Requests similar to 'Correspondence to trustees to comply with disclosure obligations'
Correcting response to former Senator John Williams
Request sent to Australian Securities and Investments Commission by P.C. Sweeney on .
Successful.
In 2014 the SENATE ECONOMICS REFERENCES COMMITTEE undertook an “Inquiry into the performance of ASIC”.
Included in the “Questions on notice for A...
Correspondence to Senator Williams - Penality for Deed Concealment
Request sent to Australian Securities and Investments Commission by P.C. Sweeney on .
Information not held.
In 2014 the SENATE ECONOMICS REFERENCES COMMITTEE undertook an “Inquiry into the performance of ASIC”.
Included in the “Questions on notice for A...
Correcting Written Testimony to a Senate Committee
Request sent to Australian Securities and Investments Commission by P.C. Sweeney on .
Successful.
In 2014 the SENATE ECONOMICS REFERENCES COMMITTEE undertook an “Inquiry into the performance of ASIC”.
Included in the “Questions on notice for A...
Letter in relation to the Consumer Protection Inquiry
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney,
ASIC's response to your FOI request is attached below.
Yours sincerely
Mirijana Soldatic | FOI Coordinator| Chief Legal Offic...
COVID-19 FOI Request:Copy of a Response on a "Straw Man Complaint"
Follow up sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Successful.
I refer to your letter of 20 July 2020 {ASIC Re: FOI 110-2020}
You state:
“In your Request (at part 1), you refer to your complaint to ASIC date...
COVID-19 FOI Request: Definition of a 'Beneficiary" or "Concerned Person"
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Long overdue.
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999.
Subsection 13(9) provides:
(9) An APS employee must not provide fals...
COVID-19 FOI Request - False and Misleading documents Provided to ASIC
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Long overdue.
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
COVID-19 FOI Request - Extracts from Deeds in ASIC's Possession
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Successful.
Warren Day, Executive Director, Assessment and Intelligence, testified before the Joint Parliamentary Committee on Corporations and Financial Servi...
One year Delay in Superannuation Transparency Measures
Request sent to Australian Securities and Investments Commission by P.C. Sweeney on .
Successful.
In 2014 the SENATE ECONOMICS REFERENCES COMMITTEE undertook an “Inquiry into the performance of ASIC”.
Committee decided to receive late submissi...
COVID-19 FOI Request: Copy of False and Misleading Information provided to Senator Williams
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Long overdue.
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999.
Subsection 13(9) provides:
(9) An APS employee must not provide fa...
Correspondence from AFCA to APRA concerning NULIS
Request sent to Australian Prudential Regulation Authority by P.C. Sweeney on .
Successful.
I am lodging a request for documents pursuant to the Freedom of Information Act 1982 (Cth) that relate to the statutory obligation of the Australian...
Correspondence from AFCA to ASIC Related to a Trustee of a Super Fund
Request sent to Australian Securities and Investments Commission by P.C. Sweeney on .
Successful.
I am lodging a request for documents pursuant to the Freedom of Information Act 1982 (Cth) that relate to the statutory obligation of the Australian...
COVID-19 FOI Request: Misconduct by ASIC Officer Monique Adofaci
Request sent to Commonwealth Ombudsman by Phillip Sweeney on .
Successful.
In 2011 an approach was lodged with the Commonwealth Ombudsman in relation to a failure of ASIC to enforce superannuation law in a compulsory supera...
Stradford (a pseudonym) v Judge Vasta [2023] FCA 1020
Response by Attorney-General to Waldek on .
Refused.
OFFICIALOFFICIALOFFICIAL
Agency ref: AGOFOI23/465
OAIC ref: MR23/01375
Dear Mr Lupinski
I refer to your request...
Stradford (a pseudonym) v Judge Vasta [2023] FCA 1020
Response by Attorney-General's Department to Waldek on .
Awaiting classification.
OFFICIAL
Dear Waldek
Freedom of Information Request FOI23/463 and FOI23/500
I refer to your requests to the Attorney-General's Depart...
Evidence of Criminal Conduct by Nicole Smith Chairman of NULIS
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Successful.
Dear Mr Sweeney
I refer to your email to Mr Asadi of 22 August 2019. Please find attached
the FOI decision and document released in response to...
COVID-19 FOI Request: Misrepresentation of the Jurisdiction of ASIC
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Refused.
Dear Mr Sweeney
Freedom of Information Request 152-2020
Please find attached notice of a request consultation process due to a
practical r...
Unexecuted amending Deed with Blanked Out Pages
Request sent to Australian Prudential Regulation Authority by Phillip Sweeney on .
Successful.
I refer to my FOI Requested of 6 April 2021.
Attached to an FOI response from Owen Brailsford (APRA) dated 21 March 2011 was a copy of an unexecut...
COVID-19 FOI Request: Copy of an original Trust Deed
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Long overdue.
Prior to 1 July 2019 ASIC staff were subject to the Public Service Act 1999.
Subsection 13(9) provides:
(9) An APS employee must not provide fals...
Current and historical country information on Afghanistan
Response by Department of Foreign Affairs and Trade to Jay Doe on .
Successful.
OFFICIAL
Dear Jay Doe
I understand you're seeking copies of previous DFAT Country Information Reports (CIRs) and Thematic Reports relating to Afghanis...
Australia's Worst White-Collar Crime
Request sent to Australian Securities and Investments Commission by Phillip Sweeney on .
Information not held.
Dear Australian Securities and Investments Commission,
I am writing to lodge a request for documents pursuant the Freedom of Information Act 1982....
Briefing Notes - Senate Estimates
Response by Department of Defence to James Smith on .
Partially successful.
OFFICIAL
Dear James,
Please find attached part 2 of the documents in relation to Defence FOI
1003/23/24. Due to the file size, this email is p...
Death Benefits for Widows and the NAB
Response by Australian Securities and Investments Commission to Phillip Sweeney on .
Information not held.
Dear Mr Sweeney
Please refer to the attached letter.
Kind regards
Evelyn
Evelyn Ong | Lawyer | ASIC
Deposit Takers, Credit & Insurers
100 Mark...
Copy of an executed and duty stamped Super Fund Amending Deed
Request sent to Australian Prudential Regulation Authority by Phillip Sweeney on .
Successful.
Attached to an FOI response from Owen Brailsford (APRA) dated 21 March 2011 was a copy of an unexecuted draft copy of a document titled “Foster’s Gr...
Newstart Allowance Statistics
Response by Department of Social Services to Julie Middleton on .
Successful.
Dear Julie,
Thank you for your query. The Department has investigated your enquiry.
Officers within the Policy Analysis & Reporting Branch, and...