperty buyer”
on a commission only basis. He had taken this on as a second job in case the first job
did not work out. Again it was based in Sydney and a buyers agent type role. He said
“I really enjoy it”. He said the company were very supportive. He said he did not have
an office or a vehicle and it was hard to organise himself at home and he had to borrow
his fiancée’s car or catch the bus in order to do things that required visits. He said he
found that he couldn’t deal with multiple people at one time anymore. He also
described long periods where he would procrastinate and avoid undertaking tasks. As
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an example he described a time where he spent an entire working day undertaking a
search online which should have taken about 10 minutes. He said “they should have
sacked me by now” but he continued to be somewhat hopeful and said “I want to
achieve an income”.
706
While the account that Mr Stradford gave Dr Harden concerning his work with Propertybuyer
appears to be more accurate than the account, if any, he appears to have given Dr Foxcroft, it
is again difficult to reconcile with the evidence concerning Mr Stradford’s obvious success
with Propertybuyer. In particular, Dr Harden went on to state, no doubt on the basis of what
Mr Stradford had told him, that Mr Stradford was not “successfully undertaking the work he is
doing currently”. That is difficult to reconcile with the objective evidence that indicated that
Mr Stradford earned upwards of $200,000 from his role at Propertybuyer. While Mr Stradford
described in his evidence some difficulties he was having working at Propertybuyer, he
nevertheless described the experience as “amazing” and “fantastic”. There could be little doubt
that, on the whole, he was successfully carrying out his job at Propertybuyer.
707
Mr Stradford was not directly cross-examined about what he told the psychiatrists regarding
his work with Freedom Money and Propertybuyer during 2021. Nor was the cross-examination
of Dr Foxcroft and Dr Harden on this topic extensive. Nevertheless, the inference that I would
draw from the evidence as a whole is that the account of his work experiences that Mr Stradford
gave Dr Foxcroft and Dr Harden was far from frank and was in some respects incomplete and
inaccurate. That, in my view, undoubtedly influenced the opinions that Dr Foxcroft and Dr
Harden ultimately offered in respect of Mr Stradford’s adaptability and employability.
708
Both Dr Foxcroft and Dr Harden assessed Mr Stradford as having a class 3 “moderate
impairment” in respect of adaptation, which was the area of functional impairment that dealt
with employability. The example indicators for a class 3 impairment (as identified in schedule
6 to the Regulation) in respect of adaptation were: “can not work at all in the pre-injury
position; only able to work less than 20 hours a week in a different position where performance
of the relevant duties requires less skill or is otherwise less demanding, for example, less
stressful”.
709
In his first report, Dr Foxcroft gave the following reasons for his class 3 assessment:
He has long term partial incapacity for work and will
never return to real estate work due to his symptoms of PTSD and depression. He has poor concentration, poor
capacity to focus, feelings of shame and overwhelming self-reproach. He has difficulty
working efficiently. He is disorganised in his thinking. He has anxiety symptoms and
panic attacks. He has a long term partial incapacity for work.
He is currently totally
incapacitated for work.
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(Emphasis added)
710
Dr Foxcroft did not alter this assessment in his second report. He described an “ongoing
incapacity for work” and confirmed his previous PIRS assessment. It is difficult to see how
Dr Foxcroft came to confirm his opinion that Mr Stradford would never return to real estate
work, or was totally incapacitated for work, in light of what he had been told about Mr
Stradford’s work at Freedom Money. It is even more difficult to see how Dr Foxcroft could
have maintained that opinion if Mr Stradford had frankly and accurately disclosed the nature
and circumstances of his engagement with Propertybuyer.
711
Dr Harden gave the following reasons for arriving at his class 3 assessment:
Although working in a role in a similar position he is not working successfully in such
a role
on his description. He has been unable to successfully achieve academically
during this period as well. It is likely that he would be able to work in a less demanding
role for less than 20 hours a week.”
(Emphasis added)
712
Dr Harden’s assessment, and in particular his statement that Mr Stradford was not working
successfully at that time, was based on Mr Stradford’s description. Given the nature of the
evidence at trial concerning Mr Stradford’s relative success in his role at Propertybuyer, I
would infer that the description that Mr Stradford gave Dr Harden about his work at
Propertybuyer was not entirely frank or accurate.
713
Overall, it is difficult to avoid the conclusion that Mr Stradford gave Dr Foxcroft and Dr Harden
inaccurate and incomplete accounts of his employment experience, particularly at
Propertybuyer. It is also difficult to avoid the conclusion that the inaccurate and incomplete
information that Dr Foxcroft and Dr Harden were given in that regard influenced their
impairment assessment in respect of the “adaptation” area of functional impairment. I doubt
that they would have given a class 3 assessment if they had been given accurate information.
A varied assessment of the adaption domain would, in turn, have impacted the overall PIRS
rating assessed by both experts.
714
As will be seen later, the fact that Mr Stradford was not entirely full and frank with Dr Foxcroft
and Dr Harden concerning his employment experience and his relative success at
Propertybuyer is also a highly relevant consideration when it comes to considering whether, or
to what extent, Mr Stradford suffered any economic loss arising from a partial loss of earning
capacity.
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Appropriate PIRS ratings in the disputed domains
715
Dr Foxcroft and Dr Harden broadly agreed that the PIRS ratings or assessments that they
arrived at in respect of the six functional impairment domains were based essentially on their
observations of Mr Stradford and the responses given by him to questions they put to him
during their consultations, together, of course, with their professional training. They also
agreed that their different assessments might simply be the product of different answers that
Mr Stradford gave them during their separate consultations, which took place over 2020 and
2021.
716
Not surprisingly, Mr Stradford submitted that Dr Foxcroft’s opinions or assessments were to
be preferred. The Judge, the Commonwealth and Queensland submitted that Dr Harden’s
opinions and assessments were to be preferred.
Self-care and personal hygiene
717
In this domain, Dr Foxcroft assessed Mr Stradford as having a class 3 moderate impairment
and Dr Harden assessed Mr Stradford as having a class 2 mild impairment.
718
The example indicators for a class 2 impairment are: “can live independently; looks after
himself or herself adequately, although may look unkempt occasionally; and sometimes misses
a meal or relies on takeaway food”. The class 3 indicators are: “can not live independently
without regular support; needs prompting to shower daily and wear clean clothes; does not
prepare own meals; frequently misses meals; if living independently, a family member or
community nurse visits, or needs to visit, 2 to 3 times a week to ensure a minimum level of
hygiene and nutrition”.
719
Dr Foxcroft’s reasons for his class 3 assessment were:
He has difficulty engaging in self care and personal hygiene activities. He has difficulty
with regular showing. He has no motivation to cook or care for himself. He is
dishevelled. He requires support and supervision from his partner, Kerry.
720
Dr Harden’s reasons for his class 2 assessment were:
Mr Stradford takes less care in his appearance than previously. He showers every 2 to
3 days rather than every day as previously. He is able to undertake a range of care
activities for his children including shopping and cooking. He may neglect his own
care in such respects at times.
721
In cross-examination, Dr Harden agreed that he had not noted suicidal ideation as being
relevant to his assessment in relation to this domain, though he explained that that was because
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that would only be recorded if any suicidal ideation was active at the time of assessment. He
considered that was not the case in respect of Mr Stradford. He denied that a moderate
assessment was appropriate given Mr Stradford’s description of past suicidal ideation and the
fact that Mr Stradford had reported that he took less care with his appearance than prior to his
imprisonment. Dr Foxcroft was not directly cross-examined about his assessment in respect of
this domain. During his evidence, however, he said that Mr Stradford had reported ongoing
suicidal ideation which he assessed as requiring assistance or supervision.
Social and recreational activities
722
In this domain, Dr Foxcroft assessed Mr Stradford as having a class 3 moderate impairment
and Dr Harden assessed Mr Stradford as having a class 2 mild impairment.
723
The example indicators for a class 2 impairment are: “occasionally goes to social events
without needing a support person, but does not become actively involved, for example, by
dancing or cheering a team”. The class 3 indicators are: “rarely goes to social events, and
usually only when prompted by family or friend; does not become involved in social events;
will not go out without a support person; remains quiet and withdrawn”.
724
Dr Foxcroft’s reasons for his class 3 assessment were:
He has no recreational pursuits or activities to speak of. He has withdrawn from any
recreational activities. He is socially avoidant. He rarely leaves his house. He has no
active interests in going to the gym or engaging in other social or recreational activities.
He is tearful, anxious and hypervigilent when he leaves the house.
725
Dr Harden’s reasons for his class 2 assessment were:
He has some anxiety about attending social events but is able to go to the pub about
once a week and to go out with his fiancée approximately once a week for dinner. He
has restricted his previous involvement in organised sport but has some interest in
returning to the area.
726
In cross-examination, it was pointed out to Dr Harden that some of the observations he had
made earlier in his report which were relevant to this domain had not been replicated in his
reasoning in respect of the assessment. Dr Harden explained, however, that he did not record
all his “comprehensive notes” in that part of the report which summarised his assessment. That
was, in my view, a fair response to that apparent criticism. Dr Harden was also taken to parts
of Dr Foxcroft’s report and the indicators in schedule 6, but was not at all shaken from his class
2 assessment in respect of this domain. Dr Foxcroft was not directly cross-examined about his
assessment in respect of this domain.
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Concentration, persistence and pace
727
In this domain, Dr Foxcroft assessed Mr Stradford as having a class 3 moderate impairment
and Dr Harden assessed Mr Stradford as having a class 2 mild impairment.
728
The example indicators for a class 2 impairment are: “can undertake a basic or standard
retraining course at a slower pace; can focus on intellectually demanding tasks for up to 30
minutes, then may feel fatigued or develop headaches”. The class 3 indicators are: “can not
read more than newspaper articles; finds it difficult to follow complex instructions, for
example, operating manuals or building plans; can not make significant repairs to motor
vehicles or type long documents; can not follow a pattern for making clothes or tapestry or
knitting”.
729
Dr Foxcroft’s reasons for his class 3 assessment were:
He is disorganised. He cannot perform serial sevens and other concentration tests on
clinical examination. He is distractible. He has difficulty with focussing on task,
difficulty with intrusive thoughts and flashbacks and performs work less efficiently.
