Our Ref: GIPA23/0003976
GIPA23/3976
28 March 2024
Me Me
BBy email: xxxxxxxxxxxxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx.xx
Dear Me Me
Notice of decision under the Government Information (Public Access) Act 2009
I refer to your access application lodged under the
Government Information (Public
Access) Act 2009 (
‘GIPA Act’) with the Department of Communities and Justice
(
‘Department’).
Summary of access application
Your application was received on 7 September 2023. You requested the following
information:
The current or most recent FaCS policy or policies, which are not publicly available,
that relate to:
1. Cha 15 of the Children and Young Persons Act and Protection Act 1998
2. Coercive powers available to FaCS to use against foster carers not covered by (1)
3. FaCS powers with regards to interviewing foster carers not covered by (1) or (2).
On 14 September 2023, the Department advised that your application was not a valid
access application because the application did not include an application fee of $30.
On 18 September 2023, you paid the required application fee.
On 22 September 2002, the Department decided that your application was now a valid
access application and advised that your application was required to be decided on or
before 16 October 2023. However, the due was extended by agreement to 31 January
2024.
In an email dated 30 January 2024, the Department advised that the access application
was invalid pursuant to section 41(e) of the GIPA Act because the access application did
not include information as it reasonably necessary to enable the government information
applied to be identified.
Department of Communities and Justice
Locked Bag 5000, Parramatta NSW 2124
W
www.dcj.nsw.gov.au
T (02) 9716 2662
On 23 February 2024, you agreed to amend the scope of the access request to the
following:
The current or most recent FaCS policy or policies, which are not publicly available,
that relate to:
1. Ch 15 of the Children and Young Persons Care and Protection Act 1998; and
2. Foster carer compliance, integrity or complaints; and
3.
FaCS and foster care agency agencies, and/or their agents, meeting with foster
carers, whether in relation to responding to ROSH, general check-ins, home
visiting children in out-of-home care, otherwise attending a foster carer’s private
residence, and/or about medical issues of foster children, etc that are not covered
by item 2.
On 23 February 2024, the Department decided that your application was now a valid
access application and advised that your application was required to be decided on or
before 15 March 2024. However, the due was extended by agreement to 28 March 2024.
Decision
I am authorised by the principal officer, for the purposes of section 9(3) of the GIPA Act,
to decide your access application. I have decided:
• under section 58(1)(a) of the GIPA Act, to provide access to some of the
information sought in your access application; and
• under section 58(1)(d) of the GIPA Act, to refuse to provide access to some of the
information because there is an overriding public interest against the disclosure
of the information.
This decision is reviewable under sections 80(d) – (f) of the GIPA Act.
Attached is a Schedule of Documents identifying those documents to be released to you.
In this Notice of Decision, I will explain my reasons. To meet the requirements of section
61 of the GIPA Act, I need to tell you:
• the reasons for my decision and the findings on any important questions of
fact underlying those reasons, and
• the general nature and format of the records containing the information you
asked for, with reference to the relevant public interest considerations
against disclosure (see the attached Schedule of Documents).
Searches for Information
Section 53 of the GIPA Act which states:
“53 Searches for information held by agency
(1) The obligation of an agency to provide access to government information
in response to an access application is limited to information held by the
agency when the application is received.
(2) An agency must undertake such reasonable searches as may be
necessary to find any of the government information applied for that was held
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by the agency when the application was received. The agency’s searches
must be conducted using the most efficient means reasonably available to
the agency.
(3) The obligation of an agency to undertake reasonable searches extends to
searches using any resources reasonably available to the agency including
resources that facilitate the retrieval of information stored electronically.
(4) An agency is not required to search for information in records held by the
agency in an electronic backup system unless a record containing the
information has been lost to the agency as a result of having been destroyed,
transferred, or otherwise dealt with, in contravention of the State Records Act
1998 or contrary to the agency’s established record management procedures.
(5) An agency is not required to undertake any search for information that
would require an unreasonable and substantial diversion of the agency’s
resources.”
In accordance with the obligations outlined in section 53 of the GIPA Act, I can advise you
that searches were conducted with the relevant units seeking any documents within the
scope of the application.
I am satisfied that reasonable searches for the information requested by the application
have been conducted.
Reasons for Decision
The public interest test
The Applicant has a legally enforceable right to access the information requested, unless
there is an overriding public interest against disclosing the information (section 9(1) of the
GIPA Act). The public interest balancing test for determining whether there is an
overriding public interest against disclosure is set out in section 13 of the GIPA Act.
The general public interest consideration in favour of access to government information
set out in section 12 of the GIPA Act means that this balance is always weighted in favour
of disclosure. Section 5 of the GIPA Act establishes a presumption in favour of disclosure
of government information.