730
Dr Harden’s reasons for his class 2 assessment were:
He has reduced concentration compared to previously and has failed university
subjects when he has attempted to study. He reports the ability to concentrate for a
period (30 to 60 minutes) on email or work tasks. He has reduced efficiency in those
tasks. He is able to read documentation, emails and course notes. He was able to
tolerate interviews up to 90 minutes or longer with reasonable objective concentration.
731
Dr Harden was cross-examined about his class 2 assessment in respect of this domain, but was
not shaken from his opinion. Nor did the cross-examination reveal any flaws in his assessment.
A pre-existing injury?
732
Both Dr Foxcroft and Dr Harden expressed the opinion in their respective reports that Mr
Stradford had not suffered from any pre-existing psychological condition. Their opinions in
that regard were based entirely on the history that Mr Stradford had recounted to them. As
discussed earlier, that history omitted that Mr Stradford had, on his own account, previously
suffered from severe depression and had experienced suicidal ideation. Both Dr Foxcroft and
Dr Harden agreed that if they had been provided with that psychiatric history, they would have
made further inquiries to ascertain whether Mr Stradford had a pre-existing psychiatric
condition.
733
If that finding had been made, it would have required a deduction from the otherwise applicable
impairment rating. As discussed earlier, item 11 of schedule 5 of the Regulation requires a
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medical expert to make “appropriate enquiry” into any potential pre-existing mental disorder.
Item 5 of schedule 5 provides that if there is a pre-existing mental disorder, the medical expert
must work out a percentage impairment for that “pre-injury” disorder and subtract that
percentage from the percentage impairment in respect of the current or “post-injury” mental
disorder.
734
It cannot, in all the circumstances, be concluded that this would have been the inevitable
outcome if Mr Stradford had fully and frankly disclosed his psychiatric history. In my view,
however, the possibility that it may have been the result cannot be ignored. In other words, the
possibility that, after appropriate inquiry concerning Mr Stradford’s past mental health issues,
Dr Foxcroft and Dr Harden may have diagnosed a pre-existing mental disorder that may have
led to a percentage impairment referable to that disorder being subtracted from the overall
percentage impairment in respect of Mr Stradford’s extant disorder, is at least relevant to any
assessment of the appropriate impairment rating for Mr Stradford’s current condition.
Findings concerning impairment
735
It is difficult to determine the appropriate impairment rating for Mr Stradford’s condition. Dr
Foxcroft and Dr Harden were both qualified and experienced psychiatrists who were no doubt
doing their best to accurately and reliably assess the appropriate impairment rating. Their
assessments depended to a large extent on the accuracy and reliability of the responses Mr
Stradford gave during their consultations with him. The differences between their ratings were
fairly nuanced and minor.
736
While the issue was finely balanced, I am ultimately satisfied that the assessment arrived at by
Dr Harden is to be preferred. That is so for a number of reasons.
737
First, having read their respective and joint reports and heard and observed their concurrent
oral evidence, I was swayed by and generally prefer Dr Harden’s overall assessment of Mr
Stradford’s psychiatric condition. On the whole, I considered that Dr Foxcroft tended to
exaggerate some of Mr Stradford’s symptoms and generally prefer a more pessimistic or
negative characterisation of those symptoms. During cross-examination he appeared at times
to be overly defensive of his position and displayed an unwillingness to make concessions
where appropriate. He appeared unwilling, for example, to shift from his initial opinion that
Mr Stradford was totally incapacitated for work, even when asked to assume that Mr Stradford
had in fact worked for up to 76 hours per fortnight, and had assumed a position which involved
mentoring and training an employee. He considered that the employment that Mr Stradford
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had engaged in since his first consultation reflected only a “mild improvement” in his
condition.
738
Second, some of Dr Foxcroft’s assessments are difficult to sustain when consideration is given
to Mr Stradford’s oral evidence, some of which was unfortunately only given in cross-
examination after Dr Foxcroft and Dr Harden had concluded their concurrent evidence. For
example, in relation to the social and recreational activities domain, Dr Foxcroft assessed a
class 3 impairment on the basis that Mr Stradford had “no recreational pursuits or activities to
speak of” and “had withdrawn from any recreational activities” and “rarely leaves his house”.
In his evidence, however, Mr Stradford described how he had attended a polo event not long
after his release from imprisonment. He also agreed that he was “quite socially active” after
the incident, though less than he had been before. Similarly, in relation to the concentration,
persistence and pace domain, Dr Foxcroft assessed a class 3 impairment on the basis that Mr
Stradford was “disorganised”, “distractible” and had “difficulty with focussing” on tasks. In
his evidence, however, Mr Stradford revealed that in the first half of 2021, he had managed to
hold down a full time job for some time working around 40 hours per week. He was also
successfully working for Propertybuyer, a role which notably involved some mentoring and
training of an employee.
739
Third, while both Dr Foxcroft and Dr Harden both arrived at a class 3 “moderate impairment”
assessment in relation to the “adaptation” domain, it is difficult to see how that assessment
could be sustained in light of Mr Stradford’s evidence concerning his work at Propertybuyer
and, to a lesser extent, at Freedom Money. The example indicators for the adaptation domain
in schedule 6 to the Regulation are: “can not work at all in the pre-injury position” and “only
able to work less than 20 hours a week in a different position where performance of the relevant
duties requires less skill or is otherwise less demanding, for example, less stressful”. Dr
Foxcroft assessed Mr Stradford as having a class 3 impairment because, among other things,
he “has a long term partial incapacity for work and will never return to real estate work”. Dr
Foxcroft affirmed that assessment in his second report without qualification. As has already
been noted, however, it is difficult to see how that assessment could possibly be sustained in
light of Mr Stradford’s evidence concerning his work at Freedom Money and Propertybuyer.
In cross-examination, Dr Foxcroft agreed that, if Mr Stradford had been able to work for 76
hours for a sustained period, that “would have to have changed the assessment to him
functioning better in the workplace”. Dr Foxcroft agreed that a “sustained period” in that
context would be about six months. It should also be reiterated that it is, in any event, tolerably
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clear that Mr Stradford did not fully disclose the nature and extent of his work at Propertybuyer
to either Dr Foxcroft or Dr Harden.
740
Fourth, while both Dr Foxcroft and Dr Harden concluded in their reports that Mr Stradford did
not have any pre-existing mental disorder or psychiatric injury, that conclusion was essentially
based on the fact that Mr Stradford had told them, incorrectly, that he had no previous
psychiatric history. In fact, Mr Stradford had stated, on oath, in an affidavit filed in his Circuit
Court proceedings, that he had a history of severe depression and had previously experienced
suicidal emotional states. As discussed earlier, both Dr Foxcroft and Dr Harden agreed that, if
Mr Stradford had told them that, they would have made further inquiries. Those inquiries may
have altered their conclusions that Mr Stradford did not have a pre-existing psychiatric
condition. If they had altered their conclusions in that respect, that may have resulted in a
lower overall impairment rating, even if their ratings in respect of the individual functional
impairment domains otherwise remained intact.
741
Fifth, while Mr Stradford criticised aspects or Dr Harden’s report and submitted that there were
deficiencies in some of his reasoning, I am not persuaded that those criticisms or asserted
deficiencies were either made out, or materially affected the reliability or cogency of Dr
Harden’s assessments. In particular, I am not persuaded that Dr Harden ignored or had
insufficient regard to any of the information which he elicited from Mr Stradford, as referred
to in the body of his report, simply because he did not expressly refer to that information again
in the part of his report that summarised the reasons for his particular assessments. The balance
of the criticisms which were directed at Dr Harden’s report and reasoning were based on
contestable assertions as to what Mr Stradford had said during his consultations, or contestable
assertions about Mr Stradford’s actual level or degree of functional impairment.
742
In all the circumstances, I conclude that Dr Harden’s whole person impairment rating of 6%
should be accepted in preference to Dr Foxcroft’s assessment. In those circumstances: the
injury is a “moderate mental disorder” which applies to mental disorders with a PIRS rating of
between 4% and 10% and the applicable injury scale value is 2 to 10 (as stated in Table 12 of
schedule 4 to the Regulation); the injury is below the mid-range for moderate mental disorders
(with the mid-range being 7, halfway between 4% and 10%); it is in those circumstances
appropriate to select or allocate a mid-range injury scale value to the injury; an appropriate
injury scale value is 6; applying that injury scale value to the formula in s 62 of the Civil
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Liability Act and reg 8 of the Regulation, along with Table 9 in schedule 7 of the Regulation,
the result is a damages calculation of $7,650 + ((6 – 5 = 1) x $1,800) = $9,450.
Assessment of general damages for personal injury
743
I therefore assess Mr Stradford’s general damages for his personal injury as $9,450. I accept
that an award of $9,450 is, all things considered, a meagre amount. That, however, is largely
a product of the Civil Liability Act which (like similar legislation in other jurisdictions) appears
to be specifically designed not only to befuddle when it comes to the assessment of general
damages for personal injury, but also to produce relatively meagre assessments.
Ongoing medical expenses
744
Mr Stradford claimed that he was entitled to be compensated for the ongoing treatment of his
psychiatric condition. He relied on Dr Foxcroft’s evidence in his second report that he would
require extensive treatment for his condition involving fortnightly counselling for a two year
period. Dr Foxcroft’s evidence that the costs of those sessions would be $240 per session. He
also indicated that Mr Stradford should be prescribed an antidepressant medication for a three
year period at a cost of $30 per month. The total cost of that treatment would accordingly be
$13,560. Dr Harden affirmed this recommendation in his oral evidence. No evidence
regarding past medical expenses was adduced.
745
Dr Harden’s evidence in his report was that if Mr Stradford was to undertake further treatment,
he would recommend treatment by an appropriate psychiatrist which would require intermittent
monitoring for approximately two years with monthly appointments. That psychiatrist would
consider the issue of medication. Dr Harden also referred to the possible utilisation of group
therapy. Dr Harden noted in his report, however, that Mr Stradford had had both a “very limited
attempt at psychological therapy” and limited treatment with an antidepressant that he had
ceased.
746
The Judge and Queensland did not appear to oppose the award of compensation for future
medical expenses, if claimed. The Commonwealth submitted, however, that the onus was on
Mr Stradford to establish that he will incur future costs in respect of psychiatric treatment and
that he had not discharged that burden. Indeed, in the Commonwealth’s submission, it
appeared that Mr Stradford had no intention of seeking any treatment.
747
It is tolerably clear from the evidence as a whole that, other than consulting with Dr Foxcroft
and Dr Harden for the purpose of their preparing medico-legal reports for use in this
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proceeding, Mr Stradford had done little, if anything, in terms of seeking professional treatment
for his claimed psychiatric condition. As already noted, Dr Harden stated in his report that Mr
Stradford “had very limited treatment to date with prescription of an antidepressant with
possibly some benefit that has now ceased and a very limited attempt at psychological therapy”.
He also reported that Mr Stradford was “reluctant to undertake formal psychiatric or
psychological treatment”.
748
In his oral evidence, Mr Stradford effectively confirmed that he had no present intention of
seeking any further professional treatment in respect of his psychiatric condition. His evidence
was:
[MR HERZFELD:] Apart from seeing the experts in this matter, have you seen a
psychiatrist or psychologist since getting out of prison?
[MR STRADFORD:] Yes, I think I saw one when I first go out, maybe. Like, the
January or February. I – I can’t recall when it was. They’re a waste of time.
[MR HERZFELD:] Why do you say that?
[MR STRADFORD:] Just like today, you go in, you share your story. It’s not like they
give you something that’s going to switch something on in your head to make you feel
better. You walk out of there completely exhausted. You’ve just unloaded your story.
They don’t give you anything to make you feel better. And then you walk out of there
in a mental state that’s horrible. And do I want to go through that? I’ve got a mental
health plan, I think, for five visits. I went to one, maybe two. I can’t remember. But –
well, I think it was one, because what’s the point of just exhausting yourself and putting
yourself into that mode and having to recount your whole life – like today – only to
come out at the end exhausted with nothing. It’s not like they give you something that’s
going to make you feel better. And people have said to me, “It takes time,” and all of
that. So what’s going to happen, every time, go there, go through the worst moments
of my life again and what are they going to do? Like, they’re not – they don’t give you
anything. They don’t make you walk out of there feeling better, and that’s the problem
and I think that’s – you know, that’s my personal opinion. Other people might find
benefit, but I don’t feel better about sharing this. This – this just makes me feel horrible.
749
Mr Stradford confirmed, in cross-examination, that he was “extremely reluctant” to seek
further treatment because the consultations made him feel “embarrassed and horrible”. He
went on to say that, in any event, he did not have the time or “emotional energy” to attend
consultations that don’t offer a “fix overnight” and the he did not believe that “a few
psychological appointments” were going to benefit him.
750
It was also tolerably clear from Mr Stradford’s evidence that, having had one unhappy
experience with anti-depressant medication, he had no present intention of taking any further
medication to treat his psychiatric condition.
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751
It may readily be accepted that Mr Stradford’s reluctance to seek further treatment is most
unfortunate. Dr Harden agreed in cross-examination that one of the symptoms of post-
traumatic stress disorder was an attempt to avoid thinking about a traumatic event. He also
agreed that any form of treatment involving a psychologist was likely to require Mr Stradford
to think about the traumatic events he had suffered. Dr Harden also agreed that it was possible
that Mr Stradford’s avoidance of treatment was a consequence of his condition, though he
suggested that it was more likely related to Mr Stradford’s “underlying temperament and
general approach to things, which is that he should be able to fix them”.
752
Be that as it may, the fact is that it is highly unlikely that Mr Stradford will incur any costs in
respect of ongoing treatment for his psychiatric condition. In those circumstances, there should
be no award of damages in respect of future medical treatment.
Prognosis
753
Dr Foxcroft expressed a very pessimistic opinion concerning Mr Stradford’s prognosis. In his
second report, Dr Foxcroft stated:
Post-traumatic stress disorder, once well established tends to carry a poor prognosis
especially when associated with depressive disorders. Mr Stradford’s overall prognosis
is poor. His symptoms are likely to persist.
754
As discussed earlier, Dr Foxcroft also expressed the opinion in his first report that Mr Stradford
was “totally incapacitated for work and likely to remain so for the foreseeable future”. Whilst
his adaptability rating remained unchanged, Dr Foxcroft’s opinion in that regard was tempered
somewhat in his second report, no doubt because Mr Stradford had by then reported that he
was engaged in some work. Dr Foxcroft’s opinion was that Mr Stradford was “currently
incapable of working in the capacity or level of work that he was performing previously” and
was “unlikely to be capable of working more than 20 hours per week in a lesser role than his
previous roles”. In his oral evidence, Dr Foxcroft described Mr Stradford’s improvement from
February 2020 as “mild”, expressed the view that any improvement had “plateaued” and stated
that the “realistic prospects for him improving were limited or “quite dim”. As discussed
earlier, however, it is tolerably clear that Mr Stradford had not told Dr Foxcroft about his
engagement with Propertybuyer, or at least the full nature and extent of his success in and
fulfilment from that engagement.
755
Dr Harden’s prognosis was more optimistic. In his report he stated:
His longer term prognosis is hard to predict. I would be hopeful of steady ongoing
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improvement, albeit not as fast as he would like. There is however a significant risk
that his symptoms will remain chronic and plateau. In my view he is not stable and
stationary at this time as there is a significant chance that he might improve over the
next 12 to 24 months to an extent that would alter his level of impairment in a
meaningful way.
There is no doubt there has been some significant improvement. His drive to improve
and get better is a good prognostic factor as is his supportive relationship with his
fiancée, his stable circle of friends and his ability to function in terms of caring for his
children.
Poor prognostic factors include the now chronic nature of his symptoms, his high level
of internal self criticism and his reluctance to seek formal treatment.
756
When questioned about the prospects of Mr Stradford’s condition improving, Dr Harden’s
evidence was as follows:
ASSOC PROF HARDEN: Thank you. Look, I think there’s a realistic prospect of
improvement with treatment. That’s not to say it’s 100 per cent. And I really wouldn’t
have recommended treatment if I didn’t think there was a realistic prospect of
improvement, because, as has been outlined, the psychological therapy can be
unpleasant, and the medications can have side effects.
MR HORTON: So in terms of the pathways you described earlier, Dr Harden, is there
any way of being able to assess which of those that Mr Stradford might be on?
ASSOC PROF HARDEN: Not given our current state of knowledge, as far as I’m
aware.
MR HORTON: I see. But you seem equally – you’re not able to say that he’s not on
the pathway of not recovering, in effect?
ASSOC PROF HARDEN: I think he has had significant improvement, and I think
there is significant improvement in him. Yes. That would be my clinical opinion.
MR HORTON: Yes. And with treatment then, is it your view there’s a realistic
possibility of there being a return to work as a real estate agent longer term?
ASSOC PROF HARDEN: Yes. In my view, I think there is. I can’t give you a
percentage on that, but I think there is a realistic prospect of that.
757
It was put to Dr Harden in cross-examination that the general course of post-traumatic stress
disorder, once established, is that improvement plateaus. His response was:
ASSOC PROF HARDEN: I think that there’s a number of pathways. There’s a group
of people who don’t improve much after the first few months. There’s a group of
people who show a slow step-wise improvement. And there’s people who improve
over one to two years and – and have a good outcome. So it’s not – there’s not one
course for PTSD.
758
It was also put to Dr Harden that the time for Mr Stradford to improve had passed, to which Dr
Harden’s response was:
ASSOC PROF HARDEN: Well, I think there has been improvement, so there’s a
difference of opinion, as you know, in that area. I actually think he has improved
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significantly with compared with the measurement in February 2020. I agree that he
may not get full recovery, but I actually don’t believe – he’s what we would call stable
and stationary.
759
It is plainly difficult to make any definite or emphatic finding concerning Mr Stradford’s
prognosis and the prospects of his condition improving over the coming years. It is
nevertheless necessary to determine whether the somewhat pessimistic opinion of Dr Foxcroft
is to be preferred to the more optimistic opinion of Dr Harden, or vice versa. Such a finding is
particularly important in the context of the assessment of future economic loss, which is the
next head of damage to be considered and assessed.
760
For essentially the same reasons as those given earlier in the context of the impairment
assessment, I ultimately prefer the opinion of Dr Harden to the opinion of Dr Foxcroft. Dr
Foxcroft had already been shown to be overly pessimistic concerning Mr Stradford’s prospects
of improvement and capacity for work. He appeared somewhat defensive and unwilling to
budge from his pessimistic assessment and outlook, despite being confronted with facts
concerning Mr Stradford’s employment which appeared to suggest that Mr Stradford’s
improvement had, as Dr Harden stated, been “significant”.
DAMAGES FOR LOSS OF EARNING CAPACITY
761
Mr Stradford contended that the personal injury that he suffered as a result of being falsely
imprisoned had caused him to suffer a loss of earning capacity. He claimed compensatory
damages in respect of that loss. The case that he presented at trial concerning the assessment
of this head of damages, however, turned out to be fundamentally flawed and, not surprisingly,
was effectively abandoned when it came to final submissions.
762
Mr Stradford had claimed, on the strength of two reports prepared by a chartered accountant,
Ms Bossert, that his damages for loss of earning capacity totalled somewhere in the vicinity of
$3 million. The essential facts and assumptions that were said to support that calculation were,
in summary: first, that in the years prior to his imprisonment, Mr Stradford had been earning
about $350,000 per annum before tax; second, but for his imprisonment and the injury from it,
Mr Stradford would have continued to earn income at that rate; third, following his
imprisonment and injury, Mr Stradford earned about $78,000 per annum before tax, based on
his employment with Freedom Money; fourth, it was assumed by Ms Bossert (on the basis of
Mr Stradford’s instructions) that, as a result of the injury he suffered from his false
imprisonment, Mr Stradford would continue working in the real estate industry at about that
salary ($78,000 per annum) until the end of 2024; and, fifth, at that point in time, Mr Stradford
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would either continue working at that salary in the real estate industry, or commence work as
an employed solicitor on a salary starting at about $73,000 and gradually progressing to about
$120,000.