Before deciding whether to release or withhold information, the Department must apply
the public interest test and decide whether or not an overriding public interest against
disclosure exists for the information.
I have made my decision in accordance with section 13 of the GIPA Act by:
a.
identifying relevant public interest considerations in favour of disclosure,
b.
identifying relevant public interest considerations against disclosure,
c.
attributing weight to each consideration for and against disclosure, and
d.
determining whether the balance of the public interest lies in favour of or
against disclosure of the government information.
I have applied the public interest test in accordance with the principles set out in section
15 of the GIPA Act which are:
a. in a way that promotes the objects of the GIPA Act,
b. with regard to any relevant guidelines issued by the Information
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Commissioner,
c. without taking into account the fact that disclosure of information may
cause embarrassment to, or a loss of confidence in, the Government (as that
fact is irrelevant),
d. without taking into account the fact that disclosure of information might be
misinterpreted or misunderstood by any person (as that fact is irrelevant),
and
e. with regard to the fact that disclosure cannot be made subject to any
conditions on the use or disclosure of information.
Public interest considerations in favour of disclosure
Section 12(1) of the GIPA Act sets out a general public interest in favour of disclosing
government information, which must always be weighed in the application of the public
interest test. The Department may take into account any other considerations in favour
of disclosure which may be relevant (s12(2) GIPA Act).
In my view the following public interest considerations in favour of disclosure apply when
considering the documents in issue:
a. The statutory presumption in favour of the disclosure of government
information;
b. The general right of the public to have access to government information
held by agencies; and
c. Disclosure of the information could reasonably be expected to promote open
discussion of public affairs, enhance Government accountability or
contribute to positive and informed debate on issues of public importance.
d. Disclosure of the information could reasonably be expected to inform the
public about the operations of agencies and, in particular, their policies and
practices for dealing with members of the public.
Personal factors of the application
I can also take into account any personal factors of your application, under section 55 of
the GIPA Act. I have not identified any personal factors relevant to your application.
Public interest considerations against disclosure
The only public interest considerations against disclosure that can be considered are
those in schedule 1 and table section 14(2) of the GIPA Act.
In order for the considerations against disclosure set out in the table to section 14(2) of
the GIPA Act to be raised as relevant, the Department must establish that the disclosure
of the information “…
could reasonably be expected to have …” the effect outlined in the
table.
The words “…
could reasonably be expected to have …” should be given their ordinary
meaning. This requires a judgment to be made by the decision-maker as to whether it is
reasonable, as distinct from irrational, absurd or ridiculous, to expect the effect outlined.
In its notice of decision, the Department raised a public interest consideration against
disclosure of the information, deciding that its release could reasonably be expected to
prejudice the effective exercise by an agency of the agency’s functions – see clause 1(f)
of the table to s.14(2) of the GIPA Act.
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I will discuss this consideration below.
Consideration 1(f) – prejudice the effective exercise by an agency of the agency’s
functions
Clause 1(f) of the table at section 14(2) as a public interest consideration against
disclosure states:
“There is a public interest consideration against disclosure if disclosure of the
information could reasonably be expected to …
(f)
prejudice the effective exercise by an agency of the agency's functions, …”
In order for this to be a relevant consideration against disclosure, I must demonstrate
that:
a.
the relevant function of the agency, and
b.
that is or would be prejudiced by release of the information.
The DCJ Reportable Conduct Unit (
RCU) investigates allegations of reportable conduct
made about DCJ carers.
In this instance, the information being withheld under consideration 1(f) are internal DCJ
RCU email addresses and telephone numbers.
To provide assistance to members of the public the RCU has external email addresses to
which members of the public can direct enquiries. These email addresses are regularly
monitored by RCU staff.
Section 73(1) of the GIPA Act provides:
“…an agency is not entitled to impose any conditions on the use or disclosure of
information when the agency provides access to the information in response to
an access application.”
If internal email addresses were to be released it could reasonably be expected that
members of the public may direct emails to internal mailboxes that are designated for
other internal work-related purposes and are therefore less frequently monitored by DCJ
staff. This could reasonably be expected to have a detrimental impact upon the level of
monitoring required of internal mailboxes to ensure that correspondence is directed to
the correct staff to be actioned.
Furthermore, if internal departmental email addresses were to be obtained by fixated,
querulous or vexatious individuals, there is real possibility those emails addresses could
be used to direct correspondence to harass and intimidate RCU staff and inhibit their
ability to effectively exercise their role by creating additional administrative burden and
impact on RCU staff welfare.