763
Ms Bossert produced a second report in which she adjusted her calculations on the basis that it
had by then been revealed (largely, it seems, as a result of pre-trial steps taken by or on behalf
of the Commonwealth) that post-injury Mr Stradford had in fact been earning a significantly
larger income than Ms Bossert had assumed. Ms Bossert appears not to have been informed
of the income that Mr Stradford had, in fact, been earning from commissions at Propertybuyer.
That new information affected Ms Bossert’s calculation of Mr Stradford’s likely income going
forward. Ms Bossert was instructed to assume, however, that the arrangement pursuant to
which Mr Stradford had been earning that income at Propertybuyer would cease at the end of
December 2021. The basis for that assumption would appear to have been that the
arrangements between the Propertybuyer, Mr Stradford and a colleague, Ms Lisa
Whayman,
would cease at that time. More will be said later concerning the evidence, such as it was,
concerning Mr Stradford’s working relationship with Ms Whayman. It suffices at this point to
note that, as events transpired, there was no sound evidentiary basis for the assumption that Ms
Bossert was instructed to apply in her calculations.
764
It is unnecessary to linger on Ms Bossert’s reports. To put it succinctly and bluntly, the facts
and assumptions pursuant to which Ms Bossert prepared her reports turned out to be
fundamentally flawed and unsustainable, if not manifestly contrived and misleading. In his
closing submissions, Mr Stradford abandoned any reliance on Ms Bossert’s reports. Even if
he had not done so, I would in any event have wholly rejected Ms Bossert’s analysis and
opinions. While Ms Bossert’s evidence may be safely put to one side when it comes to
assessing any damages for any loss of earning capacity by Mr Stradford, it will be necessary to
say something later about the how the manifest flaws in the assumptions underlying Ms
Bossert’s analysis were exposed during the course of the trial.
765
The alternative case in respect of damages for loss of earning capacity which Mr Stradford
advocated, for the first time, in his closing submissions may be summarised as follows.
766
Mr Stradford maintained that he was entitled to damages for loss of earning capacity, albeit
assessed on an entirely different basis than that which had previously been put. He contended
that the appropriate assessment of damages for loss of earning capacity was $800,000. The
essential steps in the argument in support of that assessment were as follows.
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767
First, the applicable “notional” income (the income that, but for the injury, Mr Stradford could
have expected to receive in the future) was $140,000 per year. That figure was based on job
market statistics included in a report prepared by another accountant, Mr Stuart
Benjamin, on
the joint instructions of Queensland, the Judge and the Commonwealth. The statistics
suggested that a “Real Estate Agency Principal” could earn up to $140,000 per annum before
tax.
768
Second, Mr Stradford had, so it was contended, suffered a 50% reduction in earning capacity.
The basis of that calculation of reduced earning capacity was said to be Dr Foxcroft’s apparent
or implicit acceptance that after his injury Mr Stradford is “only able to work less than 20 hours
a week in a different position where performance of the relevant duties requires less skill or is
otherwise less demanding” (that being one of the example impairment indicators for a class 3
assessment of impairment in the adaptation functional area). Mr Stradford also relied on Dr
Harden’s statement, in the same context, that “it is likely that [Mr Stradford] would be able to
work in a less demanding role for less than 20 hours per week”.
769
Third, it was contended that an appropriate assessment of Mr Stradford’s financial loss over
his working life resulting from his loss of earning capacity was $800,000. That assessment
was based on a notional income of $140,000 (before tax) and a 50% loss of earning capacity.
That figure, however, was said to be an underestimate of the value of Mr Stradford’s loss of
earning capacity, because there was evidence which suggested that Mr Stradford’s pre-injury
income was likely to be higher than $140,000. That evidence, so it was said, was to be found
in some bank statements of the companies through whom Mr Stradford had worked and been
remunerated. It was submitted, on that basis, that an additional $200,000 should be added to
the figure representing the financial loss suffered by Mr Stradford. The result was a financial
loss of $1 million.
770
Fourth, there should be a deduction of 20%, or $200,000, from that figure of $1 million, for
“vicissitudes”. The appropriate assessment of the damage due to loss of earning capacity was
therefore said to be $800,000.
771
The Judge, the Commonwealth and Queensland submitted that Mr Stradford’s entirely new
case in respect of damages for loss of earning capacity was unmeritorious and should be
rejected. It was, in their submission, entirely unsupported by, if not contrary to, the evidence.
In particular, there was no sound basis for concluding that Mr Stradford’s “notional” income
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was $140,000, or that he had suffered a 50% loss of or impairment to his earning capacity as a
result of his psychiatric injury.
Applicable legal principles
772
The applicable principles in respect of damages for loss of earning capacity arising from an
injury may shortly be summarised as follows.
773
First, the “settled principle” governing the assessment of compensatory damages in actions in
tort, including damages to compensate a party for a loss of earning capacity, is that “the injured
party should receive compensation in a sum which, so far as money can do, will put that party
in the same position as he or she would have been in if … the tort had not been committed:
Haines v Bendall (1991) 172 CLR 60 at 63 (Mason CJ, Dawson, Toohey and Gaudron JJ);
[1991] HCA 15.
774
Second, the party claiming compensatory damages in an action in tort, including damages for
loss of earning capacity, bears the onus of proving, on the balance of probabilities, not only
that he or she suffered damage, but also the amount of the loss he or she sustained “with as
much precision as the subject matter reasonably permit[s]”:
Placer (Granny Smith) Pty Ltd v
Thiess Contractors Pty Ltd (2003) 196 ALR 257; [2003] HCA 10 at [37] (Hayne J, with whom
Gleeson CJ, McHugh and Kirby JJ agreed at [6]).
775
Third, to recover damages for loss of earning capacity, a plaintiff must establish two “distinct
but related requirements”; the first being that the plaintiff’s earning capacity has in fact been
diminished by reason of the injury and the second being that the diminution of earning capacity
is or may be productive of financial loss:
Medlin v State Government Insurance Commission
(1995) 182 CLR 1 at 3, 9 (Deane, Dawson, Toohey and Gaudron JJ); [1995] HCA 5;
Graham
v Baker (1961) 106 CLR 340 at 346-347 (Dixon CJ, Kitto and Taylor JJ); [1961] HCA 48.
776
Fourth, if there is at least some evidence of an impaired capacity to earn, it would generally be
wrong to conclude that damages to compensate for that impaired capacity to earn should only
be nil or nominal:
New South Wales v Moss (2000) 54 NSWLR 536; [2000] NSWCA 133 at
[65] (Heydon JA). Where a plaintiff “demonstrates some loss of earning capacity lasting past
the date of trial then notwithstanding difficulty in assessing an amount for future economic
loss, courts are bound to award something for future economic loss unless, on the material
before the court, it can be seen very confidently that notwithstanding the loss of capacity the
plaintiff will not in fact suffer any damage of the future economic kind because of that lack of
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capacity”:
Younie v Martini (unreported, NSWCA, 21 March 1995, Priestley JA at 3, with
whom Powell JA agreed).
777
Fifth, the usual method of proving damages for loss of earning capacity is to prove what the
plaintiff was likely to have earned in the future, had he or she not been injured, and what the
plaintiff is likely to earn in the future after the injury:
Paff v Speed (1961) 105 CLR 549 at 559;
[1961] HCA 14. The failure to call such evidence, however, “does not necessarily result in
selection of only a nil or nominal figure as damages for impaired earning capacity”:
Moss at
[66];
Yammine v Kalwy [1979] 2 NSWLR 151 at 155. Where, however, the plaintiff calls
incomplete evidence and there is only a low award for diminution of earning capacity, it is
difficult for the plaintiff to complain:
Moss at [69]; citing
Minchin v Public Curator of
Queensland [1965] ALR 91 at 93;
Girginis v Kastrati (1988) 49 SASR 371 at 375.
778
Sixth, damages to compensate for loss of earning capacity in the future are by their very nature
incapable of mathematical calculation:
Moss at [70];
Paff at 105 CLR 559. The “ascertainment
of earning capacity involves an evaluation of possibilities, not establishing a fact as a matter of
history”:
Malec v J C Hutton Pty Ltd (1990) 169 CLR 638 at 639 (Brennan and Dawson JJ);
[1990] HCA 20. Similarly, “questions as to the future or hypothetical effect of physical injury
or degeneration are not commonly susceptible of scientific demonstration or proof”:
Malec at
169 CLR 643 (Deane, Gaudron and McHugh JJ). The exercise is one “in estimation of
possibilities, not proof of probabilities”:
Moss at [71]. In
Paul v Rendell (1981) 55 ALJR 371,
Lord Diplock, somewhat cryptically, but perhaps more realistically, described the factors
underlying the assessment of damages for diminished earning capacity as “matters of prophecy
or judicial guesses” (at 376).
779
Seventh, the fact that the quantum of damages may be difficult to assess does not mean that the
plaintiff is not entitled to damages, or only entitled to a nominal sum:
Moss at [72]. In
particular, “where earning capacity has unquestionably been reduced but its extent is difficult
to assess, even though no precise evidence of relevant earning rates is tendered, it is not open
to the court to abandon the task and the want of evidence does not necessarily result in non-
recovery of damages”:
Moss at [87]. The following observations of Hayne J in
Placer (at [38])
are, however, worthy of note in that context:
It may be that, in at least some cases, it is necessary or desirable to distinguish between
a case where a plaintiff
cannot adduce precise evidence of what has been lost and a
case where, although apparently able to do so, the plaintiff
has not adduced such
evidence. In the former kind of case it may be that estimation, if not guesswork, may
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be necessary in assessing the damages to be allowed. References to mere difficulty in
estimating damages not relieving a court from the responsibility of estimating them as
best it can may find their most apt application in cases of the former rather than the
latter kind. This case did not invite attention to such questions. Placer [the plaintiff]
sought to calculate its damages precisely.
(Emphasis in original)
780
Having regard to these principles, I propose to address the question whether Mr Stradford is
entitled to an award of damages for loss of earning capacity by posing and answering three
questions: first, did Mr Stradford suffer a diminution in earning capacity as a result the injury
caused by his false imprisonment; second, if the answer to the first question is yes, did any
diminution of earning capacity result in, or was it likely to result in, any financial loss to Mr
Stradford; and third, if the answer to the second question is yes, what is the best estimate or
assessment of that loss having regard to the evidence as a whole.
Did Mr Stradford suffer a diminution of earning capacity?
781
The first question which must be addressed is whether Mr Stradford suffer a diminution in
earning capacity as a result of the injury caused by his false imprisonment. Mr Stradford
submitted that he did suffer a diminution of earning capacity. Ultimately, he relied primarily
on the evidence of Dr Foxcroft and Dr Harden in that regard. That said, it is also relevant to
have regard to Mr Stradford’s own evidence concerning his capacity to earn income after his
imprisonment.
782
The Judge, the Commonwealth and Queensland appeared at times to suggest that Mr Stradford
did not suffer any diminution of earning capacity. Their submissions in that regard focussed
on the evidence which revealed that, despite his psychiatric injury, Mr Stradford had in fact
earned a significant commission income from his work for Propertybuyer. That evidence and
the submissions based on it are perhaps more appropriately considered in the context of the
question whether any impairment was likely to be productive of loss. That said, the evidence
concerning Mr Stradford’s work at Propertybuyer may suggest, as Queensland submitted, that
Mr Stradford’s earning capacity had “returned to its pre-incident level”.
783
The evidence concerning the alleged diminution of Mr Stradford’s earning capacity was far
from satisfactory. Nor, considered as a whole, was the evidence in respect of this issue
particularly compelling insofar as Mr Stradford’s case was concerned. On balance, however,
I am satisfied that Mr Stradford did suffer some diminution of his earning capacity as a result
of the psychiatric injury he sustained as a result of his false imprisonment. I am not, however,
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satisfied that the diminution of earning capacity was significant. It was certainly not as
significant as contended by Mr Stradford in his closing submissions.
784
The starting point is Mr Stradford’s own evidence. Mr Stradford gave fairly detailed evidence
concerning his mental state since his release from prison. The evidence relevant to his earning
capacity included that his memory was “patchy” and that he did not have the “intellectual
capacity to recall and to be able to do things accurately as much as [he] used to”. He also had
difficulty concentrating. He gave the following evidence about his “work efficiency”:
[MR HERZFELD:] And what about work efficiency? How would you describe your
efficiency at doing work?
[MR STRADFORD:] I used to be a guy that used to be able to have things going at
once and I was able to handle it. Now, I can’t – I struggle with one thing going at once.
I get complaints about me weekly to fortnightly at work, and my boss is so
understanding. He’s so lovely. He just says, “What can I do to make it better?” Like,
you know, who does that? You know, what a – what a good person. And I’m just – I
just have – like, as a – like, you know, I’m all show and no go. I can talk to a client,
you know, for half an hour, you know, and they love the fact I’ve got 20 years
experience and all of that. I can talk to them for half an hour, an hour; I can talk to
them about buying a property, but if you ask me to actually deliver that, I will let them
down. And I’m just very thankful for where I am now with – with having – having the
support with Lisa.
785
The reference to “Lisa” was a reference to Ms Whayman. More will be said later concerning
Mr Stradford’s evidence regarding Ms Whayman. Mr Stradford also gave evidence concerning
his level of motivation and mood which was relevant to his performance at work:
[MR HERZFELD:] And how would you describe your level of motivation?
[MR STRADFORD:] I internally would love to be successful again. I want to be – I
want to have a better life for – for my fiancée, for my children, and I – and I – and I’m
trying my best to do that. But my – the reality is everyone – everyone has dreams, but
you’ve got to put it into action, and that’s where I find I don’t have that – the best
capacity to be able to deliver what I want in my mind to be able to do, and – and deliver
for other people and deliver for my employer, which, in effect, will deliver for me.
[MR HERZFELD:] How would you describe your general mood?
[MR STRADFORD:] I get agitated. Like, another example: my boss, when he rings
up and people make a complaint about me, I’m just aggressive in return. Like, how has
he not – you know, he’s just such a wonderful man. I get aggressive if people push me.
I – I then can’t think straight. I then can’t concentrate. If I – you know, if someone says
a bad word to me or – or whatever, I – I can’t handle it and I just act out like a baby.
So it’s just – but I – like, I also – at the same time, I try my best. You know, like, I –
like, I watch YouTube videos and watch all these videos about, you know, managing
your state and, you know, “you’ve got to try and put away everything in your life and
focus on that moment”, and all of that. And, look, if I can do a one-hour Zoom meeting,
often I can focus for that one-hour Zoom meeting, but all the things I’ve promised in
that one-hour Zoom meeting, I’m not going to deliver them. And I sort of know that
internally.
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786
Mr Stradford described how he had been dismissed from a job which he had secured at an
organisation called First Home Buyers Club. His evidence was that his boss had told him that
he was being dismissed because he was moody, didn’t follow instructions, didn’t fit in and was
rude to clients. It may be inferred that at least some of those traits may have been a product of
the psychiatric injury that Mr Stradford suffered as a result of his incarceration.
787
Mr Stradford also gave some evidence about why he had resigned from his position at Freedom
Money. His evidence was, in summary, that he wasn’t following his employer’s marketing
“script” and as a result felt that he was under “a bit of pressure”. It is open to infer that his
inability to follow the script was at least in part referrable to his psychiatric condition. It was
not put to Mr Stradford otherwise in cross-examination, at least directly.
788
Mr Stradford’s evidence concerning his work at Propertybuyer has already been touched on.
There could be little doubt that he was able to work effectively and successfully at
Propertybuyer. As noted earlier, he earned commissions totalling in excess of $200,000. In
his evidence, Mr Stradford sought to attribute that success to the assistance he was receiving
from Ms Whayman. It is difficult to accept that Mr Stradford’s success at Property Developer
could be wholly attributed to Ms Whayman. I found much of Mr Stradford’s evidence in that
regard rather implausible and self-serving. That said, much of the cross-examination on that
topic was directed at the issue whether the financial arrangements pursuant to which Ms
Whayman was working at Property Buyer were to continue, not whether Ms Whayman was in
fact significantly assisting Mr Stradford as he claimed.
789
Putting Mr Stradford’s working relationship with Ms Whayman to one side for the moment,
Mr Stradford nevertheless described some problems that he had encountered when working at
Propertybuyer. He attributed those problems, at least in part, to his mental state. He said that
he became “overwhelmed” if he had more than a couple of clients and was at times aggressive
towards his boss. He also said that he had some difficulty researching and writing detailed
reports. Again, it is at least open to infer that some of those difficulties might be attributed to
his psychiatric condition.
790
Mr Stradford’s evidence concerning the difficulties that he was experiencing in his
employment was not directly challenged in cross-examination.
791
The next body of evidence to consider in relation to this question is the evidence of Dr Foxcroft
and Dr Harden. That evidence was discussed in detail earlier in these reasons in the context of
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the assessment of general damages for personal injury. Without rehearsing what was said
earlier, it is clear that both Dr Foxcroft and Dr Harden expressed the opinion that Mr
Stradford’s post-traumatic stress disorder had, among other things, impaired his adaptation and
employability. They assessed or rated that impairment as being moderate or ‘class 3’. For the
reasons given earlier, there is some cause to doubt the accuracy of that assessment. That is
because it is clear that Mr Stradford did not fully or frankly reveal the extent and nature of his
work at Propertybuyer to Dr Foxcroft and, although perhaps to a lesser extent, Dr Harden. It
could not, however, seriously be suggested that, had Mr Stradford fully disclosed the nature
and extent of his success at Propertybuyer, Dr Foxcroft and Dr Harden would have found that
Mr Stradford’s employability was not impaired at all. The more likely scenario is that they
might have downgraded their assessment of Mr Stradford’s employability impairment.
792
It is also important to emphasise in this context, that while Dr Foxcroft was cross-examined
about what Mr Stradford had disclosed to him concerning his employment at Freedom Money
and Propertybuyer, it was not put to Dr Foxcroft that, had the full nature and extent of Mr
Stradford’s employment at those organisations been fully disclosed to him, he would have
determined that Mr Stradford’s employability was not impaired at all. Nor was Dr Harden
cross-examined in respect of that issue.
793
In my view, the evidence of Mr Stradford, considered together with the evidence of Dr Foxcroft
and Dr Harden, supports the conclusion that Mr Stradford’s post-traumatic stress disorder had
impaired his “employability” and ability to perform at work at least to some extent. Mr
Stradford’s evidence concerning the difficulties he was experiencing in his employment was
largely unchallenged. In summary, he was not able to perform as efficiently or effectively as
he was before his injury. The evidence of Dr Foxcroft and Dr Harden also indicated that Mr
Stradford’s psychiatric condition had been and was impairing his work. While Mr Stradford
did not fully disclose the details of his employment to Dr Foxcroft and Dr Harden, it cannot
safely be concluded that, had full disclosure been made, Dr Foxcroft and Dr Harden would
have expressed the view that Mr Stradford’s employability had not been impaired at all.
794
I do not accept that the fact that Mr Stradford had earned very large commissions from his
position at Propertybuyer necessarily means that his earning capacity was not impaired at all
by the injury that resulted from his imprisonment. Nor can it safely be concluded, as
Queensland contended, that Mr Stradford’s earning capacity had “returned to its pre-incident
level”. It may readily be accepted that Mr Stradford was able to effectively and successfully
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work at Propertybuyer. The point remains, however, that the evidence indicates that his ability
to function in that position was impaired at least to some extent by his injury.
795
In all the circumstances I conclude that Mr Stradford did suffer some diminution in his earning
capacity as a result the injury caused by his false imprisonment.
Did any diminution of earning capacity result in any financial loss?
796
Having found that the injury caused to Mr Stradford by his false imprisonment resulted in a
diminution of his earning capacity, the next question is whether the diminution of earning
capacity resulted in, or was likely to result in, any financial loss to Mr Stradford. This is a very
difficult question to answer given the highly unsatisfactory state of the evidence adduced by
Mr Stradford concerning this issue.