The
Work Health and Safety Act 2011 (NSW) provides a legislative framework that relates
to all workplaces in NSW. The objects of the Act are set out in section 3 and specifically
provide for ‘
protecting workers and other persons against harm to their health, safety and
welfare through the elimination or minimisation of risks arising from work…’ Accordingly,
another of the Department’s functions required by this Act imposes a primary duty of care
on employers ‘to ensure as far as reasonably practicable, the health and safety of
workers…’
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Providing fixated, querulous or vexatious litigants with the internal email addresses of
RCU staff has the capacity to seriously jeopardise this function because it makes the
function of managing staff health and safety inherently more difficult where employees
are exposed to the additional trauma of having constant email traffic of this nature
impacting their internal work email address rather than these emails being directed to an
external email address which will be monitored by a number of staff, which minimises the
exposure to emails intended to harass. An external email address provides a layer of
protection for the employees who are required to read and respond to these emails. The
disclosure of the information withheld could reasonably be expected therefore to
prejudice the effective exercise by the department’s work health and safety functions by
giving fixated, querulous or vexatious litigants direct access to internal email addresses
which is significantly more personal and impacting.
I have apportioned very significant weight to this public interest consideration against
disclosure as the cost and detriment to the department by inhibiting the ability of staff to
effectively exercise their role by creating additional administrative burden hinders the
ability of RCU to carry out its functions which is why confidentiality around the
information must be maintained. In addition, the functions of managers in the RCU and
department who are responsible for taking steps to minimise or eliminate risks to the
health and safety of employees in the workplace will be hampered if the information is
disclosed.
I have apportioned very significant weigh to this public interest against disclosure as it is
likely the disclosure of the information could reasonably be expected to prejudice the
effective exercise by the RCU and the department of its functions.
Balancing the public interest test
I have considered the relevant public interest considerations in favour of and against
disclosure of the information you requested. On balancing the considerations I find that
the public interest lies in not releasing some of the information to you. That information
falls under the considerations from the Table at section 14(2) of the GIPA Act.
For these reasons, I am of the view that the public interest in withholding release of some
of the information is outweighed by the public interest in releasing this information in
response to your access application under the GIPA Act. The public interest
consideration relevant to my decision are marked in the records withheld from release.
Form of Access
Access to the information is provided in the form of PDF copies of the relevant documents.
Review rights
If you are aggrieved by my decision, you may seek a review of my decision. You may
request:
• internal review by another officer of the Department who is no less senior than me,
within 20 working days of this decision, together with the prescribed internal
review fee of $40.00,
• external review by the NSW Information Commissioner, within 40 working days of
the date of this decision, or
• external administrative review by the NSW Civil and Administrative Tribunal,
within 40 working days of the date of this decision.
I have also
enclosed a fact sheet which provides further details about your review rights.
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Further information
If you have any questions, please do not hesitate to contact me on 02 9716 2662 or by
email at xxxxxxxxxxxxxx@xxx.xxx.xxx.xx.
Yours sincerely
J.Creyson
Jordan Creyson
Open Government, Information and Privacy | Legal
Law Reform and Legal Services
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Schedule
Pages
Description of Item
Notes on release
1 – 9
Casework Practice Mandate – Removal or
Release in full under
assumption of a child (updated 19 December s.58(1)(a) of the GIPA Act.
2020)
10 – 17
Casework Practice Mandate – Placing a child Release in full under
in OOHC and supporting them through their s.58(1)(a) of the GIPA Act.
transition (updated 17 January 2023)
18 – 28
Casework Practice Mandate – Case planning Release in full under
in OOHC (updated 22 August 2023)
s.58(1)(a) of the GIPA Act.
29 – 67
Casework Practice Mandate – Home visiting Release in full under
children in out-of-home-care (updated 27 July s.58(1)(a) of the GIPA Act.
2022)
68 – 98
Casework Practice Mandate – Health needs of Release in full under
children in OOHC (updated 5 July 2023)
s.58(1)(a) of the GIPA Act.
99 - 126
Casework Practice Mandate – Behaviour
Release in full under
Support (updated 23 January 2024)
s.58(1)(a) of the GIPA Act.
127 – 172 Casework Practice Mandate – Safety in care Withheld in part under cl.1(f)
(updated 29 March 2022)
in the Table within s.14 of
the GIPA Act.
173 – 181 Casework Practice Mandate – Carer reviews Release in full under
(updated 13 November 2023)
s.58(1)(a) of the GIPA Act.
182 – 193 Casework Practice Mandate – Carer support Release in full under
(updated 13 November 2023)
s.58(1)(a) of the GIPA Act.
194 – 201 Casework Practice Mandate – Carer
Release in full under
authorisations surrender, suspension or
s.58(1)(a) of the GIPA Act.
cancellation (updated 18 August 2023)
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Document Outline