797
As touched on earlier, Mr Stradford set out to prove that the diminution of his earning capacity
caused him substantial financial loss – in excess of $3 million. He did so by effectively seeking
to prove three things: first, that his income in the period immediately preceding his
imprisonment was very high (as high as $350,000 per annum); second, that but for the injury
he sustained as a result of his imprisonment, he was likely to continue to receive that very high
income until his retirement; third, that the income he had received from the time he suffered
the injury resulting from his imprisonment until the time of the trial was comparatively low (as
low as $78,000 per annum); and fourth, that he would continue to receive a modest income,
comparable to the income he had received in the year or so prior to the trial, into the future.
798
His efforts to prove any of those four pillars of his case on damages failed miserably. That is
no doubt why, when it came to final submissions, the damages case that Mr Stradford had
advanced at trial was effectively abandoned.
799
As for his income prior to his imprisonment, Mr Stradford sought to prove that his average
taxable income was about $350,000 by tendering his income tax returns for the financial years
ending 30 June 2017 and 30 June 2018. The evidence clearly demonstrated, however, that
those tax returns were, to say the very least, a highly unreliable indication of what Mr Stradford
had in fact earned in the years preceding his imprisonment. That was so for a number of
reasons, including: first, there were virtually no contemporaneous business, financial or
accounting records concerning Mr Stradford’s income earning activities, or the financial affairs
of the companies through which he supposedly earned his income; second, the tax returns were,
it may safely be inferred, prepared specifically for the purposes of, or in the context of, this
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litigation and Mr Stradford’s efforts to prove his financial loss; third, the tax returns were
prepared solely on the basis of a demonstrably unreliable analysis of some bank statements of
the companies through which Mr Stradford was said to earn his income, in circumstances where
it was abundantly clear that those bank statements recorded a mix of personal and business
transactions and many of the descriptions of the transactions were at best opaque; fourth, Mr
Stradford’s tax returns for the financial years 30 June 2001 to 30 June 2016 (excluding 2008),
which were prepared by different tax accountants, recorded that Mr Stradford’s taxable income
was substantially less than the annual income declared in his 2017 and 2018 tax returns
(ranging from $10,000 to $40,000, excluding outliers, and averaging approximately $24,000);
fifth, Mr Stradford had sworn and filed affidavits and financial statements in his Circuit Court
family law proceedings in which he stated that his average weekly income was nil (as at 7 April
2017) or $1,156.74 (as at 26 October 2017); and sixth, Mr Stradford’s oral evidence concerning
his earnings was, at best, vague, general and unreliable.
800
Mr Stradford ultimately failed to adduce any reliable evidence whatsoever concerning his
income in the years immediately preceding his imprisonment. The contention that his average
income prior to his imprisonment was $350,000 and that he had been likely to continue to
receive an income at that level into the future was entirely unmeritorious and entirely
unsupported by the evidence. Ms Bossert’s reliance on that flawed contention, as one of the
assumptions supporting her analysis of the damage suffered, was one of the many reasons why
her evidence was effectively worthless.
801
It should perhaps be added, in this context, that Mr Stradford, through Ms Bossert, endeavoured
to explain his relatively low taxable income in the financial years ending 30 June 2001 to 30
June 2016 on the basis that he and Mrs Stradford had, though their then accountant, engaged
in some form of “income-splitting”. That contention, however, rose no higher than a mere
hypothesis. It was unsupported by any reliable evidence. To the extent that statements made
by Ms Bossert in respect of that could be said to constitute her expert opinion that some exercise
in income-splitting had in fact been engaged in, I reject that opinion. It may also be noted in
this context that Mr Benjamin disagreed with the suggestion that there was any basis for
concluding that Mr and Mrs Stradford had engaged in income-splitting. In any event, even if
some income-splitting had been engaged in, Mr Stradford’s tax returns for this period
suggested that it was highly unlikely that his taxable income ever exceeded $100,000. That is,
of course, unless Mr Stradford had been deliberately understating his income during those
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years. Mr Stradford did not suggest, in his evidence, that he had deliberately understated his
income in those years.
802
As for his income in the period from the time he was released from prison to the date of the
trial, Mr Stradford’s evidence was, in effect, that he had stopped working prior to his
imprisonment so he could deal with his family law proceedings and that, in effect, he did not
really attempt to find work again until after he had finalised those proceedings. His first job
after the proceedings were finalised was with First Home Buyers Club in October 2020. He
worked in that job until Christmas of 2020. Then, in February 2021, he commenced work at
Freedom Money and, almost simultaneously, with Property Buyer.
803
Mr Stradford’s tax return for the financial year ending 30 June 2021 declared income from his
employment totalling approximately $25,000, which equated to an annual salary of just over
$70,000. It does not appear that the income he declared in his tax return for the 2021 financial
year included any income he received from First Home Buyers Club. In any event, Mr
Stradford’s damages case, at least initially as reflected in Ms Bossert’s first report, was that the
salary he received from Freedom Money represented the diminished income he had received,
and was likely to continue to receive into the future, following and as a result of his injury.
804
The problem for Mr Stradford was that he failed to disclose to his tax accountants and Ms
Bossert that he was not just earning income from Freedom Money at this time. He was also
receiving substantial commission payments. Evidence effectively uncovered by the
Commonwealth revealed that Mr Stradford received income of about $69,000 from
Propertybuyer from about February 2021 to June 2021, and that from 1 July 2021 to 13 October
2021, Mr Stradford had received commission payments of $92,818.19 (exclusive of GST),
which equated to $322,875 on an annualised basis. Mr Stradford did not declare the income
he received from Propertybuyer between February and June 2021 in his tax return for the year
ending 30 June 2021.
805
The evidence of the substantial income Mr Stradford had received, and was continuing to
receive at the time of the trial, significantly undermined the contention that Mr Stradford had
received, and was only likely to continue to receive, an annual income of about $70,000
following the injury he received as a result of his imprisonment.
806
That appears not to have deterred Mr Stradford from pursuing his substantial claim in respect
of loss of earning capacity. Once the full extent of Mr Stradford’s earnings from Propertybuyer
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were revealed, Ms Bossert was instructed to assume that much of that income was attributable
to an arrangement whereby he was assisted by Ms Whayman, but that the arrangement was to
come to an end in December 2021. Mr Stradford in due course gave evidence which, broadly
speaking, sought to substantiate that instruction and assumption.
807
The difficulty, however, was that, for reasons it is unnecessary to fully detail, Mr Stradford’s
evidence concerning the anticipated end of the arrangement with Ms Whayman was manifestly
implausible and entirely unreliable. It was, on my assessment, a nakedly self-serving and
contrived attempt to explain away the evidence concerning the substantial income that he had
received, and was continuing to receive, from Propertybuyer. While ultimately Mr Stradford
abandoned his case based on Ms Bossert’s evidence and calculations, I should nevertheless
make it clear that I reject the evidence that Mr Stradford’s income from Propertybuyer was
likely to substantially reduce as a result of any change to his working arrangement with Ms
Whayman. Ms Bossert’s reliance on the flawed assumption concerning Mr Stradford’s income
from Propertybuyer completely undermined her supplementary report.
808
It should also be noted in this context that Ms Bossert was also instructed to calculate the
damages suffered by Mr Stradford on the assumption that he would, in the future, complete a
law degree, leave the real estate industry and become a lawyer. Ultimately, however, that
hypothesis was abandoned as a means of calculating Mr Stradford’s damages.
809
What, then, is the Court to make of this farrago of evidence?
810
First, as already noted, there is no reliable evidence concerning Mr Stradford’s income in the
years immediately preceding his incarceration. Putting to one side his manifestly unreliable
tax returns for the 2017 and 2018 financial years, Mr Stradford’s tax returns tended to suggest
that his taxable income never rose higher than $100,000 between 2001 and 2016. Statements
on oath made by him in documents filed in the Circuit Court proceedings suggested that Mr
Stradford’s income during 2017 was next to nothing – either nil (as at April 2017), or an
average weekly income of just over $1,000 by about October 2017.
811
Second, in the period leading up to his incarceration, Mr Stradford gave evidence that he had
effectively stopped working so he could focus on his family law proceedings. The effect of his
evidence was that he had made no active attempt to obtain further work until October 2020,
after the family law proceedings in the Circuit Court had been finalised. Mr Stradford did not
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contend, at least clearly or explicitly, that the fact that he did not obtain employment until
October 2020 was attributable to the injury that he received as a result of his incarceration.
812
Third, from February 2021, Mr Stradford began to receive income from both Freedom Money
and Propertybuyer. The income he received from those sources, if annualised, would have
represented a taxable income exceeding $100,000. More importantly, from 1 July 2021, Mr
Stradford received very substantial payments of commission from Propertybuyer. Those
payments, if annualised, represented a taxable income well exceeding $300,000. The evidence,
such as it was, did not suggest that the income that Mr Stradford had received, and was
continuing to receive, from Propertybuyer was less than the income that Mr Stradford had
received from his various endeavours at any time prior to his imprisonment and injury. Indeed,
the evidence, such as it was, tended to suggest that Mr Stradford was earning more from his
engagement with Propertybuyer than he had ever earnt before, at least on a regular basis.
813
In my view, the evidence tends strongly against a finding that, to the extent that Mr Stradford
suffered an impairment to his earning capacity as a result of the post-traumatic stress disorder
and depression that resulted from his imprisonment, that impairment did not result in any
financial loss to Mr Stradford. Moreover, in the absence of any reliable evidence that Mr
Stradford’s successful engagement with Propertybuyer was likely to end, or was an aberration,
the evidence does not support a finding that the impairment to Mr Stradford’s earning capacity
was likely to result in any financial loss or damage into the future. As Heydon JA noted in
Moss, “[w]here there is impairment in earning capacity it will usually be reflected in financial
loss before the trial” (at [64]). The problem for Mr Stradford is that the evidence simply does
not support a finding that he suffered any financial loss before the trial. Nor does the evidence
provide any real or firm basis for a finding that he is likely to suffer any financial loss arising
from any loss or diminution of earning capacity in the future.
814
I am conscious that the authorities tend to suggest that, where there is some evidence that a
plaintiff’s earning capacity has been impaired, it would generally be wrong to award no
damages, or only nominal damages, unless the Court is confident that no financial loss has, or
is likely to be suffered as a result of that impairment. That said, Mr Stradford bore the onus of
proving, on the balance of the probabilities, not only that he suffered an impairment to his
earning capacity, but that that impairment resulted, or was likely to result, in a financial loss to
him.
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815
Despite my considerable misgivings concerning the state of the evidence as to whether the
impairment to Mr Stradford’s earning capacity was productive, or was likely to be productive,
of any financial loss to him, I am prepared to accept that Mr Stradford
might at some point in
the future suffer some financial loss. For the reasons that follow, however, I consider that the
likelihood of Mr Stradford suffering a financial loss arising from his impairment is fairly low
and that any such financial loss would be fairly minimal. I do not accept that Mr Stradford has
suffered, or is likely to suffer in the future, any persistent, ongoing, or large financial loss
arising from the psychiatric injury he suffered as a result of his imprisonment.
What is the appropriate assessment of damages for loss of earning capacity?
816
The authorities suggest that, while the evidence may be imprecise, I must nevertheless do my
best to arrive at a figure that would compensate Mr Stradford for the financial loss he might
suffer as a result of the impairment of his earning capacity. As discussed earlier, the authorities
also indicate that the assessment of damages involves an evaluation of possibilities or even
judicial guesswork. That may be so, however the state of the relevant evidence in this matter
is such that I would liken my task in assessing damages for impairment of earning capacity to
that of “a blind man looking for a black hat in a dark room”: cf
Mills v Stanway Coaches Ltd
[1940] 2 KB 334 at 349; 2 All ER 586; referred to by Windeyer J in
Australian Iron & Steel
Ltd v Greenwood (1962) 107 CLR 308 at 326; [1962] HCA 42.
817
I should first squarely address Mr Stradford’s submissions concerning the assessment of
damages for loss of earning capacity. As noted earlier, in his final submissions Mr Stradford
effectively abandoned his case in respect of damages for loss of earning capacity that had
occupied much time at trial. In particular, he abandoned, for good reason, Ms Bossert’s
evidence and analysis based on the difference between what was assumed or believed to be Mr
Stradford’s income prior to the injury and what was assumed or believed to be his income after
the injury up to trial. Instead, it was submitted that Mr Stradford’s financial damage resulting
from his loss of earning capacity over his working life was $800,000 based on a “notional
income” of $140,000, a 50% reduction in earning capacity, an uplift of $200,000 and a discount
of $200,000 for vicissitudes.
818
Mr Stradford’s new case concerning the assessment of damages for loss of earning capacity
had almost as little merit as the case he put at trial. It is not supported at all by the evidence.
819
First, the assumption of a notional income of $140,000 per annum – the income Mr Stradford
would supposedly have continued to earn but for the injury he sustained as a result of his
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imprisonment – is unrealistic and not supported by the evidence. As noted earlier, Mr Stradford
plucked the figure of $140,000 from job market statistics in Mr Benjamin’s report.
820
It was somewhat ironic that Mr Stradford ultimately came to embrace the job market statistics
in Mr Benjamin’s report. Mr Benjamin had included those statistics in his report in an
endeavour to calculate a notional income given the paucity and unreliability of the objective
information concerning the income that Mr Stradford had actually earned prior to his
imprisonment. Mr Benjamin made it clear that he did not rely entirely on the statistics. He
did, however, express the opinion, based on the statistics, that a person “working full time in
the real estate industry as a real estate agent or principal, could reasonably expect to derive pre-
tax earnings of around $100,000 to $140,000”. Mr Benjamin adopted $120,000 as the mid-
point of that range.
821
Mr Benjamin was cross-examined about his reliance on the job statistics. Among other things,
it was put to Mr Benjamin that the activity in which Mr Stradford had most recently been
engaged in the real estate industry (though it was put to Mr Benjamin as an assumption) was
“not a typical real estate agent model”. Mr Benjamin’s response was that he could not comment
because he was not an expert in the real estate industry. Ms Bossert, however, expressed the
view, based on her understanding of what Mr Stradford’s past business activities had involved,
that Mr Stradford’s activities did not fit well within any of the job descriptions in the job market
surveys and that his activities were “quite different to” a more typical real estate agent’s career
or job description. While Ms Bossert also agreed that she had no particular expertise in respect
of job descriptions in the real estate industry, nevertheless there appeared to be some merit in
her general observation that Mr Stradford’s job history was fairly unique and fairly far removed
from that of a typical real estate agent or agency principal.
822
In my view, the job statistics in Mr Benjamin’s report provide a fairly unsatisfactory and
unreliable basis for estimating what Mr Stradford’s income was likely to be in the future had
he not been injured. Prior to effectively ceasing work as a result of his disputes with his then
wife, Mr Stradford had been mostly self-employed, or had effectively operated his own
businesses through various corporate entities, which he owned, part-owned, or controlled.
None of those businesses could fairly be described as a typical real estate agency business. Mr
Stradford’s business activities had been fairly eclectic, if not somewhat haphazard and bespoke.
Some of his business activities had been successful, other not so. Mr Stradford’s income from
those activities was far from steady or regular.
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823
The suggestion that a salary of $140,000 reflected the sort of income Mr Stradford had received
in the past and was likely to have continued to earn into the future had he not been injured was
also inconsistent with the evidence, such as it was, in relation to what Mr Stradford had actually
earned in the years preceding his injury. As discussed in detail earlier, the income that Mr
Stradford declared in his tax returns between 2001 and 2016 largely ranged between $10,000
and $40,000. There was no sound basis to conclude that those relatively meagre income
declarations were the result of income-splitting or, for that matter, underreporting. Mr
Stradford did not himself suggest that he had underreported his income. As also discussed
earlier, the evidence concerning Mr Stradford’s earnings in 2017 and 2018 was also particularly
unreliable. According to the affidavit evidence filed by Mr Stradford in his family law
proceedings, by early to mid-2017 his income was very modest indeed.
824
I also reject the contention that Mr Stradford suffered a 50% diminution of his earning capacity
as a result of the injury he suffered because of his incarceration. Mr Stradford submitted that
that contention was supported by the evidence of Dr Foxcroft and Dr Harden. I disagree. The
evidence of Dr Foxcroft and Dr Harden provided limited, if any, support for that contention.
825
It may be accepted that both Dr Foxcroft and Dr Harden assessed Mr Stradford as having a
class 3 “moderate impairment” in respect of adaptation. As set out earlier in these reasons, the
example indicators for such an assessment included “can not work at all in the pre-injury
position; only able to work less than 20 hours a week in a different position where performance
of the relevant duties requires less skill or is otherwise less demanding, for example, less
stressful”. It may also be accepted that in his report Dr Harden said “[i]t is likely that he [Mr
Stradford] would be able to work in a less demanding role for less than 20 hours a week”.
826
I do not, however, accept that either the class 3 assessment by Dr Foxcroft and Dr Harden, or
Dr Harden’s statement about the hours per week that Mr Stradford would be able to work,
constitute an opinion that Mr Stradford had suffered a 50% impairment of his capacity to work
or earn. Neither Dr Foxcroft nor Dr Harden expressed their opinions in terms of capacity to
work. Nor were they directly questioned about capacity to work when they gave oral evidence.
It was certainly not put to them that Mr Stradford had suffered a 50% impairment in respect of
his capacity to earn, or that such a conclusion could somehow be extrapolated from their
apparent acceptance that Mr Stradford was only able to work in a less demanding position for
less than 20 hours a week. Extrapolating a 50% reduction in earning capacity from that
assessment would require a number of assumptions to be made, including that Mr Stradford
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would otherwise have worked standard 40 hour weeks and that there was a linear relationship
in Mr Stradford’s line of work between hours worked and income. There was no evidence
capable of establishing either of those assumptions.
827
In any event, for the reasons given in detail earlier, evidence adduced at trial clearly supported
the inference that Mr Stradford was not entirely frank or forthcoming with Dr Foxcroft and Dr
Harden in respect of his recent employment experiences, particularly with Propertybuyer. Mr
Stradford did not tell either psychiatrist that he had in fact been working for up to 40 hours per
week and that he had achieved success and fulfilment in his role at Propertybuyer. That
omission undoubtedly affected both Dr Foxcroft’s and Dr Harden’s impairment assessment in
the adaptation or employability functional area. It is highly doubtful that either psychiatrist
would have arrived at a class 3 assessment if Mr Stradford had been frank and honest with
them.
828
The contention that Mr Stradford had suffered a 50% impairment of his capacity to earn is also
inconsistent with the objective evidence concerning Mr Stradford’s employment after his
injury, in particular with Propertybuyer. Even accepting that Mr Stradford continued to suffer
some issues with his memory, mood and concentration during his employment with
Propertybuyer, he was nonetheless able to succeed and prosper in that role. If Mr Stradford
had continued to suffer memory, mood and concentration issues, he was apparently well-able
to overcome those difficulties and prosper in his employment.
829
The contention that Mr Stradford will continue to suffer a constant 50% impairment in his
earning capacity until his retirement is also inconsistent with Dr Harden’s more positive
prognosis in respect of Mr Stradford’s condition. For the reasons given in detail earlier, I prefer
Dr Harden’s more optimistic prognosis to Dr Foxcroft’s demonstrably unduly pessimistic
prognosis. Mr Stradford’s condition had significantly improved by September 2018. While
Dr Harden was understandably cautious and indicated that the longer term prognosis was hard
to predict, he was nonetheless hopeful that there would be a steady ongoing improvement in
Mr Stradford’s condition. Had Dr Harden been provided with accurate information concerning
Mr Stradford’s successful and fulfilling employment with Propertybuyer, his prognosis may
have been even more optimistic.
830
In all the circumstances, I do not accept that Mr Stradford has suffered anything like a 50%
reduction in his earning capacity, let alone that such an impairment will persist well into the
future.
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831
Two final points should be made concerning Mr Stradford’s submission that $800,000 was a
fair or reasonable estimate of the loss he has suffered as a result of the impairment of his earning
capacity.
832
First, Mr Stradford’s final calculation was arrived at by adding the sum of $200,000 to the
calculation of his estimated loss of income. The basis for that addition was said to be that the
entries in the bank statements of the companies through which Mr Stradford operated his
businesses, together with Mr Stradford’s optimistic evidence of future projects which he might
be able to exploit, indicated that Mr Stradford’s income may in fact have been more than
$140,000 per annum. I reject the submission that the bank statements, alone or in combination
with Mr Stradford’s evidence, can somehow be used in an “indicative” way to support the
addition of $200,000 to the estimation of Mr Stradford’s financial loss. The bank statements
included a hotchpotch of personal and business credits and debits, as well as many entries for
which there was no reliable explanation. Mr Stradford’s optimism concerning future projects
must also be taken with a grain of salt given some of his past business failures and the notorious
vagaries of the property industry, including on the Gold Coast.
833
Second, as noted earlier, Mr Stradford suggested that, after including an additional $200,000
to the calculation to supposedly make up for an under-estimation of future income, the same
amount should then be deducted from the calculation for “vicissitudes”. A deduction for
“vicissitudes” is common when assessing damages for future economic loss giving that it
involves predicting what might happen in the future. The deduction is intended to take into
account the fact that events may occur in the future which would have the effect of reducing
the plaintiff’s likely income. The conventional or customary discount is 15%: see, for example,
FAI Allianz Insurance Ltd v Lang (2004) 42 MVR 482; [2004] NSWCA 413 at [18];
Romig v
Tabcorp Holdings Ltd [2014] QSC 249 at [79].
834
The Commonwealth submitted, however, that the deduction for vicissitudes in this matter
should be far greater than the conventional discount and more than the 20% discount suggested
by Mr Stradford. In the Commonwealth’s submission, the discount for vicissitudes in this case,
if it came to it, should be 33% having regard to the fact the real estate business is notoriously
risky, as evidenced by Mr Stradford’s own career in that industry, and because Mr Stradford’s
prognosis may be overly pessimistic. For reasons that will become apparent, it is unnecessary
for me to reach a concluded position in relation to any discount for vicissitudes. If it had come
to it, however, I would have considered it appropriate to apply a very large discount for
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vicissitudes, particularly given the somewhat chaotic nature of Mr Stradford’s pre-injury work
history and the uncertainties and unpredictable nature of the real estate industry generally.
835
I accept that a common method of assessing the financial loss caused by an impairment to
earning capacity is to: first, assume or estimate the income that the plaintiff would have
received but for the injury; second, assume or estimate, in percentage terms, the extent to which
the plaintiff’s earning capacity was impaired; and third, calculate the future loss over the
plaintiff’s work life based on the those two figures and, if necessary, taking into account tax
and interest rates. That, however, is not the only way to assess the financial loss arising from
an impairment to earning capacity. Nor is it necessarily the most appropriate method. Much
will depend on the circumstance of the case and the available evidence.
836
In this matter, it is very difficult to come up with an estimate of the amount that Mr Stradford
was likely to have earnt in the future but for his injury. There are simply too many uncertainties
and vagaries. Perhaps more significantly, it is even more difficult to estimate, in percentage
terms, the extent the impairment to Mr Stradford’s earning capacity going forward, let alone
arrive at a percentage figure representing the impairment which remains stable until the end of
Mr Stradford’s working life. Any such figure in the circumstances of this case would in reality
be the product of little more than guesswork or speculation dressed up as an estimate. In my
view, the most that can be said, based on the evidence, is that Mr Stradford
might suffer some
very modest or minor impairment in his earning capacity within the next few years and that
any such impairment is likely to only manifest itself in a relatively small financial loss.
837
It my opinion it would be entirely inappropriate in this case to assess Mr Stradford’s financial
loss arising from the impairment to his earning capacity by conjuring up a percentage figure
representing the impairment and applying that to a rough guess of what he might have earned
but for the injury. I use the words “conjuring” and “guess” advisably. That is all that I would
be doing if I came up with a percentage figure representing the impairment and a figure for
expected future earnings. I propose instead to award a fairly nominal sum of $50,000 as, in
effect, a buffer to compensate Mr Stradford for some fairly minor impairment to his earning
capacity that he might experience in the future.
Conclusion in respect of damages for loss of earning capacity
838
I have concluded, not without some considerable doubts, that Mr Stradford is entitled to an
award of damages to compensate him for financial losses that might arise from an impairment
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to his earning capacity resulting from his psychiatric injury. I have, however, concluded that
the appropriate award of damages in that regard is the fairly modest figure of $50,000.
Causation – is the Commonwealth liable for damages arising from Mr Stradford’s
injury?
839
The final issue that must be determined arises from the Commonwealth’s submission, at the
very heel of the hunt, that it was not liable for any loss arising from Mr Stradford’s psychiatric
injury because it had not been shown that the injury had been caused by the very limited period
during which Mr Stradford was detained by the MSS guards. In the Commonwealth’s
submission, Mr Stradford had not discharged his onus of proving that the period during which
he was detained by the MSS guards was a cause of his injury. That was said to be because Mr
Stradford “gave no evidence of experiencing the Commonwealth custody as a discrete
stressor”. It was also submitted that, while Dr Foxcroft and Dr Harden may have agreed that
Mr Stradford’s psychiatric injury related to his imprisonment, there was “no disaggregation of
the legally and factually distinct periods of time” during which Mr Stradford was imprisoned.
The evidence suggested, so it was submitted, that Mr Stradford’s psychiatric injury was solely
caused by his imprisonment by the Queensland Police and Queensland Corrective Services
officers.
840
It may readily be accepted that Mr Stradford was only detained by the MSS guards for a
relatively short period of time. It may also be accepted that Mr Stradford did not specifically
or explicitly state, that any specific actions by the MSS guards caused him any particular
distress. I do not, however, accept that there was insufficient evidence to support a finding that
Mr Stradford’s detention by the MSS guards was at least
a cause of his injury. Mr Stradford’s
unchallenged evidence was that, after the Judge imposed the sentence of imprisonment, the
MSS guards escorted him down to the cells, required to take off his cufflinks, shoes and belt
and then placed him in a small cell. When asked what he was feeling the time, Mr Stradford
said: “[s]hock, fear, thinking about how much I must have let everybody down and what’s
going to happen with my kids, what’s going to happen with my fiancée; that sort of stuff”. Mr
Stradford’s evidence in that regard was not challenged in cross-examination. Nor was it put to
Mr Stradford in cross-examination that his time in the effective custody of the MSS guards was
not a “discrete stressor”.
841
As for the evidence of the psychiatrists, it may be accepted that, when expressing the opinion
that Mr Stradford’s post-traumatic stress disorder was caused by his imprisonment, they did
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not distinguish between Mr Stradford’s imprisonment by the MSS guards, as opposed to his
imprisonment by the Queensland Police and Queensland Corrective Services officers. Nor did
they specifically state that Mr Stradford’s detention by the MSS guards was a cause of his
psychiatric injury. That said, the psychiatrists did not solely attribute the injury to Mr
Stradford’s time at the Brisbane watch house, or the Brisbane Correctional Centre. It was, of
course, open to the Commonwealth to cross-examine Dr Foxcroft and Dr Harden concerning
the cause or causes of Mr Stradford’s psychiatric condition. It did not do so. The
Commonwealth, through its counsel, could have put to the psychiatrists that they did not, or
could not, say that Mr Stradford’s detention by the MSS guards was a cause of his injury. That
proposition was not put to the psychiatrists. Indeed, the suggestion that the period during which
Mr Stradford was detained by or on behalf of the Commonwealth was not a cause of his injury
was raised for the very first time in the Commonwealth’s oral closing submissions.
842
In my view it is open to infer from the evidence as a whole that Mr Stradford’s detention by
the MSS guards in the immediate aftermath of the making of the imprisonment order by the
Judge was at the very least a cause of his psychiatric injury. I reject the Commonwealth’s
submission to the contrary.
SUMMARY – ASSESSMENT OF DAMAGES
843
The compensatory damages jointly payable by the Judge and the Commonwealth for
deprivation of Mr Stradford’s liberty are assessed at $35,000.
844
The compensatory damages jointly payable by the Judge and Queensland for deprivation of Mr
Stradford’s liberty are assessed at $165,000.
845
Exemplary damages payable by the Judge in respect of the deprivation of Mr Stradford’s liberty
are assessed at $50,000.
846
The damages jointly and severally payable by the Judge, the Commonwealth and Queensland
in respect of the personal injury suffered by Mr Stradford as a result of his unlawful
imprisonment are assessed at $9,450.
847
The damages jointly and severally payable by the Judge, the Commonwealth and Queensland
in respect of Mr Stradford’s financial loss arising from future loss of earning capacity as a
result of his injury are assessed at $50,000.
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DISPOSITION
848
Judgment will be entered in favour of Mr Stradford against the Judge, the Commonwealth and
Queensland jointly and severally for personal injury and loss of earning capacity in the amount
of $59,450.
849
Judgment will be entered in favour of Mr Stradford against the Judge and the Commonwealth
jointly for general and aggravated damages for false imprisonment and deprivation of liberty
in the amount of $35,000 plus interest under s 51A of the
Federal Court of Australia Act 1976
(Cth) (
FCA Act) from 6 December 2018 to the date of judgment at the pre-judgment rates
specified in the Interest on Judgments Practice Note (GPN-INT).
850
Judgment will be entered in favour of Mr Stradford against the Judge and Queensland jointly
for general and aggravated damages for false imprisonment and deprivation of liberty in the
amount of $165,000 plus interest under s 51A of the FCA Act from 6 December 2018 to the
date of judgment at the pre-judgment rates specified in the Interest on Judgments Practice Note
(GPN-INT).
851
Judgment will be entered in favour of Mr Stradford and against the Judge for exemplary
damages for false imprisonment and deprivation of liberty in the amount of $50,000.
852
I am unable to see any reason why the Judge, the Commonwealth and Queensland should not
be ordered to pay Mr Stradford’s costs of the proceeding as agreed or taxed. Mr Stradford,
however, has requested to be heard further in respect of the appropriate costs order. I will
accordingly reserve on the question of costs. If the parties are unable to agree on the
appropriate order as to costs, the matter should be relisted so arrangements can be made for the
hearing of further submissions in respect of that issue.
I certify that the preceding eight
hundred and fifty-two (852)
numbered paragraphs are a true copy
of the Reasons for Judgment of the
Honourable Justice Wigney.
Associate:
Dated:
30 August 2023
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